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Director in WisdomTree (NYSE: WT) awarded 5,509 RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WisdomTree, Inc. reported that director Lynn S. Blake received an equity award in the form of 5,509 shares of common stock, granted at no cash cost as part of the non-employee directors’ compensation program under the 2022 Equity Plan.

The award is structured as restricted stock units that vest on June 17, 2027 under Blake’s deferral election and convert into common stock on a one-for-one basis. Shares become payable upon the earlier of a separation from service or a qualifying Sale Event as defined under the plan and Section 409A rules.

Following this grant, Blake directly holds 62,571 shares of WisdomTree common stock, reflecting a routine compensation-related increase in her equity stake rather than an open-market purchase.

Positive

  • None.

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Insider Blake Lynn S.
Role null
Type Security Shares Price Value
Grant/Award Common stock 5,509 $0.00 --
Holdings After Transaction: Common stock — 62,571 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Equity award granted 5,509 shares Common stock granted to director Lynn S. Blake
Grant price $0.0000 per share Reported transaction price per share for the award
Holdings after grant 62,571 shares Total direct common stock held by Blake post-transaction
Vesting date June 17, 2027 RSUs vesting date under deferred compensation election
RSU conversion ratio 1 share per RSU Each RSU payable in one share of common stock
Restricted stock units ("RSUs") financial
"Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Non-Employee Directors' Deferred Compensation Program financial
"pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan"
2022 Equity Plan financial
"Deferred Compensation Program under the 2022 Equity Plan"
Section 409A regulatory
"as defined in Section 409A of the Internal Revenue Code of 1986, as amended"
Sale Event financial
"upon the earlier of (i) a "separation from service" ... and (ii) a Sale Event (as defined in the 2022 Equity Plan)"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Blake Lynn S.

(Last)(First)(Middle)
C/O WISDOMTREE, INC.
250 WEST 34TH STREET, 3RD FLOOR

(Street)
NEW YORK NEW YORK 10119

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common stock06/17/2026A5,509(1)A$0.000062,571D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock units ("RSUs") issued to the Reporting Person pursuant to the Non-Employee Directors' Deferred Compensation Program under the 2022 Equity Plan. In accordance with an election made by the Reporting Person to defer receipt of her annual restricted stock award, the common stock underlying the RSUs will vest on June 17, 2027, and is payable on a one-for-one basis (one share of common stock for each RSU) upon the earlier of (i) a "separation from service" (as defined in Section 409A of the Internal Revenue Code of 1986, as amended (Code)) and (ii) a Sale Event (as defined in the 2022 Equity Plan) so long as such Sale Event also constitutes a "change in the ownership or effective control" or a "change in the ownership of a substantial portion of the assets" of the Issuer (as such terms are defined in Code Section 409A).
/s/ Marci Frankenthaler, Attorney-in-Fact06/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Lynn S. Blake report at WisdomTree (WT)?

Director Lynn S. Blake reported receiving 5,509 shares of WisdomTree common stock as a compensation-related equity award. The grant was made at no cash cost under the company’s 2022 Equity Plan for non-employee directors and is documented in a Form 4 filing.

How many WisdomTree (WT) shares does Lynn S. Blake hold after this Form 4 grant?

After the grant, Lynn S. Blake directly holds 62,571 shares of WisdomTree common stock. This total reflects the newly awarded 5,509-share grant on top of her prior holdings, as reported in the Form 4 insider transaction disclosure.

When do Lynn S. Blake’s newly granted WisdomTree (WT) RSUs vest and pay out?

The restricted stock units vest on June 17, 2027, under Blake’s deferral election. They are payable in WisdomTree common stock on a one-for-one basis upon the earlier of a separation from service or a qualifying Sale Event meeting Section 409A change-in-control conditions.

Was Lynn S. Blake’s WisdomTree (WT) Form 4 transaction an open-market stock purchase?

No, the Form 4 reports a grant of 5,509 shares as compensation, not an open-market purchase. The award arises from restricted stock units under the non-employee directors’ deferred compensation program, with a reported price per share of $0.0000 in the filing.

Under what program were Lynn S. Blake’s WisdomTree (WT) RSUs granted?

The restricted stock units were issued under WisdomTree’s Non-Employee Directors' Deferred Compensation Program within the 2022 Equity Plan. This program grants equity awards to non-employee directors, allowing deferral of receipt and specifying vesting and payout conditions for the underlying common stock.