WisdomTree executive gains 39,996 shares from PRSU vest

WisdomTree, Inc. executive William Bradley Peck, Head of Digital Assets, reported the vesting and settlement of performance-based restricted stock units (PRSUs).

Rhea-AI Filing Summary

WisdomTree, Inc. executive William Bradley Peck, Head of Digital Assets, reported the vesting and settlement of performance-based restricted stock units (PRSUs). On January 27, 2026, 39,996 PRSUs were converted into the same number of common shares at $0.0000 per share following a three-year performance period.

The award, granted on January 25, 2023, vested at 199% of the target PRSUs after WisdomTree’s total shareholder return ranked in the 84.62nd percentile versus a peer group. The company withheld 21,372 shares to cover taxes, leaving Peck with 243,168 shares of common stock held directly, including time-based restricted stock scheduled to vest through January 2029.

Insider Trade Summary

39,996 shares exercised/converted

Exercise 3 txns

Insider Peck William Bradley

Role Head of Digital Assets

Type	Security	Shares	Price	Value
Exercise	Performance Based Restricted Stock Units	39,996	$0.00	$0.00
Exercise	Common Stock	39,996	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	21,372	$0.00	$0.00

Holdings After Transaction: Performance Based Restricted Stock Units — 0 contracts (Direct); Common Stock — 243,168 shares (Direct)

Footnotes (5)

1. F1. Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.
2. F2. Includes the reinvestment of dividend equivalents into 1,669 PRSUs between the grant date and vesting date.
3. F3. Includes restricted stock awards vesting as to (i) 37,773 shares on January 25, 2027, (ii) 19,365 shares on January 25, 2028 and (iii) 7,564 shares on January 25, 2029.
4. F4. Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.
5. F5. These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did WisdomTree (WT) executive William Bradley Peck report on this Form 4?

William Bradley Peck reported the vesting and settlement of performance-based restricted stock units into WisdomTree common shares. The filing shows PRSUs converting into 39,996 shares and tax withholding of 21,372 shares, updating his directly held stake to 243,168 shares of common stock.

How many WisdomTree (WT) shares did the PRSUs deliver to William Bradley Peck?

The PRSUs delivered 39,996 shares of WisdomTree common stock to William Bradley Peck. Each PRSU represented one share upon vesting, including 1,669 additional PRSUs from dividend reinvestment, all settling at an exercise price of $0.0000 per share on January 27, 2026.

Why were 21,372 WisdomTree (WT) shares withheld in William Bradley Peck’s Form 4?

The 21,372 WisdomTree shares were withheld to cover tax obligations arising from the PRSU vesting. Rather than paying cash, a portion of the newly delivered shares was retained by the issuer, leaving Peck with 243,168 shares of common stock directly owned after the transaction.

How was the performance of WisdomTree (WT) measured for William Bradley Peck’s PRSU vesting?

The PRSUs vested based on WisdomTree’s total shareholder return relative to a peer group over three years. The relative total shareholder return ranked in the 84.62nd percentile, leading to vesting at 199% of the target number of PRSUs granted on January 25, 2023.

What future vesting schedule is disclosed for William Bradley Peck’s restricted stock at WisdomTree (WT)?

The filing notes time-based restricted stock awards scheduled to vest as 37,773 shares on January 25, 2027, 19,365 shares on January 25, 2028, and 7,564 shares on January 25, 2029. These awards are included within his reported directly owned common stock position.

What is William Bradley Peck’s role at WisdomTree (WT) according to the Form 4?

According to the Form 4, William Bradley Peck serves as an officer of WisdomTree with the title Head of Digital Assets. He is not listed as a director or 10% owner, and the reported holdings reflect his equity-based compensation and related tax-withholding transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 01/29/2026 - 04:36 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Peck William Bradley

(Last) (First) (Middle)

C/O WISDOMTREE, INC.

250 WEST 34TH STREET, 3RD FLOOR

(Street)

NEW YORK NY 10119

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WisdomTree, Inc. [ WT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Head of Digital Assets

3. Date of Earliest Transaction (Month/Day/Year)
01/27/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/27/2026		M		39,996(1)(2)	A	$0.0000	264,540(3)	D
Common Stock	01/27/2026		F		21,372(4)	D	$0.0000	243,168(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Based Restricted Stock Units	(5)	01/27/2026		M			39,996(1)(2)(5)	(5)	(5)	Common Stock	39,996(1)(2)(5)	$0.0000	0.0000	D

Explanation of Responses:

1. Each performance-based restricted stock unit ("PRSU") represented the right to receive, on the vesting date, one share of common stock for each such unit that vested.

2. Includes the reinvestment of dividend equivalents into 1,669 PRSUs between the grant date and vesting date.

3. Includes restricted stock awards vesting as to (i) 37,773 shares on January 25, 2027, (ii) 19,365 shares on January 25, 2028 and (iii) 7,564 shares on January 25, 2029.

4. Shares withheld by the Issuer upon vesting of PRSUs to cover withholding taxes.

5. These PRSUs were granted by the Issuer on January 25, 2023 and vested on January 25, 2026. The ultimate number of shares that could have vested was between 0 and 200% of the previously reported target number of PRSUs based on the total shareholder return ("TSR") of the Issuer's common stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date ("Relative TSR"). Based on a report issued by an independent valuation specialist and certified by the Issuer's compensation committee on January 27, 2026, the Relative TSR measured in the 84.62nd percentile, resulting in the vesting of 199% of the target number of PRSUs.

	/s/ Marci Frankenthaler, Attorney-in-Fact	01/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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