Fidelity lists vested WTFC shares for sale (NASDAQ: WTFC) in Form 144 notice
Filing Impact
Filing Sentiment
Form Type
144
Rhea-AI Filing Summary
Fidelity Brokerage Services LLC submitted a Form 144 notice for proposed sales of Common Stock priced or processed through its NASDAQ account. The excerpt lists restricted stock vesting events of 4,337 shares on 01/26/2026 and 5,242 shares on 02/25/2026, and identifies Fidelity's broker address. The filing is procedural and describes securities to be sold under vesting-related transactions.
Positive
- None.
Negative
- None.
Key Figures
Restricted stock vesting (01/26/2026): 4,337 shares
Restricted stock vesting (02/25/2026): 5,242 shares
Brokerage account / Exchange: Fidelity Brokerage Services LLC; NASDAQ
3 metrics
Restricted stock vesting (01/26/2026)
4,337 shares
Listed as 'Restricted Stock Vesting' on 01/26/2026
Restricted stock vesting (02/25/2026)
5,242 shares
Listed as 'Restricted Stock Vesting' on 02/25/2026
Brokerage account / Exchange
Fidelity Brokerage Services LLC; NASDAQ
Broker identified with address and exchange listed as NASDAQ (04/27/2026)
Key Terms
Form 144, Restricted Stock Vesting, Broker-dealer
3 terms
Form 144 regulatory
"submitted a Form 144 notice for proposed sales of Common Stock"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
Restricted Stock Vesting financial
"Restricted Stock Vesting | Issuer | 4,337 | 01/26/2026"
Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.
Broker-dealer financial
"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"
A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.
FAQ
What does the WTFC Form 144 disclose about proposed sales?
The Form 144 discloses proposed sales of Common Stock processed via Fidelity Brokerage Services. It lists two restricted stock vesting events with 4,337 shares (01/26/2026) and 5,242 shares (02/25/2026), and provides broker contact details and NASDAQ as the exchange.
Who is the broker named on the WTFC Form 144?
The broker identified is Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. The filing ties the proposed transactions to that brokerage account and lists NASDAQ as the exchange for the securities.
Which exchange is referenced in the WTFC Form 144 filing?
The filing references NASDAQ as the exchange for the securities identified. The excerpt associates the broker and the listed Common Stock with NASDAQ trading.