Fidelity files Form 144 listing vested WTFC shares

Fidelity Brokerage Services LLC submitted a Form 144 notice for proposed sales of Common Stock priced or processed through its NASDAQ account.

Rhea-AI Filing Summary

Fidelity Brokerage Services LLC submitted a Form 144 notice for proposed sales of Common Stock priced or processed through its NASDAQ account. The excerpt lists restricted stock vesting events of 4,337 shares on 01/26/2026 and 5,242 shares on 02/25/2026, and identifies Fidelity's broker address. The filing is procedural and describes securities to be sold under vesting-related transactions.

Key Figures

Restricted stock vesting (01/26/2026): 4,337 shares Restricted stock vesting (02/25/2026): 5,242 shares Brokerage account / Exchange: Fidelity Brokerage Services LLC; NASDAQ

3 metrics

Restricted stock vesting (01/26/2026) 4,337 shares Listed as 'Restricted Stock Vesting' on 01/26/2026

Restricted stock vesting (02/25/2026) 5,242 shares Listed as 'Restricted Stock Vesting' on 02/25/2026

Brokerage account / Exchange Fidelity Brokerage Services LLC; NASDAQ Broker identified with address and exchange listed as NASDAQ (04/27/2026)

Key Terms

Form 144, Restricted Stock Vesting, Broker-dealer

3 terms

Form 144 regulatory

"submitted a Form 144 notice for proposed sales of Common Stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 4,337 | 01/26/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker-dealer financial

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

A broker-dealer is a licensed firm or individual that both executes trades on behalf of clients (acting as a broker) and buys or sells securities for its own account (acting as a dealer). Investors care because broker-dealers provide the plumbing of markets — they place orders, hold or move cash and securities, offer research or advice, and their stability and fees directly affect trade execution, costs, and the safety of client funds; think of them as a combined travel agent and taxi for your investments.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the WTFC Form 144 disclose about proposed sales?

The Form 144 discloses proposed sales of Common Stock processed via Fidelity Brokerage Services. It lists two restricted stock vesting events with 4,337 shares (01/26/2026) and 5,242 shares (02/25/2026), and provides broker contact details and NASDAQ as the exchange.

Who is the broker named on the WTFC Form 144?

The broker identified is Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI. The filing ties the proposed transactions to that brokerage account and lists NASDAQ as the exchange for the securities.

Are the shares listed on the Form 144 from compensation or open-market holdings?

The shares are tied to restricted stock vesting events, indicating compensation-related issuances. The excerpt shows vesting dates of 01/26/2026 and 02/25/2026 for the specified share amounts.

Does the Form 144 show the total number of shares being sold for WTFC?

The excerpt lists specific vesting amounts but does not present a single aggregate ‘total offered’ figure. The filing cites 4,337 shares and 5,242 shares tied to the two vesting dates.

Which exchange is referenced in the WTFC Form 144 filing?

The filing references NASDAQ as the exchange for the securities identified. The excerpt associates the broker and the listed Common Stock with NASDAQ trading.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/27/2026 - 12:09 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001244276
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WINTRUST FINANCIAL CORP
SEC File Number	001-35077
Address of Issuer	9700 WEST HIGGINS ROAD, 8TH FLOOR ROSEMONT ILLINOIS 60018
Phone	8479399000
Name of Person for Whose Account the Securities are To Be Sold	DYKSTRA DAVID A
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	9579	1425501.81	67270487	04/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/26/2026	Restricted Stock Vesting	Issuer			4337	01/26/2026	Compensation
Common	02/25/2026	Restricted Stock Vesting	Issuer			5242	02/25/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	04/27/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for David Dykstra
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)