Wintrust officer Murphy proposes $1.04M share sale

The proposed transaction is listed alongside Wintrust Financial Corporation’s 67,465,967 shares outstanding.

Rhea-AI Filing Summary

Wintrust Financial Corporation officer Richard B. Murphy reported a proposed sale of 7,136 common shares through LPL Financial LLC, with an aggregate market value of $1,043,854.08. The notice lists an approximate sale date of October 21, 2026, and Nasdaq as the exchange. It also lists 67,465,967 shares outstanding.

Key Figures

Common shares proposed for sale: 7,136 shares Aggregate market value: $1,043,854.08 Issuer shares outstanding: 67,465,967 shares

3 metrics

Common shares proposed for sale 7,136 shares Proposed sale by Richard B. Murphy

Aggregate market value $1,043,854.08 Proposed sale

Issuer shares outstanding 67,465,967 shares Wintrust Financial Corporation

Key Terms

Rule 144, person, aggregated

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

person regulatory

"person for whose account the securities are to be sold"

aggregated regulatory

"sales required by paragraph (e) of Rule 144 to be aggregated"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many WTFC shares does Richard B. Murphy plan to sell?

Richard B. Murphy, identified as an officer of Wintrust Financial Corporation, reported a proposed sale of 7,136 common shares. The notice lists an aggregate market value of $1,043,854.08 and LPL Financial LLC as the broker.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/21/2026 - 03:11 PM EDT Accepted by SEC EDGAR 10/21/2026 - 03:11 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001267655
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Wintrust Financial Corporation
SEC File Number
Address of Issuer	9700 West Higgins Road,8th Floor Rosemont ILLINOIS 60018
Phone	8479399000
Name of Person for Whose Account the Securities are To Be Sold	Richard B. Murphy
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	LPL Financial LLC 1055 LPL Way Fort Mill SC 29716	7136	1043854.08	67465967	10/21/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	08/12/2009	Common Stock	Issuer			1032	08/12/2009	Cash
Common Stock	03/06/2019	Common Stock	Issuer			4437	03/06/2019	Cash
Common Stock	01/26/2017	Common Stock	Issuer			845	01/26/2017	Cash
Common Stock	03/08/2017	Common Stock	Issuer			344	03/08/2017	Cash
Common Stock	03/01/2024	Common Stock	Issuer			478	03/01/2024	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	10/21/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Richard B. Murphy
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)