Wintrust (WTFC) vice chair discloses $146 average sale of 3,291 shares

Rhea-AI Filing Summary

Wintrust Financial CorpJanuary 29, 2026$146.05 per share, with individual trades ranging from $146.00 to $146.17. Following this transaction, Murphy directly beneficially owns 46,049 shares of Wintrust Financial common stock.

Insider Trade Summary

Net Seller: 3,291 shares ($480,651)

Net Sell 1 txn

Insider MURPHY RICHARD B

Role VICE CHAIR,CHIEF LENDING OFC

Sold 3,291 shs ($481K)

Type	Security	Shares	Price	Value
Sale	Common Stock	3,291	$146.05	$481K

Holdings After Transaction: Common Stock — 46,049 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

01/30/2026 - 04:08 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MURPHY RICHARD B

(Last) (First) (Middle)

9700 WEST HIGGINS ROAD, 8TH FLOOR

(Street)

ROSEMONT IL 60018

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WINTRUST FINANCIAL CORP [ WTFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VICE CHAIR,CHIEF LENDING OFC

3. Date of Earliest Transaction (Month/Day/Year)
01/29/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/29/2026		S		3,291	D	$146.05(1)	46,049	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $146.00 to $146.17, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.

Remarks:

	/s/Kathleen M. Boege, Attorney-in-fact	01/30/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WTFC disclose for Richard B. Murphy?

Wintrust Financial Corp reported that officer Richard B. Murphy sold 3,291 shares of common stock on January 29, 2026. The transaction was a sale under code “S,” leaving him with 46,049 directly owned shares after the trade.

At what price did Richard B. Murphy sell WTFC shares?

The reported weighted average sale price was $146.05 per share for Richard B. Murphy’s 3,291 WTFC shares. Individual sale prices ranged between $146.00 and $146.17, according to the Form 4 footnote describing the multiple transaction executions.

How many WTFC shares does Richard B. Murphy own after the sale?

After selling 3,291 shares, Richard B. Murphy beneficially owns 46,049 shares of Wintrust Financial common stock. The filing shows these remaining shares as directly owned, with no indirect ownership structure indicated in the reported data.

What is Richard B. Murphy’s role at Wintrust Financial (WTFC)?

Richard B. Murphy is identified as an officer of Wintrust Financial, serving as vice chair and chief lending officer. His role is disclosed in the Form 4, which also confirms he is not classified as a director or a 10% beneficial owner.

Was the WTFC insider sale a single trade or multiple trades?

The sale was executed through multiple trades, as the footnote explains the price is a weighted average. Individual transactions occurred between $146.00 and $146.17, and Murphy undertakes to provide detailed trade information to interested parties upon request.