Welcome to our dedicated page for MicroSectors™ Energy 3X Leveraged ETN SEC filings (Ticker: WTIU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for MicroSectors Energy 3x Leveraged ETNs (WTIU) brings together U.S. regulatory documents filed by the issuer, Bank of Montreal. As a foreign private issuer, Bank of Montreal reports to the SEC using Form 40-F for its annual disclosure and Form 6-K for current reports. These filings are central for understanding the legal and financial framework that supports WTIU.
Recent Form 6-K filings show that Bank of Montreal incorporates several key documents by reference into its Form F-3 and Form S-8 registration statements. Among these are the BMO annual report to shareholders, the consolidated capitalization of Bank of Montreal, and the bank’s earnings coverage ratio. The filings also include a press release describing an increase in the common share dividend. All of these items help define the issuer’s financial profile, which is relevant for holders of exchange-traded notes such as WTIU.
On Stock Titan, this filings page connects WTIU to the underlying Bank of Montreal disclosure record. Users can review how specific Form 6-K reports are tied to registration statements that authorize the issuance of MicroSectors Energy 3x Leveraged ETNs. The platform provides real-time updates from the SEC’s EDGAR system and AI-powered summaries that explain the purpose of each filing in clear language.
Key filing types for WTIU research include the Form 40-F annual report, Form 6-K current reports that incorporate the annual report to shareholders, capitalization, and earnings coverage ratio, and the Form F-3 registration statements listed in recent 6-Ks. By reading these documents with AI-generated highlights, investors can more easily understand how Bank of Montreal discloses information that affects its structured products, including WTIU.
Bank of Montreal has issued $2,000 of Barrier Enhanced Return Notes due June 30, 2027, linked to the performance of the S&P 500 and Russell 2000 indices. The notes offer 107.50% leveraged positive return based on the least performing index.
Key features include:
- Principal at risk: Investors lose 1% for each 1% decline if least performing index falls below 70% barrier level
- Initial levels: S&P 500 at 6,092.16 and Russell 2000 at 2,136.185
- Barrier levels: S&P 500 at 4,264.51 and Russell 2000 at 1,495.330
- No interest payments or exchange listing
The notes' estimated initial value is $959.10 per $1,000 principal amount. BMO Capital Markets acts as calculation agent and selling agent, with a 2.50% commission. The offering highlights risks including potential total loss of principal, exposure to worst-performing index only, and credit risk of Bank of Montreal.
Bank of Montreal is offering $333,000 in Capped Buffer Enhanced Return Notes due June 30, 2027, linked to the S&P 500 Index. The notes feature:
- 150% leveraged upside participation in S&P 500 gains, capped at a maximum return of 14.50% ($1,145 per $1,000 principal)
- 20% downside buffer protection - no losses on first 20% index decline
- 1:1 losses beyond buffer - investors can lose up to 80% of principal if index falls more than 20%
- Initial index level: 6,092.16
- Buffer level: 4,873.73 (80% of initial)
Key risks include credit risk of Bank of Montreal, capped upside potential, and potential for significant losses beyond buffer. Notes priced at $1,000 per unit with estimated initial value of $965.16. BMO Capital Markets acts as calculation agent and selling agent with 2.59% commission.
Bank of Montreal has issued $702,000 in Buffer Enhanced Return Notes due June 28, 2030, linked to the S&P 500® Futures Excess Return Index (SPXFP). The notes offer 160% leveraged exposure to positive index returns with conditional downside protection.
Key features include:
- 20% downside buffer - investors only lose principal if index declines more than 20%
- Maximum potential loss of 80% of principal
- Initial index level: 505.71
- Buffer level: 404.57 (80% of initial)
- Notes priced at $1,000 per unit with estimated initial value of $944.69
Important risks: Notes track futures contracts rather than direct S&P 500 index performance, exposing investors to negative roll yields and implicit financing costs. No interest payments or dividends. Credit risk of Bank of Montreal applies. Notes will not be listed on any exchange.
Bank of Montreal has issued $1,096,000 in Autocallable Barrier Enhanced Return Notes due June 30, 2028, linked to the S&P 500 Index. The notes offer a potential 8.30% annual return if automatically redeemed on June 30, 2026, triggered when the S&P 500 exceeds its initial level of 6,092.16.
Key features include:
- 1-to-1 upside participation if not automatically redeemed
- No interest payments
- 70% downside protection barrier at 4,264.51
- 1% principal loss for each 1% decline below barrier level
- Initial value estimated at $958.92 per $1,000 principal
Risk factors: Investors may lose entire principal; subject to Bank of Montreal's credit risk; limited upside potential due to automatic redemption feature; no direct investment in S&P 500 Index; no shareholder rights or dividend payments.
Bank of Montreal has issued $983,000 in Contingent Risk Absolute Return Buffer Notes due June 30, 2027, linked to the Russell 2000® Index. The notes offer 150% leveraged upside exposure to the index's performance, capped at a maximum return of 24% ($1,240 per $1,000 principal).
Key features include:
- Buffer protection against first 10% of index losses
- Positive return potential even in moderately declining markets up to 10% ($1,100 per $1,000 principal)
- Risk of losing up to 90% of principal if index declines more than 10%
- Initial index level: 2,136.185
- Buffer level: 1,922.567 (90% of initial)
Notable risks include limited upside potential due to return cap, credit risk of Bank of Montreal, and enhanced exposure to small-cap stock volatility through the Russell 2000 Index. The notes were priced at 100% with a 2.50% agent commission, resulting in proceeds of $958,425 to the bank.
Bank of Montreal has issued $1,001,000 in Capped Barrier Enhanced Return Notes due June 30, 2027, linked to Novo Nordisk ADRs. The notes offer 200% leveraged exposure to Novo Nordisk's price appreciation, capped at a maximum return of 86.20% ($1,862.00 per $1,000 principal).
Key features include:
- Initial Level: $70.73 (Novo Nordisk ADR price on June 24, 2025)
- Barrier Level: $56.58 (80% of Initial Level)
- Downside Risk: 1:1 losses if price falls below Barrier Level
- No interest payments or direct ADR ownership rights
Notable risks include potential total loss of principal if Novo Nordisk ADRs fall significantly, credit risk of Bank of Montreal, and limited upside potential due to the return cap. The initial estimated value is $971.33 per $1,000 principal, below the public offering price, reflecting structuring and hedging costs.
The prospectus supplement describes notes linked to the Invesco Nasdaq-1004 ETF that can pay a fixed Digital Return of 16.19% at maturity if the ETF's Final Level is at least 90.00% of its Pricing Date level. If the Final Level falls more than 10.00% below the Initial Level, investors lose 1% of principal for each 1% decline beyond the 10.00% buffer, meaning losses could be as large as 90.00% of principal. The notes do not pay interest, are payable only in cash, and are subject to the credit risk of Bank of Montreal. The notes are issued in minimum denominations of $1,000, will not be exchange-listed, and BMOCM is acting as agent for distribution.
The document highlights other material features and risks: returns are capped at the Digital Return regardless of any greater appreciation in the Reference Asset; dividends on the ETF are not passed through; index sponsor, ETF issuer and advisor actions can affect payoff; tax treatment is uncertain; secondary market liquidity is limited and BMOCM need not make a market.
Bank of Montreal has issued $228,000 in Digital Return Barrier Notes due June 30, 2027, linked to the performance of the NASDAQ-100 and Russell 2000 indices. The notes offer a potential 25.20% digital return if the least performing index meets or exceeds its initial level at maturity.
Key features include:
- Principal at risk: Investors lose 1% for each 1% decline beyond 30% in the worst-performing index
- Initial levels: NDX at 22,237.74 and RTY at 2,136.185
- Barrier level: 70% of initial levels
- No interest payments or exchange listing
- Minimum denomination: $1,000
The notes' estimated initial value is $957.90 per $1,000 principal amount. BMO Capital Markets serves as calculation agent and selling agent, with a 2.75% commission. The investment carries significant risks including potential loss of principal and limited upside capped at the digital return.