Welcome to our dedicated page for MicroSectors™ Energy 3X Leveraged ETN SEC filings (Ticker: WTIU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for MicroSectors Energy 3x Leveraged ETNs (WTIU) brings together U.S. regulatory documents filed by the issuer, Bank of Montreal. As a foreign private issuer, Bank of Montreal reports to the SEC using Form 40-F for its annual disclosure and Form 6-K for current reports. These filings are central for understanding the legal and financial framework that supports WTIU.
Recent Form 6-K filings show that Bank of Montreal incorporates several key documents by reference into its Form F-3 and Form S-8 registration statements. Among these are the BMO annual report to shareholders, the consolidated capitalization of Bank of Montreal, and the bank’s earnings coverage ratio. The filings also include a press release describing an increase in the common share dividend. All of these items help define the issuer’s financial profile, which is relevant for holders of exchange-traded notes such as WTIU.
On Stock Titan, this filings page connects WTIU to the underlying Bank of Montreal disclosure record. Users can review how specific Form 6-K reports are tied to registration statements that authorize the issuance of MicroSectors Energy 3x Leveraged ETNs. The platform provides real-time updates from the SEC’s EDGAR system and AI-powered summaries that explain the purpose of each filing in clear language.
Key filing types for WTIU research include the Form 40-F annual report, Form 6-K current reports that incorporate the annual report to shareholders, capitalization, and earnings coverage ratio, and the Form F-3 registration statements listed in recent 6-Ks. By reading these documents with AI-generated highlights, investors can more easily understand how Bank of Montreal discloses information that affects its structured products, including WTIU.
Bank of Montreal – MicroSectors Energy 3x Leveraged ETNs (WTIU) filed a 424B2 prospectus supplement covering a $1.402 million issuance of Capped Enhanced Return Notes due June 24, 2026. The unsecured notes are linked to an equally weighted basket of Stryker (SYK) and Thermo Fisher (TMO).
The structure provides 300% leveraged upside on any basket appreciation, but payouts are limited to a 20.25% cap ($1,202.50 per $1,000 note). If the basket declines, investors lose principal on a 1-for-1 basis and could incur a total loss. The notes bear no interest, are not exchange-listed, and are subject to Bank of Montreal’s credit risk. Agent BMOCM receives a 1.25% selling concession; the estimated initial value is $969.42 per $1,000 note.
Bank of Montreal has issued $1,565,000 in Barrier Notes due June 23, 2026, linked to the performance of three major indices: Nasdaq-100 Technology Sector Index, Russell 2000 Index, and S&P 500 Index. The notes offer monthly interest payments of 0.7625% (approximately 9.15% annually).
Key features include:
- Notes will pay monthly coupons of $7.625 per $1,000 principal amount
- Principal is at risk if any Reference Asset falls below 70% of its Initial Level (Trigger Event)
- If a Trigger Event occurs, investors lose 1% for each 1% decline in the worst-performing index
- Maximum return is limited to coupon payments regardless of index appreciation
Initial index levels are: NDXT: 11,161.22, RTY: 2,101.960, SPX: 5,982.72. The estimated initial value is $972.13 per $1,000 principal amount. Notes are subject to Bank of Montreal's credit risk and will not be listed on any securities exchange.
Bank of Montreal has issued $2,535,000 in Digital Return Barrier Notes due July 23, 2026, linked to the performance of the S&P 500 and Russell 2000 indices. The notes offer a 10.05% digital return if the least performing index remains at or above 80% of its initial level at maturity.
Key features include:
- Initial levels: S&P 500 at 5,982.72 and Russell 2000 at 2,101.960
- Digital barrier level: 80% of initial levels
- Principal at risk: Investors lose 1% for each 1% decline below barrier level
- Pricing date: June 17, 2025
- Maturity date: July 23, 2026
The notes carry significant risks including potential loss of principal, limited upside capped at 10.05%, exposure to the worst-performing index only, and credit risk of Bank of Montreal. The estimated initial value is $964.55 per $1,000 principal amount.
Bank of Montreal has issued $3 million in Market Linked Notes due September 13, 2030, linked to the Dow Jones Industrial Average. The notes offer structured returns based on the index's performance with the following key features:
- Maximum return capped at 78.08% ($1,780.80 per $1,000 principal)
- Three-tiered participation rate structure: - 167% participation above 102% of Initial Level - 21% participation between 96-102% of Initial Level - 200% downside exposure between 92-96% of Initial Level
- Full 1:1 loss exposure below 92% of Initial Level, with potential for 100% principal loss
The Initial Level will be determined by averaging index closing levels from June 13 to July 15, 2025. The notes are subject to Bank of Montreal's credit risk and do not pay interest. The estimated initial value is $969.38 per $1,000 principal amount.