Welcome to our dedicated page for MicroSectors™ Energy 3X Leveraged ETN SEC filings (Ticker: WTIU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for MicroSectors Energy 3x Leveraged ETNs (WTIU) brings together U.S. regulatory documents filed by the issuer, Bank of Montreal. As a foreign private issuer, Bank of Montreal reports to the SEC using Form 40-F for its annual disclosure and Form 6-K for current reports. These filings are central for understanding the legal and financial framework that supports WTIU.
Recent Form 6-K filings show that Bank of Montreal incorporates several key documents by reference into its Form F-3 and Form S-8 registration statements. Among these are the BMO annual report to shareholders, the consolidated capitalization of Bank of Montreal, and the bank’s earnings coverage ratio. The filings also include a press release describing an increase in the common share dividend. All of these items help define the issuer’s financial profile, which is relevant for holders of exchange-traded notes such as WTIU.
On Stock Titan, this filings page connects WTIU to the underlying Bank of Montreal disclosure record. Users can review how specific Form 6-K reports are tied to registration statements that authorize the issuance of MicroSectors Energy 3x Leveraged ETNs. The platform provides real-time updates from the SEC’s EDGAR system and AI-powered summaries that explain the purpose of each filing in clear language.
Key filing types for WTIU research include the Form 40-F annual report, Form 6-K current reports that incorporate the annual report to shareholders, capitalization, and earnings coverage ratio, and the Form F-3 registration statements listed in recent 6-Ks. By reading these documents with AI-generated highlights, investors can more easily understand how Bank of Montreal discloses information that affects its structured products, including WTIU.
Bank of Montreal has issued $845,000 in Buffer Enhanced Return Notes due June 26, 2028, linked to the performance of the S&P 500® Index and NASDAQ-100 Index®. The notes offer 121% leveraged upside exposure to the least performing of these indices, with a 10% downside buffer.
Key features include:
- Notes priced at $1,000 per unit with 0.70% agent commission
- 10% downside protection before principal loss begins
- Maximum potential loss of 90% of principal
- No periodic interest payments
- Initial value estimated at $974.62 per $1,000 principal
Notable risks include exposure to the worst-performing index only, potential significant loss of principal beyond the buffer, and credit risk of Bank of Montreal. The notes are not listed on any exchange and are subject to foreign securities market risks through the NASDAQ-100 Index component.
Bank of Montreal has issued $3,000,000 in Senior Medium-Term Notes with a 5.15% fixed interest rate, due June 25, 2030. The notes are being offered at $1,000 per note with semi-annual interest payments.
Key features include:
- Optional redemption by Bank of Montreal starting June 25, 2026
- Interest payments on June and December 25th
- Bail-inable notes subject to conversion into common shares under CDIC Act
- Not listed on any securities exchange
- Underwriting discount of $4.00 per note
Notable risks include:
- Credit risk tied to Bank of Montreal's creditworthiness
- Limited secondary market trading expected
- Subject to early redemption risk when interest rates are favorable to the issuer
- Not FDIC insured or covered by other governmental insurance
Bank of Montreal has filed a Free Writing Prospectus for Capped Barrier Enhanced Return Notes linked to the SPDR S&P 500 ETF Trust (SPY), due September 1, 2026. The notes offer 200% leveraged exposure to SPY's positive performance, capped at a maximum return of 10.50% ($1,105 per $1,000 principal).
Key features include:
- Principal at risk: Investors lose 1% for each 1% decline if SPY falls below 80% of initial level
- No interest payments or direct ETF ownership rights
- Minimum denomination: $1,000
- Initial value estimated at $967.30 per $1,000 principal
- BMO Capital Markets serving as calculation agent and selling agent
The notes carry significant risks including potential loss of principal, limited upside due to the return cap, and credit risk of Bank of Montreal. The offering is subject to completion, with pricing expected on June 26, 2025.
Bank of Montreal has issued $1.86 million in Digital Return Barrier Notes due September 25, 2026, linked to the performance of three major indices: NASDAQ-100, Russell 2000, and Dow Jones Industrial Average.
Key features include:
- 11.90% Digital Return if the least performing index is at or above 70% of its initial level
- Principal at risk: 1% loss for each 1% decline below 70% barrier level
- Initial offering price: 100% ($1,000 per note)
- Estimated initial value: $977.14 per note
Notable risks include potential loss of entire investment, returns limited to Digital Return regardless of index performance, and exposure to the worst-performing index only. The notes are subject to Bank of Montreal's credit risk and will not be listed on any securities exchange. BMO Capital Markets serves as calculation agent and selling agent, with a 0.375% commission.