Welcome to our dedicated page for MicroSectors™ Energy 3X Leveraged ETN SEC filings (Ticker: WTIU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for MicroSectors Energy 3x Leveraged ETNs (WTIU) brings together U.S. regulatory documents filed by the issuer, Bank of Montreal. As a foreign private issuer, Bank of Montreal reports to the SEC using Form 40-F for its annual disclosure and Form 6-K for current reports. These filings are central for understanding the legal and financial framework that supports WTIU.
Recent Form 6-K filings show that Bank of Montreal incorporates several key documents by reference into its Form F-3 and Form S-8 registration statements. Among these are the BMO annual report to shareholders, the consolidated capitalization of Bank of Montreal, and the bank’s earnings coverage ratio. The filings also include a press release describing an increase in the common share dividend. All of these items help define the issuer’s financial profile, which is relevant for holders of exchange-traded notes such as WTIU.
On Stock Titan, this filings page connects WTIU to the underlying Bank of Montreal disclosure record. Users can review how specific Form 6-K reports are tied to registration statements that authorize the issuance of MicroSectors Energy 3x Leveraged ETNs. The platform provides real-time updates from the SEC’s EDGAR system and AI-powered summaries that explain the purpose of each filing in clear language.
Key filing types for WTIU research include the Form 40-F annual report, Form 6-K current reports that incorporate the annual report to shareholders, capitalization, and earnings coverage ratio, and the Form F-3 registration statements listed in recent 6-Ks. By reading these documents with AI-generated highlights, investors can more easily understand how Bank of Montreal discloses information that affects its structured products, including WTIU.
Bank of Montreal has filed a prospectus supplement for Market Linked Securities auto-callable with leveraged upside participation, linked to the iShares 20+ Year Treasury Bond ETF due June 29, 2028. The securities are being offered at $1,000 per unit.
Key features include:
- Automatic Call Feature: Securities will be automatically called if the ETF's closing value after one year equals or exceeds the starting value, paying face amount plus minimum 14.60% call premium
- Maturity Payment Structure: If not called, payment depends on ETF performance with 125% upside participation rate above starting value, full protection for declines up to 25%, and full downside exposure beyond 25% decline
- Risk Factors: No interest payments, no exchange listing, subject to Bank of Montreal's credit risk, potential for significant principal loss
The estimated initial value is $956.90 per security, with Wells Fargo Securities acting as agent. The offering includes an agent discount of $25.75 per security, with proceeds to Bank of Montreal of $974.25 per security.
Bank of Montreal has filed a pricing supplement for Autocallable Barrier Notes linked to Meta Platforms, Alphabet, and NVIDIA stock performance, due July 14, 2028. The notes offer potential returns of approximately 35% per annum through automatic redemption features.
Key features include:
- Notes will be automatically redeemed if all Reference Assets close at or above their Initial Levels on observation dates starting July 2026
- Call Amounts range from $350 (Year 1) to $1,050 (Year 3) per $1,000 note
- No guaranteed principal protection - investors risk losing principal if any Reference Asset falls below 50% of Initial Level at maturity
- Notes will be issued in $1,000 denominations with estimated initial value of $951.30
Investment considerations: Notes offer no interest payments, no direct participation in stock appreciation, and carry Bank of Montreal's credit risk. The offering targets investors seeking enhanced yields who can accept potential principal loss and early redemption risk.
Bank of Montreal has filed a pricing supplement for Buffer Notes linked to Tesla (TSLA) stock, due December 26, 2025. The notes offer a significant 19.40% annual interest rate (9.70% semi-annually) but expose investors to potential principal loss.
Key features include:
- Principal amount: $1,000 per note
- 20% downside buffer protection
- If Tesla stock falls below the Buffer Level (80% of Initial Level), investors lose 1.25% for every 1% decline beyond the buffer
- Maximum loss potential: 80% of principal
- Settlement options: Physical delivery of Tesla shares or cash equivalent if triggered
The notes' estimated initial value is $983.40 per $1,000 principal amount. Citigroup serves as the selling agent, with commissions up to 0.75%. These structured notes carry significant risks, including potential principal loss and credit risk of Bank of Montreal.
Bank of Montreal is offering Autocallable Barrier Notes linked to the performance of Walt Disney (DIS), Devon Energy (DVN), and Capital One Financial (COF), due July 3, 2028. Key features include:
- Monthly contingent coupons of 1.2083% (approximately 14.50% per annum) if all reference assets close at or above their barrier levels
- Automatic early redemption starting December 2025 if all reference assets close above their initial levels
- 50% downside protection barrier at maturity
- 1:1 downside exposure to the worst-performing stock if barrier is breached
- Minimum denomination of $1,000 with estimated initial value of $963.90
The notes carry significant risks including potential loss of principal, no direct participation in stock appreciation, and credit risk of Bank of Montreal. The offering is managed by BMO Capital Markets with up to 1.50% agent commission and will not be listed on any securities exchange.
Bank of Montreal has filed a Free Writing Prospectus for Digital Return Barrier Notes due August 10, 2026, linked to the performance of the S&P 500® Index and Dow Jones Industrial Average®. The notes offer:
- A potential 8.15% digital return if the least performing reference asset is at or above 72% of its initial level at maturity
- Risk of principal loss if the least performing reference asset falls below 72% of initial level, losing 1% for each 1% decline
- Notes priced at $1,000 per denomination with estimated initial value of $987.10
- No interest payments and no listing on securities exchange
Key risks include potential loss of entire investment, returns limited to digital return regardless of index appreciation, and exposure to worst-performing index only. The notes are subject to Bank of Montreal's credit risk and will not be insured by FDIC or CDIC. Settlement date is July 10, 2025, with maturity on August 10, 2026.