Welcome to our dedicated page for UTime SEC filings (Ticker: WTO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on UTime's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into UTime's regulatory disclosures and financial reporting.
Xie Hailin reported acquisition or exercise transactions in this Form 4 filing.
UTime Ltd director Xie Hailin received an equity grant through restricted stock units. On April 29, 2026, Xie was awarded 200,000 restricted stock units (RSUs), each representing one UTime Class A ordinary share. The RSUs vest immediately following the grant date, resulting in direct ownership of 200,000 Class A ordinary shares as compensation rather than an open-market purchase.
UTime Limited closed a private placement under Regulation S, raising approximately $50,000,000 through the sale of 50,000,000 Units. Each Unit consists of one Class A ordinary share and a warrant to buy four additional Class A ordinary shares at $1.10 per share.
The Units were sold at $1.00 each to certain investors outside the United States. The warrants are exercisable immediately, expire on May 18, 2031, and include customary beneficial ownership limits. Company officers and directors agreed to 180-day lock-ups, and UTime plans to use net proceeds for working capital and other corporate purposes.
UTime Limited completed a best-efforts registered direct offering raising approximately $1.2 million in gross proceeds. The company sold 200,000 Class A ordinary shares at $1.20 each and issued pre-funded warrants for 800,000 Class A ordinary shares at $0.70 each, with a $0.50 exercise price.
The pre-funded warrants are exercisable immediately until fully exercised and include customary beneficial ownership limits and anti-dilution adjustments. UTime will pay Univest Securities, LLC a 6.0% cash fee on aggregate gross proceeds plus up to $20,000 of expenses. The company plans to use net proceeds for working capital and general corporate purposes, while agreeing to a 30-day issuance standstill and 90-day lock-ups for officers and directors.
UTime Limited is offering 200,000 Class A Ordinary Shares and pre-funded warrants to purchase up to 800,000 Class A Ordinary Shares in a registered direct offering pursuant to a Purchase Agreement dated May 1, 2026. The Class A Ordinary Shares are priced at $1.20 per share and each Pre-Funded Warrant at $0.70, with a $0.50 exercise price per warrant. The prospectus supplement states expected gross proceeds of $1.2 million and estimated net proceeds after fees and expenses of approximately $1.07–1.13 million depending on the table cited. Proceeds are intended for working capital and general corporate purposes; the offering includes customary lock-ups, a placement agent fee of 6.0%, and a 30- to 90-day standstill/lock-up period for the company and insiders.
On April 29, 2026, UTime Limited entered into restricted stock unit grant agreements with each of its five directors. Under these agreements, the Company granted each director 200,000 restricted stock units (RSUs), with each RSU representing one Class A ordinary share.
The RSUs vest immediately upon issuance, meaning the directors gain the associated share rights right away. The form of the grant agreement matches a previously filed template on Form S-8, which the Company incorporates by reference for these grants.
UTime Limited has adopted a new 2026 Equity Incentive Plan to grant equity-based awards to employees, officers, non-employee directors, consultants, independent contractors and advisers. The plan permits issuance of up to 5,000,000 Ordinary Shares as incentives, replacing a prior plan adopted in 2024.
The plan governs options, stock appreciation rights, restricted stock, restricted stock units, stock bonus awards and performance-based compensation. It generally uses three-year vesting, caps option and SAR terms at ten years, and is administered by the board or its compensation committee, with detailed rules for change in control, tax, and legal compliance.
UTime Ltd executive Cao Honggang, who serves as Chief Manufacturing Officer, has filed an initial Form 3 statement of beneficial ownership. The filing does not report any equity transactions or derivative positions and shows no transactional activity by the reporting person at this time.
UTime Ltd director Wang Yanzhi has filed an initial Form 3 statement as a reporting person of the company. The Form 3 is an initial disclosure of beneficial ownership for insiders and, in this case, does not report any insider share transactions or derivative positions.
UTime Ltd director Bao Minfei has filed an initial insider ownership statement showing direct holdings of 36 ordinary shares of the company. This filing does not report any recent purchases or sales; it simply establishes Bao’s current share position as a company insider.