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Willis Towers Watson (WTW) COO awarded 4,684 performance-based share units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Willis Towers Watson PLC Chief Operating Officer Alexis Faber reported an equity award tied to prior performance. She acquired 4,684 ordinary shares on February 25, 2026 through the earning of performance-based restricted share units. These units were earned after pre-set performance goals for the period ending December 31, 2025 were certified as achieved and include additional units from dividend equivalents.

Each earned unit represents one ordinary share that will be delivered if a service-based vesting condition is satisfied on April 1, 2026, under the applicable award agreement. Following this award, Faber directly holds 12,790.549 ordinary shares and indirectly has beneficial ownership of 1 ordinary share held by an immediate family member.

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Insider Faber Alexis
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Ordinary Shares, nominal value $0.000304635 per share 4,684 $0.00 --
holding Ordinary Shares, nominal value $0.000304635 per share -- -- --
Holdings After Transaction: Ordinary Shares, nominal value $0.000304635 per share — 12,790.549 shares (Direct); Ordinary Shares, nominal value $0.000304635 per share — 1 shares (Indirect, Directly held by immediate family member.)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Faber Alexis

(Last) (First) (Middle)
C/O WILLIS GROUP LIMITED
51 LIME STREET

(Street)
LONDON X0 EC3M 7DQ

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WILLIS TOWERS WATSON PLC [ WTW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/25/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Ordinary Shares, nominal value $0.000304635 per share 02/25/2026 A 4,684(1) A $0 12,790.549 D
Ordinary Shares, nominal value $0.000304635 per share 1 I Directly held by immediate family member.
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the number of performance-based restricted share units earned upon the certification of the achievement of certain pre-established performance goals for the performance period that ended on December 31, 2025. Each earned unit represents the right to receive one ordinary share of the Issuer upon the satisfaction of the service-based vesting requirement on April 1, 2026, subject to the terms of the award agreement. This number also includes the number of ordinary shares of the Issuer that are issuable pursuant to the dividend equivalent right under the terms of the award agreement providing for the accrual of dividends in the form of additional restricted share units that vest and are payable at the same time as the underlying performance-based restricted share units.
/s/ Alexis Faber by Gary Pang, Attorney-in-Fact (power of attorney previously filed) 02/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Willis Towers Watson (WTW) COO Alexis Faber report in this Form 4?

Alexis Faber reported an equity award of 4,684 ordinary shares in Willis Towers Watson. These shares were earned from performance-based restricted share units after performance goals for a period ending December 31, 2025 were certified as achieved.

How many Willis Towers Watson shares did Alexis Faber acquire in the latest transaction?

Alexis Faber acquired 4,684 ordinary shares of Willis Towers Watson through a grant of earned performance-based restricted share units. Each unit corresponds to one ordinary share, including additional units credited as dividend equivalents under the award agreement.

When do Alexis Faber’s newly earned Willis Towers Watson share units vest?

The earned performance-based restricted share units vest on April 1, 2026, subject to a service-based vesting requirement. On that date, each vested unit entitles Alexis Faber to receive one ordinary share under the terms of the award agreement.

What performance period determined Alexis Faber’s earned restricted share units at Willis Towers Watson (WTW)?

The earned performance-based restricted share units are based on a performance period that ended December 31, 2025. Units were awarded after certification that certain pre-established performance goals for that period had been achieved, as described in the award’s terms.

How many Willis Towers Watson shares does Alexis Faber hold after this Form 4 transaction?

After the reported transaction, Alexis Faber directly holds 12,790.549 ordinary shares of Willis Towers Watson. She also has indirect beneficial ownership of 1 additional ordinary share held by an immediate family member, as disclosed in the filing.

What does the dividend equivalent feature mean in Alexis Faber’s Willis Towers Watson award?

The award includes a dividend equivalent right that credits additional restricted share units instead of cash dividends. These additional units vest and are payable at the same time as the underlying performance-based restricted share units earned by Alexis Faber.
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