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Willis Towers Watson (WTW) COO awarded new restricted share units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Faber Alexis reported acquisition or exercise transactions in this Form 4 filing.

Willis Towers Watson PLC Chief Operating Officer Alexis Faber reported an award of 14.1617 restricted share units on March 3, 2026. These units were granted at a price of $0.0000 per unit, increasing her directly held restricted share units to 1060.9513.

The restricted share units are credited under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees. Vested units settle into ordinary shares on a 1:1 basis on the first business day of the month when the NASDAQ Stock Market is open, following specific separation-from-service or death timing conditions described in the plan.

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Insider Faber Alexis
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Restricted Share Unit 14.162 $0.00 --
Holdings After Transaction: Restricted Share Unit — 1,060.951 shares (Direct)
Footnotes (1)
  1. Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death. Includes restricted share units credited to the participant's account by the Company pursuant to the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees (the "Plan") accrual formula, net of the units acquired pursuant to the participant's contribution under the Plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Faber Alexis

(Last) (First) (Middle)
C/O WILLIS GROUP LIMITED
51 LIME STREET

(Street)
LONDON X0 EC3M 7DQ

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WILLIS TOWERS WATSON PLC [ WTW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/03/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Unit (1) 03/03/2026 A 14.1617(2) (1) (1) Ordinary Shares, nominal value $0.000304635 per share 14.1617 $0 1,060.9513 D
Explanation of Responses:
1. Vested shares under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees settle for Ordinary Shares, nominal value $0.000304635 per share, on a 1:1 basis on the first business day of the month on which the NASDAQ Stock Market is open for business following the earlier of (i) the date that is 6 months after the reporting person's separation from service and (ii) the date that is 30 days after the reporting person's death.
2. Includes restricted share units credited to the participant's account by the Company pursuant to the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees (the "Plan") accrual formula, net of the units acquired pursuant to the participant's contribution under the Plan.
/s/ Alexis Faber by Lina Vanessa Jaramillo, Attorney-in-Fact (power of attorney previously filed) 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Willis Towers Watson (WTW) COO Alexis Faber report?

Alexis Faber reported receiving 14.1617 restricted share units on March 3, 2026. The units were granted at $0.0000 per unit, increasing her directly held restricted share units to 1060.9513 under a company non-qualified excess plan for U.S. employees.

How many restricted share units does Alexis Faber hold after this Form 4 transaction for WTW?

After the reported transaction, Alexis Faber holds 1060.9513 restricted share units. This total reflects the addition of 14.1617 units granted on March 3, 2026 at $0.0000 per unit, credited under Willis Towers Watson’s non-qualified stable value excess plan.

What type of security was granted to Willis Towers Watson COO Alexis Faber in this filing?

The security granted was a Restricted Share Unit, classified as a derivative security. She received 14.1617 units, which are credited under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees and ultimately settle into ordinary shares on a 1:1 basis.

Under which plan were Alexis Faber’s new restricted share units credited at Willis Towers Watson?

The units were credited under the Willis Towers Watson Non-Qualified Stable Value Excess Plan for U.S. Employees. This plan accrues restricted share units to the participant’s account using a plan formula, net of units acquired through the participant’s contributions under the same plan.

How and when do Alexis Faber’s restricted share units at Willis Towers Watson settle into ordinary shares?

Vested restricted share units settle into ordinary shares on a 1:1 basis. Settlement occurs on the first business day of the month when the NASDAQ Stock Market is open, after specified separation-from-service or death timing conditions described in the plan are met.
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