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Willamette Valley Vineyards CFO buys 10,000 shares

The transactions were reported as direct purchases, and no Rule 10b5-1 plan is reported.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Willamette Valley Vineyards Inc. (WVVI) Chief Financial Officer John Walter Hazlett reported purchases of 10,000 common shares in 16 transactions on October 9 and October 12, 2026. One transaction entry records 2,004 shares purchased at $2.05 per share on October 12. The purchases were direct, and no Rule 10b5-1 plan is reported.

Insider Hazlett John Walter
Role Chief Financial Officer
Bought 10,000 shs ($20K)
Type Security Shares Price Value
Purchase Common Stock 2,004 $2.05 $4K
Purchase Common Stock 2,000 $1.9599 $4K
Purchase Common Stock 315 $1.95 $614.25
Purchase Common Stock 599 $1.96 $1K
Purchase Common Stock 750 $1.97 $1K
Purchase Common Stock 336 $2.00 $672.00
Purchase Common Stock 100 $2.00 $200.00
Purchase Common Stock 296 $1.996 $590.82
Purchase Common Stock 174 $2.01 $349.74
Purchase Common Stock 100 $2.02 $202.00
Purchase Common Stock 126 $2.022 $254.77
Purchase Common Stock 250 $2.04 $510.00
Purchase Common Stock 631 $2.05 $1K
Purchase Common Stock 600 $2.07 $1K
Purchase Common Stock 1,400 $2.09 $3K
Purchase Common Stock 319 $2.10 $669.90
Holdings After Transaction: Common Stock — 10,000 shares (Direct)
Common shares purchased 10,000 shares Across 16 transactions on October 9 and October 12, 2026
Purchase transactions 16 transactions Reported purchases
Common shares purchased 2,004 shares October 12, 2026
Purchase price per share $2.05 per share For 2,004 shares purchased October 12, 2026
Common shares purchased 2,000 shares October 9, 2026
Purchase price per share $1.9599 per share For 2,000 shares purchased October 9, 2026

FAQ

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How many WVVI shares did CFO John Walter Hazlett buy?

John Walter Hazlett reported purchases totaling 10,000 common shares across 16 transactions dated October 9 and October 12, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hazlett John Walter

(Last)(First)(Middle)
8800 ENCHANTED WAY SE

(Street)
TURNER OREGON 97392

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/09/2026P2,000A$1.95992,000D
Common Stock10/09/2026P315A$1.952,315D
Common Stock10/09/2026P599A$1.962,914D
Common Stock10/09/2026P750A$1.973,664D
Common Stock10/09/2026P336A$24,000D
Common Stock10/09/2026P100A$24,100D
Common Stock10/09/2026P296A$1.9964,396D
Common Stock10/09/2026P174A$2.014,570D
Common Stock10/09/2026P100A$2.024,670D
Common Stock10/09/2026P126A$2.0224,796D
Common Stock10/09/2026P250A$2.045,046D
Common Stock10/09/2026P631A$2.055,677D
Common Stock10/09/2026P600A$2.076,277D
Common Stock10/09/2026P1,400A$2.097,677D
Common Stock10/09/2026P319A$2.17,996D
Common Stock10/12/2026P2,004A$2.0510,000D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ John Walter Hazlett10/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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