Willamette Valley Vineyards director reports share stake

Willamette Valley Vineyards Inc. director Chris Riccardi filed an initial ownership report showing a direct holding of 485,444 shares of Common Stock as of July 11, 2026.

Accepted by SEC EDGAR 07/20/2026 - 02:58 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Willamette Valley Vineyards Inc. director Chris Riccardi filed an initial ownership report showing a direct holding of 485,444 shares of Common Stock as of July 11, 2026. The filing lists this ownership position only, with no reported buy, sell, or derivative transactions.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider RICCARDI CHRIS

Role Director

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 485,444 shares (Direct)

Key Figures

Common shares held: 485,444 shares

1 metrics

Common shares held 485,444 shares Direct ownership reported by director Chris Riccardi as of July 11, 2026

Key Terms

Common Stock, direct or indirect ownership, Rule 10b5-1 trading plan

3 terms

Common Stock financial

"Security title listed as Common Stock for the holding entry"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

direct or indirect ownership regulatory

"direct_or_indirect uses D/I for Direct/Indirect ownership type"

Rule 10b5-1 trading plan regulatory

"Footnotes may reference Rule 10b5-1 trading plans or pre-arranged trading arrangements"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for WVVI by Chris Riccardi disclose?

The Form 3 shows that director Chris Riccardi directly holds 485,444 shares of Willamette Valley Vineyards Common Stock. It is an initial ownership report and does not list any purchase, sale, or derivative transactions.

How many WVVI shares does Chris Riccardi report owning on Form 3?

Chris Riccardi reports direct ownership of 485,444 shares of Willamette Valley Vineyards Common Stock. This holding is reported as of July 11, 2026, and no additional transactions are included in the filing.

Is Chris Riccardi a director or officer of WVVI in this Form 3?

In the Form 3, Chris Riccardi is identified as a director of Willamette Valley Vineyards and not as an officer or 10% owner. The filing focuses on his reported direct Common Stock holdings.

Does the WVVI Form 3 for Chris Riccardi show any recent trades?

No, the Form 3 does not show any recent trades. It reports a single holding entry with 485,444 shares of Common Stock held directly, without any associated buy, sell, gift, or option exercise transactions.

Are Chris Riccardi’s WVVI shares held directly or indirectly?

The Form 3 reports direct ownership of 485,444 shares of Willamette Valley Vineyards Common Stock. The ownership code is listed as direct, and no indirect or entity-held positions are disclosed in this filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

RICCARDI CHRIS

(Last) (First) (Middle)

100 TALL PINE LANE

#2103

(Street)

NAPLES FLORIDA 34105

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
07/11/2026

3. Issuer Name and Ticker or Trading Symbol
WILLAMETTE VALLEY VINEYARDS INC [ WVVI ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	485,444	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Christopher C. Riccardi	07/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)