Welcome to our dedicated page for XAI Octagon Floating Rate & Alternative Income Trust SEC filings (Ticker: XFLT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The XAI Octagon Floating Rate and Alternative Income Trust (NYSE: XFLT) files a range of documents with the U.S. Securities and Exchange Commission that describe its operations, capital structure and material events. As a diversified, closed-end management investment company, XFLT registers its common shares of beneficial interest under Section 12(b) of the Securities Exchange Act of 1934, and its filings provide detailed information on its focus on floating-rate credit instruments and other structured credit investments within the private credit markets.
Among the most relevant filings for XFLT are its current reports on Form 8-K. These reports disclose material events such as the entry into securities purchase agreements for Series A Mandatory Redeemable Preferred Shares, the adoption of statements of preferences for preferred share series, amendments affecting the terms of 6.95% Series II 2029 Convertible Preferred Shares, and notices of redemption for outstanding 6.50% Series 2026 Term Preferred Shares. Through these filings, investors can review dividend rates, liquidation preferences, redemption conditions, asset coverage requirements and the intended use of proceeds, including refinancing existing leverage and general corporate purposes.
The Trust’s filings also include Form 25 notifications for the removal from listing and/or registration of specific preferred share classes, such as the 6.50% Series 2026 Term Preferred Shares on the New York Stock Exchange. These documents help clarify changes in the listing status of particular securities while the Trust’s common shares remain listed under the symbol XFLT.
On Stock Titan’s SEC filings page, users can access XFLT’s regulatory documents as they are made available through EDGAR. AI-powered tools can assist in summarizing lengthy filings, highlighting key sections related to preferred share structures, leverage, distribution policies and amendments to governing documents. This allows investors to quickly understand how new 8-Ks, registration-related materials and other submissions may affect the Trust’s capital structure, income generation approach and obligations as a registered investment company.
XAI Octagon Floating Rate & Alternative Income Trust will redeem all 1,596,000 outstanding 6.50% Series 2026 Term Preferred Shares on October 31, 2025 at $25.00 per share, equal to their liquidation preference.
Holders of these preferred shares will also receive accumulated quarterly dividends of $0.40625 per share for the period from July 31, 2025 to October 30, 2025, payable to shareholders of record on October 15, 2025. After the redemption and dividend payment, the trust expects no accumulated unpaid dividends on this series, and the redeemed shares will cease to be outstanding.
XAI Octagon Floating Rate & Alternative Income Trust (XFLT) Form 4 shows reporting person Scott C. Jones, listed as an officer, disposed of 13,008.6313 common shares on 09/11/2025 at a reported price of $5.6208 per share. The filing reports 0 shares owned following the transaction. The Form 4 is signed 09/12/2025 and identifies the reporting person address as c/o XA Investments in Chicago. No derivative transactions or additional details are reported.