XOMA Royalty Corp (XOMA) grants 30,000 PSUs to its CFO tied to share price

Rhea-AI Filing Summary

XOMA Royalty Corp reported an equity award to its Chief Financial Officer, Jeffrey Trigilio. On 01/12/2026, he was granted 30,000 Performance Stock Units (PSUs) at an exercise price of $0 per unit, recorded as a derivative security held directly.

Each PSU represents a contingent right to receive one share of XOMA common stock. The PSUs vest only if XOMA’s common stock reaches a specified price per share, tying the potential stock delivery to future share-price performance. After this grant, Trigilio beneficially owned 30,000 PSUs.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Trigilio Jeffrey

(Last) (First) (Middle)

C/O XOMA ROYALTY CORPORATION

2200 POWELL STREET, SUITE 310

(Street)

EMERYVILLE CA 94608

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
XOMA Royalty Corp [ XOMA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Stock Units	(1)	01/12/2026		A		30,000		(1)	05/18/2026	Common Stock	30,000	$0	30,000	D

Explanation of Responses:

1. Each Performance Stock Unit ("PSU") represents a contingent right to receive one share of XOMA common stock. The PSUs vest upon XOMA's common stock achieving a specified price per share.

Remarks:

	/s/ Maricel Montano, Attorney-in-Fact for Jeffrey Trigilio	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did XOMA (XOMA) report in this Form 4?

The filing reports that CFO Jeffrey Trigilio was granted 30,000 Performance Stock Units (PSUs) on 01/12/2026 as a derivative equity award.

How many Performance Stock Units did the XOMA CFO receive?

CFO Jeffrey Trigilio received 30,000 Performance Stock Units, with 30,000 derivative securities beneficially owned following the reported transaction.

What are the vesting conditions for the XOMA Performance Stock Units?

Each PSU is a contingent right to one share of XOMA common stock and vests only if XOMA’s common stock achieves a specified price per share.

What is the economic cost or exercise price of the granted PSUs?

The Performance Stock Units were reported with a derivative security price of $0, indicating an award that does not require a purchase price at exercise.

Does each XOMA PSU convert into more than one share?

No. The footnote states that each Performance Stock Unit represents a contingent right to receive one share of XOMA common stock.

Are the XOMA PSUs held directly or indirectly by the reporting person?

The Form 4 indicates the 30,000 Performance Stock Units are held directly (D) by the reporting person.