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Vanguard discloses 0 shares in XOMA after internal realignment (NYSE: XOMA)

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(Neutral)
Form Type
SCHEDULE 13G/A

Rhea-AI Filing Summary

XOMA Royalty Corp amendment: The Vanguard Group filed a Schedule 13G/A reporting 0 shares beneficially owned and 0% of the common stock. The filing explains an internal realignment effective January 12, 2026 under SEC Release No. 34-39538 that led to disaggregated reporting by Vanguard subsidiaries.

The amendment is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026. The filing lists Vanguard's Malvern address and XOMA's principal office at 2200 Powell St, Emeryville, CA.

Positive

  • None.

Negative

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Insights

Amendment clarifies ownership after Vanguard internal realignment.

The Schedule 13G/A states 0 shares beneficially owned and 0% of XOMA Royalty Corp following an internal realignment described under SEC Release No. 34-39538 dated January 12, 2026. The filing is administrative and documents disaggregated reporting by Vanguard subsidiaries.

Because the report shows no beneficial ownership, the filing serves to update ownership disclosures rather than indicate trading activity. Subsequent filings from Vanguard subsidiaries may show differing beneficial positions.

Zero ownership reported; no immediate shareholder overhang from Vanguard shown here.

The filing explicitly lists Amount beneficially owned as 0 and Percent of class as 0%. It notes Vanguard subsidiaries will report separately after the January 12, 2026 realignment per the cited SEC release.

Cash‑flow treatment and any subsidiary holdings are not detailed in this excerpt; future amendments or separate 13G/A filings by Vanguard entities could show holdings if present.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Vanguard report for XOMA (XOMA) in the Schedule 13G/A?

Vanguard reported owning 0 shares and 0% of XOMA's common stock. The amendment states the Amount beneficially owned is 0 and Percent of class is 0%, reflecting disaggregated reporting after an internal realignment.

Why does the filing mention an internal realignment dated January 12, 2026?

Vanguard reorganized business divisions and will report beneficial ownership separately. The filing cites SEC Release No. 34-39538 and explains subsidiaries now report on a disaggregated basis following the January 12, 2026 realignment.

Who signed the Schedule 13G/A amendment for Vanguard?

Ashley Grim, Head of Global Fund Administration, signed the amendment. The signature block shows Ashley Grim and the filing date of 03/27/2026 for the Schedule 13G/A amendment.

Does this filing indicate Vanguard still holds XOMA shares through subsidiaries?

The filing states Vanguard subsidiaries may hold securities and will report separately. It explains certain subsidiaries will report beneficial ownership disaggregated from The Vanguard Group in reliance on SEC Release No. 34-39538.

What addresses are listed for the issuer and filer in the amendment?

XOMA's principal office is 2200 Powell St, Suite 310, Emeryville, CA. Vanguard's address is listed as 100 Vanguard Blvd., Malvern, PA, 19355 in the filing's Item sections.





98419J206

(CUSIP Number)
03/13/2026

(Date of Event Which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)




schemaVersion:


SCHEDULE 13G




Comment for Type of Reporting Person: On January 12, 2026, The Vanguard Group, Inc. went through an internal realignment. In accordance with SEC Release No. 34-39538 (January 12, 1998), certain subsidiaries or business divisions of subsidiaries of The Vanguard Group, Inc., that formerly had, or were deemed to have, beneficial ownership with The Vanguard Group, Inc., will report beneficial ownership separately (on a disaggregated basis) from The Vanguard Group, Inc. in reliance on such release. These subsidiaries and/or business divisions pursue the same investment strategies as previously pursued by The Vanguard Group, Inc. prior to the realignment. Further in accordance with SEC Release No. 34-39538 (January 12, 1998), The Vanguard Group, Inc. no longer has, or is deemed to have, beneficial ownership over securities beneficially owned by such subsidiaries and/or business divisions.


SCHEDULE 13G



The Vanguard Group
Signature:Ashley Grim
Name/Title:Head of Global Fund Administration
Date:03/27/2026