STOCK TITAN

Xos (XOS) director sells 9,356 shares in 10b5-1 plan trades

(Neutral)
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Xos, Inc. (XOS) reports that director Michael Paul Richardson sold a total of 9,356 shares of Common Stock in three open-market transactions on July 15–17, 2026, at weighted average prices around $2.11–$2.31 per share. The amendment clarifies these trades were Code “S” sales under a Rule 10b5-1 trading plan adopted on September 16, 2025, correcting an earlier miscoding as Code “D”, with no other changes to the original report. Post-transaction holdings include 60,584 unvested RSUs.

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Negative

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Insider Richardson Michael Paul
Role Director
Sold 9,356 shs ($21K)
Type Security Shares Price Value
Sale Common Stock F1, F5, F3 3,118 $2.1487 $7K
Sale Common Stock F1, F4, F3 3,119 $2.1674 $7K
Sale Common Stock F1, F2, F3 3,119 $2.3067 $7K
Holdings After Transaction: Common Stock — 129,135 shares (Direct)
Footnotes (5)
  1. F1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.
  2. F2. Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.40. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. F3. Includes 60,584 unvested RSUs.
  4. F4. Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. F5. Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Total shares sold 9,356 shares of Common Stock Aggregate of three open-market sales on July 15–17, 2026
Sale on July 15, 2026 3,119 shares at $2.3067 (weighted average) Open-market sale of Xos Common Stock on 2026-07-15
Sale on July 16, 2026 3,119 shares at $2.1674 (weighted average) Open-market sale of Xos Common Stock on 2026-07-16
Sale on July 17, 2026 3,118 shares at $2.1487 (weighted average) Open-market sale of Xos Common Stock on 2026-07-17
Unvested RSUs included in holdings 60,584 unvested RSUs Equity awards included in post-transaction holdings per footnote
Rule 10b5-1 plan adoption date September 16, 2025 Date the reporting person adopted the trading plan governing these sales
Rule 10b5-1 trading plan regulatory
"The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average sales price financial
"Represents weighted average sales price. The shares were sold at prices ranging"
unvested RSUs financial
"Includes 60,584 unvested RSUs."
Transaction Codes regulatory
"This Amendment is filed solely to correct the Transaction Codes for the transactions"

FAQ

What does the amended Form 4/A report for XOS insider Michael Paul Richardson?

It reports that Michael Paul Richardson, a director of Xos, Inc. (XOS), sold 9,356 shares of Common Stock in three open-market transactions on July 15–17, 2026, and that the amendment only corrects the transaction codes from disposition "D" to sale "S".

How many XOS shares did Michael Paul Richardson sell and on which dates?

He sold a total of 9,356 shares of Xos Common Stock: 3,119 shares on July 15, 2026, 3,119 shares on July 16, 2026, and 3,118 shares on July 17, 2026, all reported as open-market sales.

At what prices were the XOS shares sold in this Form 4/A?

Each day’s sale is reported at a weighted average sales price: $2.3067 on July 15, 2026, $2.1674 on July 16, 2026, and $2.1487 on July 17, 2026. Footnotes state actual trade prices ranged within specified price bands each day.

Was the XOS insider trading under a Rule 10b5-1 plan?

Yes. All reported transactions were effected under a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025. The filing’s Rule 10b5-1 checkbox is marked true and a footnote confirms the plan adoption date.

What does the Form 4/A amendment change for XOS?

The amendment states it is filed solely to correct the Transaction Codes for the July 15–17, 2026 trades from Code "D" to Code "S". It confirms there are no changes to any other information in the original Form 4.

How many unvested RSUs does the XOS director still hold?

A footnote states the director’s holdings include 60,584 unvested RSUs. The filing does not change this RSU amount in the amendment; it is part of the post-transaction equity position reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Richardson Michael Paul

(Last)(First)(Middle)
C/O XOS, INC.
3550 TYBURN STREET, UNIT 100

(Street)
LOS ANGELES CALIFORNIA 90065

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Xos, Inc. [ XOS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/17/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/15/2026S3,119(1)D$2.3067(2)135,372(3)D
Common Stock07/16/2026S3,119(1)D$2.1674(4)132,253(3)D
Common Stock07/17/2026S3,118(1)D$2.1487(5)129,135(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 16, 2025.
2. Represents weighted average sales price. The shares were sold at prices ranging from $2.23 to $2.40. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
3. Includes 60,584 unvested RSUs.
4. Represents weighted average sales price. The shares were sold at prices ranging from $2.12 to $2.32. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
5. Represents weighted average sales price. The shares were sold at prices ranging from $2.11 to $2.18. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Remarks:
This Amendment is filed solely to correct the Transaction Codes for the transactions on July 15, 2026, July 16, 2026 and July 17, 2026. Due to an administrative error, the transactions were incorrectly reported using Code 'D'. The shares were actually sold on the open market pursuant to a Rule 10b5-1 trading plan as indicated in footnote 3, and should have been designated as Code 'S'. There are no changes to the other information reported in the original Form 4.
/s/ David M. Zlotchew, Attorney-in-Fact for Michael Paul Richardson08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)