STOCK TITAN

Xos, Inc. (XOS) director receives RSUs and disposes of common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Xos, Inc. director Alice Yake reported both equity awards and share disposals in common stock. On July 10, 2026 she received a grant of 60,584 Restricted Stock Units (RSUs) that vest on the earlier of the first anniversary of grant or the day before the 2027 annual meeting, subject to continued service, plus 2,292 RSUs issued in lieu of second‑quarter 2026 cash director and committee chair fees that vested immediately. She disposed of 2,500 shares on each of July 10, 13 and 14 at weighted‑average prices between $2.325 and $2.59 per share, with at least one transaction effected under a Rule 10b5‑1 trading plan adopted September 29, 2025. After these transactions she directly holds 160,061 common shares, including 60,584 unvested RSUs.

Positive

  • None.

Negative

  • None.
Insider Yake Alice
Role Director
Type Security Shares Price Value
Disposition Common Stock 2,500 $2.3948 $6K
Disposition Common Stock 2,500 $2.3483 $6K
Grant/Award Common Stock 60,584 $0.00 --
Grant/Award Common Stock 2,292 $0.00 --
Disposition Common Stock 2,500 $2.4916 $6K
Holdings After Transaction: Common Stock — 160,061 shares (Direct)
Footnotes (1)
  1. The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day before the Company's 2027 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date. Includes 60,584 unvested RSUs The shares reported in this transaction represent RSUs that were issued to the Reporting Person in lieu of the cash retainer fees for the Reporting Person's service as a non-employee director and as Nominating and Corporate Governance Committee Chair in the second quarter of 2026. The RSUs reported vested immediately on the date of grant. The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025. Represents weighted average sales price. The shares were sold at prices ranging from $2.46 to $2.59. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $2.325 to $2.44. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price. Represents weighted average sales price. The shares were sold at prices ranging from $2.35 to $2.43. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Disposition 2026-07-10 2,500 shares at $2.4916 Non-derivative disposition of Xos common stock coded as issuer disposition (D)
Disposition 2026-07-13 2,500 shares at $2.3483 Non-derivative disposition of Xos common stock coded as issuer disposition (D)
Disposition 2026-07-14 2,500 shares at $2.3948 Non-derivative disposition of Xos common stock coded as issuer disposition (D)
RSU grant 60,584 RSUs Restricted Stock Units that vest by the earlier of first anniversary or before 2027 annual meeting
Director fee RSUs 2,292 RSUs RSUs issued in lieu of Q2 2026 cash retainer fees, vested on grant
Post-transaction holdings 160,061 shares Direct Xos common stock holdings after July 14, 2026 disposition, including unvested RSUs
Unvested RSUs included 60,584 unvested RSUs Portion of reported holdings that remain unvested as Restricted Stock Units
Restricted Stock Units financial
"The shares reported in this transaction represent Restricted Stock Units ("RSUs")"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Rule 10b5-1 trading plan regulatory
"The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
weighted average sales price financial
"Represents weighted average sales price. The shares were sold at prices ranging"
cash retainer fees financial
"RSUs that were issued to the Reporting Person in lieu of the cash retainer fees"
Nominating and Corporate Governance Committee Chair financial
"service as a non-employee director and as Nominating and Corporate Governance Committee Chair"
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FAQ

What insider transactions did Xos, Inc. (XOS) director Alice Yake report?

Alice Yake reported five transactions in Xos, Inc. (XOS) common stock: two RSU grants totaling 60,584 and 2,292 units, and three dispositions of 2,500 shares each on July 10, 13 and 14, 2026 at specified weighted‑average prices.

How many Xos, Inc. (XOS) shares does Alice Yake hold after these Form 4 transactions?

Following the reported activity, Alice Yake directly holds 160,061 Xos common shares. Footnote disclosure states this figure includes 60,584 unvested RSUs, which are contingent rights to receive shares upon vesting and settlement, subject to continued board service.

What RSU awards did Alice Yake receive from Xos, Inc. (XOS) in July 2026?

On July 10, 2026, Alice Yake received a grant of 60,584 RSUs and a separate award of 2,292 RSUs. The larger grant vests by the earlier of the first anniversary or the day before the 2027 annual meeting, while the 2,292 RSUs vested immediately.

At what prices did Alice Yake dispose of Xos, Inc. (XOS) shares?

Each 2,500‑share disposition was reported at a weighted‑average price, with sale prices ranging between $2.325 and $2.59 per share. Footnotes state shares were sold across those ranges, and detailed price breakdowns are available upon request from the company or the SEC.

Was any of Alice Yake’s Xos, Inc. (XOS) trading under a Rule 10b5-1 plan?

Yes. A footnote states that one of the reported transactions was effected under a Rule 10b5‑1 trading plan adopted by Alice Yake on September 29, 2025, indicating that at least part of the trading followed a pre‑arranged schedule.

How do Alice Yake’s Xos, Inc. (XOS) RSUs vest according to this filing?

The 60,584 RSUs vest on the earlier of one year from the grant date or the day before Xos’s 2027 annual meeting, contingent on continuous service. The separate 2,292 RSUs, issued in lieu of cash director fees, vested in full on the grant date.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Yake Alice

(Last)(First)(Middle)
C/O XOS, INC.
3550 TYBURN STREET, UNIT 100

(Street)
LOS ANGELES CALIFORNIA 90065

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Xos, Inc. [ XOS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/10/2026A60,584(1)A$0.00165,269(2)D
Common Stock07/10/2026A2,292(3)A$0.00167,561(2)D
Common Stock07/10/2026D2,500(4)D$2.4916(5)165,061(2)D
Common Stock07/13/2026D2,500(4)D$2.3483(6)162,561(2)D
Common Stock07/14/2026D2,500(4)D$2.3948(7)160,061D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The shares reported in this transaction represent Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock upon settlement. The RSUs vest on the earlier of (i) the first anniversary of the Grant date and (ii) the day before the Company's 2027 Annual Meeting, subject to the Reporting Person's continuous service with Xos, Inc. through the vesting date.
2. Includes 60,584 unvested RSUs
3. The shares reported in this transaction represent RSUs that were issued to the Reporting Person in lieu of the cash retainer fees for the Reporting Person's service as a non-employee director and as Nominating and Corporate Governance Committee Chair in the second quarter of 2026. The RSUs reported vested immediately on the date of grant.
4. The transaction reported on this line was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 29, 2025.
5. Represents weighted average sales price. The shares were sold at prices ranging from $2.46 to $2.59. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
6. Represents weighted average sales price. The shares were sold at prices ranging from $2.325 to $2.44. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
7. Represents weighted average sales price. The shares were sold at prices ranging from $2.35 to $2.43. The Reporting Person will provide upon request, to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
/s/ David M. Zlotchew, Attorney-in-Fact for Alice Yake07/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)