XP Inc. director files initial Form 3

XP Inc. director Leal Gabriel Klas da Rocha has filed an initial Form 3, which is a required statement of beneficial ownership for new insiders.

Accepted by SEC EDGAR 03/18/2026 - 08:21 AM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

XP Inc. director Leal Gabriel Klas da Rocha has filed an initial Form 3, which is a required statement of beneficial ownership for new insiders. This filing reports his status as a director and, in the data provided, does not show any buy, sell, or derivative transactions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the XP (XP) Form 3 for Leal Gabriel Klas da Rocha show?

The Form 3 shows that Leal Gabriel Klas da Rocha is a director of XP Inc. It serves as his initial statement of beneficial ownership and, in this data, lists no buy, sell, or derivative transactions.

Does the XP (XP) Form 3 disclose any share purchases or sales?

No, this Form 3 does not disclose any share purchases or sales. The transaction summary shows zero buys, zero sells, and no derivative exercises, indicating no trading activity is being reported in this filing.

What insider role is reported in XP (XP) director Leal Gabriel Klas da Rocha’s Form 3?

The Form 3 identifies Leal Gabriel Klas da Rocha as a director of XP Inc. He is not reported as an officer or a ten percent owner in the structured data for this filing.

Are there any derivative positions reported in this XP (XP) Form 3?

No derivative positions are reported in this Form 3. The derivative summary is empty and the transaction summary shows zero derivative transactions or exercises, so no options or similar instruments are disclosed here.

Why is Form 3 important for XP (XP) investors?

Form 3 is important because it marks when someone becomes an insider, such as a director. For XP Inc., this filing records Leal Gabriel Klas da Rocha’s insider status, establishing a baseline before any future reportable trading activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Leal Gabriel Klas da Rocha

(Last) (First) (Middle)

20, GENESIS CLOSE

(Street)

GRAND CAYMAN, GEORGE TOWN KY1-1208

(City) (State) (Zip)

CAYMAN ISLANDS

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
XP Inc. [ XP ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

No securities are beneficially owned.

	/s/ Gabriel Klas da Rocha Leal	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)