STOCK TITAN

XPeng (NYSE: XPEV) vice chair reports major share and RSU holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

XPENG INC. executive Brian Hongdi Gu filed an initial ownership report showing substantial equity alignment with the company. He directly holds 5,000,000 Class A ordinary shares and indirectly holds 32,155,185 Class A ordinary shares through Quack Holding Limited.

The filing also reports an award of 1,000,000 Restricted Share Units granted under the 2025 Share Incentive Scheme on October 1, 2025. These RSUs are scheduled to vest in four equal annual installments on October 1 of 2026, 2027, 2028 and 2029, and each vested unit will convert into one Class A ordinary share at a nil purchase price, subject to continued service and performance targets.

Positive

  • None.

Negative

  • None.
Insider Gu Brian Hongdi
Role Vice Chairman & Co-President
Type Security Shares Price Value
holding Restricted Share Units -- -- --
holding Class A ordinary shares -- -- --
holding Class A ordinary shares -- -- --
Holdings After Transaction: Restricted Share Units — 1,000,000 shares (Direct); Class A ordinary shares — 5,000,000 shares (Direct); Class A ordinary shares — 32,155,185 shares (Indirect, By Quack Holding Limited)
Footnotes (1)
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Gu Brian Hongdi

(Last)(First)(Middle)
NO.10, CENCUN FENGZHUANG AVENUE,
TIANHE DISTRICT

(Street)
GUANGZHOUCHINA510640

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
XPENG INC. [ XPEV ]
3a. Foreign Trading Symbol
[9868.HK]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Vice Chairman & Co-President
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A ordinary shares5,000,000D
Class A ordinary shares32,155,185IBy Quack Holding Limited
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units (1) (1)Class A ordinary shares1,000,000$0D
Explanation of Responses:
1. The reporting person was granted an aggregate of 1,000,000 Restricted Share Units (RSUs) under the 2025 Share Incentive Scheme on October 1, 2025. Upon vesting of the applicable RSUs, the grantee shall be entitled to receive the same amount of Class A ordinary shares of the Company with nil purchase price. The RSUs subject to the award shall vest in four equal annual installments on each anniversary of the vesting commencement date, October 1, 2025, subject to the reporting person's continued service and the achievement of individual performance targets. Therefore, the RSUs subject to this award are scheduled to vest in four equal annual installments on October 1, 2026, October 1, 2027, October 1, 2028 and October 1, 2029, respectively.
/s/ Gu Brian Hongdi03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Brian Hongdi Gu’s Form 3 filing for XPeng (XPEV) show?

The Form 3 shows Brian Hongdi Gu’s initial ownership in XPeng. He reports direct and indirect Class A ordinary share holdings plus a large RSU grant, highlighting his equity exposure and alignment with the company’s long-term performance incentives.

How many XPeng (XPEV) shares does Brian Hongdi Gu hold directly and indirectly?

Brian Hongdi Gu directly holds 5,000,000 Class A ordinary shares and indirectly holds 32,155,185 Class A ordinary shares through Quack Holding Limited. This combination reflects a significant beneficial ownership position tied to XPeng’s equity performance.

What are the key terms of Brian Hongdi Gu’s 1,000,000 RSU award in XPeng (XPEV)?

He was granted 1,000,000 Restricted Share Units under XPeng’s 2025 Share Incentive Scheme at nil purchase price. Each RSU converts into one Class A ordinary share upon vesting, subject to continued service and achievement of individual performance targets over several years.

When will Brian Hongdi Gu’s XPeng (XPEV) RSUs vest?

The RSUs are scheduled to vest in four equal annual installments. Vesting dates are October 1, 2026, October 1, 2027, October 1, 2028 and October 1, 2029, assuming he remains in service and meets required performance targets.

What is the relationship between Quack Holding Limited and Brian Hongdi Gu’s XPeng (XPEV) shares?

The filing states that 32,155,185 Class A ordinary shares are held indirectly "By Quack Holding Limited." This means part of Gu’s beneficial ownership in XPeng is held through that entity rather than in his direct name.