STOCK TITAN

XPON Restores Nasdaq Rule 5550(b)(1) Compliance; Trading Continues

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

Expion360, Inc. confirmed it has regained compliance with Nasdaq Listing Rule 5550(b)(1), the rule that sets minimum bid-price requirements for continued listing. As a result, the company’s common stock (par value $0.001) remains listed and tradable on The Nasdaq Capital Market. The filing states this return to compliance as an other event and does not disclose additional remedial actions, timing details, or related financial metrics.

Positive

  • Regained Nasdaq compliance under Rule 5550(b)(1), removing delisting threat
  • Common stock remains listed and tradable on The Nasdaq Capital Market

Negative

  • None.

Insights

Regaining Nasdaq compliance restores normal trading status and removes delisting risk.

The company reports it has met Nasdaq Listing Rule 5550(b)(1), which typically requires a minimum bid price over a set measurement period. Restoring compliance means the common stock will continue trading on The Nasdaq Capital Market without an ongoing deficiency noted in this filing.

This change reduces an immediate regulatory listing risk for shareholders. Monitor any future filings for details on the measurement period, whether a compliance plan was used, and if there are remaining listing conditions within the next 12 months.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549


FORM 8-K


  

CURRENT REPORT 

 Pursuant to Section 13 or 15(d) 

of the Securities Exchange Act of 1934 

 

 Date of Report (date of earliest event reported): September 17, 2025


 

 

Expion360 Inc.

(Exact name of registrant as specified in its charter)


 

Nevada   001-41347   81-2701049
(State or other jurisdiction of   (Commission   (I.R.S. Employer
incorporation or organization)   File Number)   Identification No.)


 

2025 SW Deerhound Avenue
Redmond, OR 97756
(Address of principal executive offices and zip code)

(541) 797-6714

(Registrant's telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[ ]            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[ ]            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[ ]            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[ ]            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

 Title of each class   Trading Symbol(s)    Name of each exchange on which registered 
Common Stock, par value $0.001 per share   XPON   The Nasdaq Capital Market

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company [X]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [  ] 

 
 

Item 8.01.Other Events.

 

Expion360 Inc. (the “Company”) confirms it has regained compliance with Nasdaq Listing Rule 5550(b)(1) (the “Equity Rule”). As a result, the Company’s common stock, par value $0.001 per share (the “Common Stock”), continues to be listed and traded on The Nasdaq Capital Market.

 

As previously disclosed, on August 20, 2025, the Company received a notification letter from the Nasdaq Listing Qualifications department of The Nasdaq Stock Market (“Nasdaq”) stating that the stockholders’ equity balance reported in the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2025 filed with the Securities and Exchange Commission on August 13, 2025 was below the $2.5 million required minimum for continued listing on the Nasdaq Capital Market under the Equity Rule.

 

Following the Company’s reduction of the exercise price of certain outstanding warrants in August 2025 in exchange for the prompt exercise of such warrants by the warrant holders for cash, the Company’s stockholders’ equity balance increased above the required threshold. On September 17, 2025, the Company received a letter from the Nasdaq Listing Qualifications department confirming the Company’s regained compliance with the Equity Rule and that the Company was therefore in compliance with Nasdaq’s listing requirements.

 

 
 

 

 SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  EXPION360 INC.
     
Date: September 24, 2025 By: /s/ Brian Schaffner
  Name: Brian Schaffner
  Title: Chief Executive Officer

 

FAQ

What did Expion360 (XPON) report in the 8-K?

The company stated it has regained compliance with Nasdaq Listing Rule 5550(b)(1) and that its common stock continues to be listed and traded on The Nasdaq Capital Market.

What is Nasdaq Listing Rule 5550(b)(1) and why does it matter for XPON?

Rule 5550(b)(1) sets a minimum bid-price requirement for continued listing; regaining compliance means the company no longer faces an immediate delisting action for that deficiency.

Does the filing disclose how compliance was achieved?

No. The filing only confirms compliance was regained and does not provide details on the measurement period, corrective actions, or related financial figures.

Will XPON continue trading after this filing?

Yes. The filing states the company’s common stock continues to be listed and traded on The Nasdaq Capital Market.

Are there any disclosed financial impacts from regaining compliance?

No. The 8-K does not disclose any financial metrics, costs, or other financial impacts tied to regaining compliance.
Expion360

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