Welcome to our dedicated page for Expion Energy SEC filings (Ticker: XPON), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Expion360 Inc. SEC filings document the regulatory record for a Nevada lithium battery company with common stock traded on the Nasdaq Capital Market. Recent 8-K reports furnish financial results and preliminary results, Regulation FD stockholder communications, and material-event disclosures tied to the company’s operating outlook and leadership changes.
The filings also cover capital-structure and public-company matters, including an at-the-market issuance sales agreement, a completed private placement, pre-funded warrant terms, common-stock registration framework and Nasdaq continued-listing compliance notices. These documents describe the company’s equity financing tools, warrant mechanics, exchange-listing status, emerging growth company status, exhibits and related disclosure controls for a small public operating company.
Expion Energy, Inc. (XPON) filed an initial ownership report identifying Jarvis Marcus Wesley as a director of the company. The filing reports no transactions or derivative positions and includes a reference to an attached Power of Attorney authorizing filings on the reporting person's behalf.
Expion Energy, Inc. (XPON) filed a Form D for a Regulation D private offering under Rule 506(b). The company has sold $9,000,000 of securities in an initial closing and states that, subject to certain shareholder approvals, purchasers may buy up to an additional $91,000,000 of convertible preferred stock. The offering includes debt, options or warrants, and securities issuable upon exercise of those rights, with the first sale occurring on August 21, 2026. No finders’ fees are reported, and the notice lists Palladium Capital Group LLC in connection with sales compensation.
Expion Energy, Inc. (XPON) is asking stockholders at the 2026 annual meeting on November 4, 2026 to approve a broad package of governance and financing-related changes alongside routine items. Stockholders will vote on electing five directors and ratifying M&K CPAS, PLLC as independent auditor for 2026.
Key capital-structure proposals include creating Series A-1 8% Convertible Preferred Stock and a form of preferred stock tied to an August 21, 2026 Securities Purchase Agreement, approving for Nasdaq Listing Rule 5635 purposes the potential issuance of more than 19.99% of outstanding common shares upon conversion of preferred stock, dividend payments and warrant exercises, and amending the Articles of Incorporation to increase authorized capital stock from 36,666,666 shares to 220,000,000 shares, with common stock authorization rising from 16,666,666 to 200,000,000 shares. The company is also seeking authorization for 20,000,000 shares of blank check preferred stock, an increase of 250,000 shares available under the 2021 Incentive Award Plan, and the ability to adjourn the meeting to solicit additional proxies if needed.
The proxy details an August 21, 2026 private placement of $9,000,000 of 8% Convertible Debentures, potentially convertible into 9,000 shares of Series A-1 preferred stock and accompanied by warrants for 2,117,219 common shares, with Five Narrow Lane, LP as lead purchaser and a former CEO associated with its general partner. It also notes a one-for-12 reverse stock split effected on July 21, 2026 and leadership changes, including Kevin Sellers becoming President and Chief Executive Officer and Robert Winspear becoming Chief Financial Officer.
Expion360 Inc. (symbol: XPON) is the issuer of record for a Form 4 filing submitted to the SEC.
Expion360 Inc. (symbol: XPON) is the issuer of record for a Form 4 filing submitted to the SEC.
Expion360 Inc. (XPON) reported an initial insider ownership filing for Robert L. Winspear, who serves as Chief Financial Officer. The filing states that no securities of Expion360 Inc. are currently beneficially owned by this reporting person and includes a Power of Attorney authorizing the filing.
Expion360 Inc. (XPON) reported that Kevin Sellers, its Chief Executive Officer and a director, filed an initial statement of beneficial ownership on Form 3. The filing lists no equity transactions or holdings, and references an attached Exhibit 24.1 granting a Power of Attorney.
Expion Energy, Inc. (XPON) has a notice of proposed sale under Rule 144 filed on behalf of director Brian Paul Schaffner. The filing covers a potential sale of up to 14,588 shares of common stock through broker Stifel Nicolaus & Company Inc., with an aggregate market value of $101,544.00. The shares relate to restricted stock granted as equity compensation on April 9, 2025 (1,250 shares), October 16, 2025 (8,338 shares), and August 13, 2026 (5,000 shares), and the proposed sale date is August 31, 2026. The notice also reports that 962,335 shares of Expion Energy common stock were outstanding in the class referenced, a baseline figure, not the amount being offered.
Expion360 Inc. (Nasdaq: XPON), now operating as Expion Energy, Inc., announced significant leadership and governance changes. The board appointed Robert “Bob” Winspear as Chief Financial Officer, Secretary and Treasurer effective August 25, 2026, making him the company’s principal financial and accounting officer under a new employment agreement.
Winspear’s agreement provides a $285,000 base salary, increasing to $300,000 upon timely filing of the 2026 Form 10-K, plus eligibility for bonuses and equity awards of 30,000 RSUs and 15,000 stock options as Nasdaq Rule 5635(c)(4) inducement grants. Former CFO Shawna Bowin is transitioning to Vice President, Finance through about October 31, 2026. Directors Brian Schaffner, Tien Q. Nguyen and Joseph Hammer resigned; the board named Scott Burell Chairman and appointed veteran oil and gas executive Marc W. Jarvis as director, disclosing his indirect material interest in an overriding royalty interest under an Eastern Louisiana exploration agreement. The company set its 2026 annual meeting for November 4, 2026, with a record date of September 15, 2026 and stockholder proposal and nomination deadlines of September 10, 2026.
Expion360 Inc. (XPON) has a new significant investor group led by Five Narrow Lane LP, which has filed a Schedule 13D reporting beneficial ownership capped at 9.99%, or about 96,000 shares of common stock, based on 962,335 shares outstanding as of August 6, 2026.
Five Narrow Lane funded an 8% Convertible Debenture of $4,500,000, maturing August 21, 2029, that will automatically convert into 4,500 shares of Series A‑1 8% Convertible Preferred Stock at $1,000 per share after shareholder approval. That preferred stock is initially convertible into common stock at $4.25 per share and carries 8% cumulative dividends.
The investor also received a warrant for up to 1,058,609 common shares at an exercise price of $4.25, subject to a 9.99% Beneficial Ownership Limitation and an Issuable Maximum. The group holds an Additional Investment Right to buy up to $91,000,000 of further preferred stock series. Net proceeds are expected to fund an oil and gas asset acquisition in Eastern Louisiana and general corporate purposes.