Welcome to our dedicated page for Expion Energy SEC filings (Ticker: XPON), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Expion360 Inc. SEC filings document the regulatory record for a Nevada lithium battery company with common stock traded on the Nasdaq Capital Market. Recent 8-K reports furnish financial results and preliminary results, Regulation FD stockholder communications, and material-event disclosures tied to the company’s operating outlook and leadership changes.
The filings also cover capital-structure and public-company matters, including an at-the-market issuance sales agreement, a completed private placement, pre-funded warrant terms, common-stock registration framework and Nasdaq continued-listing compliance notices. These documents describe the company’s equity financing tools, warrant mechanics, exchange-listing status, emerging growth company status, exhibits and related disclosure controls for a small public operating company.
Expion360 Inc. reported that Nasdaq staff has issued a determination to delist its common stock because the share price has stayed below Nasdaq’s $1.00 minimum bid price requirement for 30 consecutive business days. The company has 180 days, until July 28, 2026, to regain compliance.
If Expion360 does not meet the minimum bid price by then, it may qualify for an additional 180‑day period if it satisfies other Nasdaq listing standards and outlines a specific plan, which could include a reverse stock split. The company is evaluating options but cannot assure it will maintain its Nasdaq listing.
Expion360 Inc. furnished a current report to share that it has issued a press release with select preliminary unaudited financial results for the fiscal year ended December 31, 2025. The press release is included as Exhibit 99.1 to the report for investors to review.
The information in this update, including the exhibit, is being furnished under securities laws and is not treated as formally filed or incorporated into other company filings unless specifically referenced there. Expion360’s common stock continues to trade on The Nasdaq Capital Market under the symbol XPON.
Expion360 Inc. filed a current report to share that it has issued a letter to stockholders from Chief Executive Officer and Chairman Joseph Hammer. The letter discusses recent leadership changes at the company, its operational results for the year ended December 31, 2025, and its operational outlook for the year ending December 31, 2026. The letter is included as Exhibit 99.1 and is furnished rather than filed, meaning it is not subject to certain Exchange Act liability provisions or automatically incorporated into other securities filings unless specifically referenced.
Expion360 Inc. is establishing an at-the-market offering of up to $15.0 million of its common stock through Aegis Capital Corp., allowing it to sell shares over time at prevailing prices. Aegis will act as sales agent or principal and earn a 2.0% commission on gross proceeds, while all net proceeds will go to Expion360 for working capital and other general corporate purposes.
The company estimates that selling the full amount at a recent price of $1.05 per share would generate up to approximately $14.5 million in net proceeds after fees and expenses. As of September 30, 2025, Expion360 had 8,643,662 shares outstanding, and it notes that issuing new shares under this program will dilute existing holders and could pressure the trading price. The prospectus also highlights Form S-3 “baby shelf” limits tied to a public float of about $15.8 million and prior sales of approximately $2.6 million in the last 12 months.
Expion360 designs and sells lithium iron phosphate batteries and home energy storage products for RV, marine, and residential markets, and recently began shipping its e360 Home Energy Storage Solutions. The company has refreshed its leadership team in 2025, including appointing a new Chief Executive Officer, Chief Financial Officer, and an additional director to support its next phase of operational and strategic growth.
Expion360 Inc. entered into an at-the-market stock offering program with Aegis Capital Corp., allowing it to offer and sell, from time to time, up to an aggregate offering price of $15.0 million of its common stock. Shares may be sold through Aegis as sales agent in transactions deemed “at the market” on Nasdaq or other markets, or in privately negotiated deals, under an existing shelf registration on Form S-3.
The company is not obligated to sell any shares. Aegis will receive a 2.0% commission on the aggregate gross proceeds of each sale and reimbursement of certain expenses. Expion360 intends to use any net proceeds for working capital and other general corporate purposes. The agreement can be terminated by either party or when all authorized shares have been sold.
Expion360 Inc. (XPON) insider compensation update: Chief Operating Officer Carson E. Heagen reported receiving 100,000 restricted stock units (RSUs) of Expion360 common stock on October 16, 2025. The RSUs were granted under the company’s 2021 Incentive Award Plan at a price of $0.00 per unit and vested in full on the grant date, meaning they converted into an equivalent number of common shares.
After this equity grant, Heagen beneficially owns 148,925 shares of Expion360 common stock. This total includes 115,000 shares of common stock and 33,925 shares that may be acquired upon exercise of stock options that are exercisable within 60 days of November 20, 2025. The filing reflects a routine Form 4 report by a single officer-level insider.
Expion360 Inc. (XPON) filed a Form 4 reporting an equity grant to director Brian Paul Schaffner. On October 16, 2025, he received 100,000 restricted stock units (RSUs) of common stock at a price of $0.00 per share under the company’s 2021 Incentive Award Plan. Each RSU represents the right to receive one share of common stock and vested in full on that same date.
After this grant, Schaffner beneficially owns 160,493 shares, consisting of 115,057 shares of common stock and 45,436 shares underlying stock options that are exercisable within 60 days of November 20, 2025. The filing reflects routine equity-based director compensation rather than an open-market purchase.
Expion360 Inc. (XPON) filed an initial ownership report on Form 3 for its Chief Executive Officer and director, Joseph D. Hammer, with an event date of 10/17/2025. The filing states that no securities of Expion360 Inc. are beneficially owned by the reporting person. The form is filed by a single reporting person, and it includes a power of attorney authorizing Shawna Bowin to sign on Joseph D. Hammer’s behalf.
Expion360 Inc. reported Q3 2025 results showing stronger sales and a one‑time swing to profitability. Net sales were $2,393,192, up from $1,389,495 a year ago, with gross profit of $542,483. Operating loss was $3,002,183, but other income of $3,725,013 led to net income of $722,792 ($0.10 diluted EPS). The other income reflects the removal of a suspended cash true‑up liability tied to prior warrant terms.
For the nine months, net sales reached $7,432,470 and net loss was $1,798,066. Cash and cash equivalents were $4,293,797, total assets $10,689,001, and stockholders’ equity $9,012,065 as of September 30, 2025. Current liabilities were $1,041,972 and long‑term debt totaled $205,575.
Management disclosed that recurring losses and cash needs raise substantial doubt about the company’s ability to continue as a going concern. Three customers accounted for approximately 52% of Q3 sales and 61% of accounts receivable as of quarter end. As of November 13, 2025, 9,656,739 common shares were outstanding.
Expion360 Inc. (XPON) reported a routine disclosure. The company furnished an 8-K to announce it issued a press release with financial results for the fiscal quarter ended September 30, 2025.
The press release is included as Exhibit 99.1 and the information under Item 2.02 is furnished and not deemed filed under the Exchange Act.