Welcome to our dedicated page for Expion360 SEC filings (Ticker: XPON), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Expion360 Inc. (XPON) SEC filings page on Stock Titan provides direct access to the company’s regulatory disclosures, along with AI-assisted summaries to help interpret complex documents. As a Nasdaq-listed manufacturer of premium lithium iron phosphate (LiFePO4) batteries and accessories for RV, marine, Light EV and residential energy storage markets, Expion360 uses its SEC filings to report on financial performance, capital structure, governance, and material agreements.
Investors can review annual reports on Form 10-K and quarterly reports on Form 10-Q to see detailed discussions of revenue, cost of sales, gross margin, operating expenses, cash flows, and balance sheet items. These reports also describe the company’s business focus on LiFePO4 batteries and accessories, its distribution network of dealers, wholesalers, private-label customers, and OEMs, and its efforts to develop home energy storage and other energy storage applications.
Expion360 files frequent Current Reports on Form 8-K to disclose material events. Recent 8-Ks have covered topics such as warrant inducement transactions and exercise price reductions, private placements and registered offerings, the establishment of an at-the-market issuance sales agreement, leadership changes including the appointment of a new Chief Executive Officer and Chief Financial Officer, and confirmations of regained compliance with Nasdaq listing rules related to minimum bid price and stockholders’ equity.
Through SEC filings, investors can also track equity and warrant activity, including changes in outstanding shares, warrant terms, and the impact of warrant exercises on cash, liabilities, and stockholders’ equity. Proxy-related filings and meeting results provide insight into stockholder votes on items such as board elections and equity incentive plans.
Stock Titan enhances this information by offering AI-powered summaries that highlight key points from lengthy 10-K, 10-Q, and 8-K filings, helping readers quickly identify changes in financial condition, capital-raising transactions, and governance developments. Real-time updates from EDGAR ensure that new filings, including any Form 4 insider transaction reports or future registration statements, are incorporated promptly so users can monitor how Expion360 manages its LiFePO4 battery and energy storage business from a regulatory and financial reporting perspective.
Expion360 Inc. (XPON) filed an initial ownership report on Form 3 for its Chief Executive Officer and director, Joseph D. Hammer, with an event date of 10/17/2025. The filing states that no securities of Expion360 Inc. are beneficially owned by the reporting person. The form is filed by a single reporting person, and it includes a power of attorney authorizing Shawna Bowin to sign on Joseph D. Hammer’s behalf.
Expion360 Inc. reported Q3 2025 results showing stronger sales and a one‑time swing to profitability. Net sales were $2,393,192, up from $1,389,495 a year ago, with gross profit of $542,483. Operating loss was $3,002,183, but other income of $3,725,013 led to net income of $722,792 ($0.10 diluted EPS). The other income reflects the removal of a suspended cash true‑up liability tied to prior warrant terms.
For the nine months, net sales reached $7,432,470 and net loss was $1,798,066. Cash and cash equivalents were $4,293,797, total assets $10,689,001, and stockholders’ equity $9,012,065 as of September 30, 2025. Current liabilities were $1,041,972 and long‑term debt totaled $205,575.
Management disclosed that recurring losses and cash needs raise substantial doubt about the company’s ability to continue as a going concern. Three customers accounted for approximately 52% of Q3 sales and 61% of accounts receivable as of quarter end. As of November 13, 2025, 9,656,739 common shares were outstanding.
Expion360 Inc. (XPON) reported a routine disclosure. The company furnished an 8-K to announce it issued a press release with financial results for the fiscal quarter ended September 30, 2025.
The press release is included as Exhibit 99.1 and the information under Item 2.02 is furnished and not deemed filed under the Exchange Act.
Expion360 (XPON) filed a Form 4/A reflecting a corrected RSU grant date for its CFO. The filing amends a prior report to state the transaction occurred on October 16, 2025. It records an award of 100,000 restricted stock units at a price of $0.00 per unit under the 2021 Incentive Award Plan; each RSU represents one share of common stock and vested in full on the grant date.
Following the transaction, the reporting person beneficially owned 104,370 shares, held directly.
Expion360 Inc. (XPON) reported a director equity award on a Form 4. On October 16, 2025, the director received 40,000 restricted stock units (RSUs), recorded at a transaction price of $0.00 per unit.
The grant size equals approximately $60,000 of common stock based on the grant-date closing price. The RSUs vest in full on October 16, 2026, conditioned on continued service on the board through that date. Following this grant, the reporting person beneficially owned 40,000 shares directly.
Expion360 (XPON) filed a Form 3 for director Scott R. Burell. The filing states that no securities are beneficially owned as of the event date 10/16/2025. The form was signed by an attorney-in-fact and includes a Power of Attorney (Exhibit 24.1). This is an initial ownership report and indicates no reported holdings at the time of filing.
Expion360 (XPON) reported an insider equity award for its Chief Financial Officer. The filing shows a grant of 100,000 restricted stock units (RSUs), each representing one share of common stock, that vested in full on October 17, 2025. Following the transaction, the officer beneficially owned 104,370 shares, held directly. The RSU grant was made under the company’s 2021 Incentive Award Plan and carried a reported price of $0.00 per unit, consistent with equity compensation awards.
Expion360 (XPON) reported an initial ownership filing for its Chief Financial Officer. The officer directly holds 4,370 shares of common stock.
Derivative holdings include stock options for 25 shares at $345 expiring 03/11/2034, another 25 shares at $345 expiring 03/11/2034, and 4,819 shares at $0.769 expiring 07/31/2035. Per the plan, the options vest in 12 equal quarterly installments from 06/30/2024 through 03/31/2027.
Expion360 (XPON) completed a private placement on October 16, 2025, selling 613,077 shares of common stock at $1.65 and a pre-funded warrant to purchase up to 144,498 shares at $1.6499. The pre-funded warrant is immediately exercisable at $0.001 per share. The company received net proceeds of approximately $1.1 million, earmarked to pay severance obligations and for working capital and general corporate purposes.
In connection with the financing, CEO Brian Schaffner resigned as CEO and will continue as a director and consultant through January 31, 2026; his severance includes 24 months of base salary and 100,000 fully vested RSUs. President and Chairman Paul Shoun also resigned and will receive 24 months of base salary and 100,000 fully vested RSUs. The Board appointed Joseph Hammer as CEO and Chairman with a $330,000 base salary and up to $3,000 per month in office expense reimbursement. The lead investor was Pioneer Capital Anstalt, advised by Mr. Hammer and LHX. The Board expanded to six and appointed Scott Burell as an independent director and Compensation Committee member.
Expion360, Inc. confirmed it has regained compliance with Nasdaq Listing Rule 5550(b)(1), the rule that sets minimum bid-price requirements for continued listing. As a result, the company’s common stock (par value $0.001) remains listed and tradable on The Nasdaq Capital Market. The filing states this return to compliance as an other event and does not disclose additional remedial actions, timing details, or related financial metrics.