XPON amends insider filing to correct 100,000 RSU grant date

Q: What did Expion360 (XPON) report in this Form 4/A?

A corrected transaction date for a grant of 100,000 RSUs to the CFO that occurred on October 16, 2025 .

Q: How many RSUs were granted to the XPON CFO and at what price?

The CFO received 100,000 RSUs at a price of $0.00 per unit.

Q: When did the RSUs vest for the XPON CFO?

The RSUs vested in full on the grant date .

Q: What is the total beneficial ownership after the transaction?

Beneficial ownership following the transaction is 104,370 shares , held directly.

Q: Why was this an amended filing (Form 4/A)?

It was filed to correct the transaction date for the RSU grant to the CFO.

Q: Under which plan were the RSUs granted?

The RSUs were granted under the company’s 2021 Incentive Award Plan .

Q: Who is the reporting person in the XPON filing?

The reporting person is the company’s Chief Financial Officer .

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

4/A

Rhea-AI Filing Summary

Expion360 (XPON) filed a Form 4/A reflecting a corrected RSU grant date for its CFO. The filing amends a prior report to state the transaction occurred on October 16, 2025. It records an award of 100,000 restricted stock units at a price of $0.00 per unit under the 2021 Incentive Award Plan; each RSU represents one share of common stock and vested in full on the grant date.

Following the transaction, the reporting person beneficially owned 104,370 shares, held directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Bowin Shawna Lee

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	100,000	$0.00	--

Holdings After Transaction: Common Stock — 104,370 shares (Direct)

Footnotes (1)

On October 21, 2025, the Reporting Person filed a Form 4 reporting a grant of restricted stock units ("RSUs") made to the Reporting Person on October 17, 2025 that occurred on October 16, 2025 due to an administrative error. This amendment is being filed to correct the transaction date. Reflects a grant of RSUs made to the Reporting Person under the Issuer's 2021 Incentive Award Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The RSUs vested in full on the grant date.

Form 4 Insider Transactions: What Each Field Means →

10/21/2025 - 08:36 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Bowin Shawna Lee

(Last)

(First)

(Middle)

2025 SW DEERHOUND AVE

(Street)

REDMOND

97756

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Expion360 Inc. [ XPON ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/16/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
10/21/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/16/2025⁽¹⁾		A		100,000⁽²⁾	A	$0.00	104,370	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. On October 21, 2025, the Reporting Person filed a Form 4 reporting a grant of restricted stock units ("RSUs") made to the Reporting Person on October 17, 2025 that occurred on October 16, 2025 due to an administrative error. This amendment is being filed to correct the transaction date.

2. Reflects a grant of RSUs made to the Reporting Person under the Issuer's 2021 Incentive Award Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock, par value $0.001 per share. The RSUs vested in full on the grant date.

	/s/ Shawna Bowin	10/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did Expion360 (XPON) report in this Form 4/A?

A corrected transaction date for a grant of 100,000 RSUs to the CFO that occurred on October 16, 2025.

How many RSUs were granted to the XPON CFO and at what price?

The CFO received 100,000 RSUs at a price of $0.00 per unit.

When did the RSUs vest for the XPON CFO?

The RSUs vested in full on the grant date.

What is the total beneficial ownership after the transaction?

Beneficial ownership following the transaction is 104,370 shares, held directly.

Why was this an amended filing (Form 4/A)?

It was filed to correct the transaction date for the RSU grant to the CFO.

Under which plan were the RSUs granted?

The RSUs were granted under the company’s 2021 Incentive Award Plan.

Who is the reporting person in the XPON filing?

The reporting person is the company’s Chief Financial Officer.