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Twenty One Capital (XXI) CEO files initial report with no holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Twenty One Capital, Inc. disclosed that one of its insiders, who serves as both director and chief executive officer, filed an initial ownership report stating that no company securities are currently beneficially owned. This indicates the insider reports holding no common stock or derivative securities of Twenty One Capital, Inc. as of the event date of 12/02/2025.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Mallers Jack

(Last) (First) (Middle)
TWENTY ONE CAPITAL, INC.
111 CONGRESS AVENUE, SUITE 500

(Street)
AUSTIN TX 78701

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/02/2025
3. Issuer Name and Ticker or Trading Symbol
Twenty One Capital, Inc. [ XXI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Exhibit 24 - Power of Attorney
No securities are beneficially owned.
/s/ James Cong Hoan Nguyen, as Attorney-in-Fact 12/08/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider ownership does the Form 3 show for Twenty One Capital, Inc. (XXI)?

The initial ownership report states in the remarks that no securities are beneficially owned by the reporting person.

What roles does the reporting person hold at Twenty One Capital, Inc. (XXI)?

The reporting person is identified as both a director and an officer, with the officer title listed as Chief Executive Officer.

What is the event date for this insider ownership report for XXI?

The Date of Event Requiring Statement is listed as 12/02/2025.

Does the filing report any non-derivative or derivative securities for Twenty One Capital, Inc.?

The remarks section explicitly notes that no securities are beneficially owned, and the tables for non-derivative and derivative securities contain no reported holdings.

Who signed the insider ownership report for Twenty One Capital, Inc.?

The report is signed "/s/ James Cong Hoan Nguyen, as Attorney-in-Fact", indicating it was executed under a power of attorney (Exhibit 24).

Is this insider ownership report filed by one person or a group for XXI?

The filing indicates that it is a Form filed by One Reporting Person, not by more than one reporting person.

Twenty One Cap

NYSE:XXI

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