Xylem EVP Johnston reports initial share holdings
Xylem Inc. executive Joseph Patrick Johnston, EVP & President, AW, reported his initial ownership in a Form 3 filing.
Accepted by SEC EDGAR
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Sentiment and the balance of points
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Form Type
3
Rhea-AI Filing Summary
Xylem Inc. executive Joseph Patrick Johnston, EVP & President, AW, reported his initial ownership in a Form 3 filing. He directly holds 1,640 shares of common stock and several stock option grants with exercise prices between $86.76 and $129.67, expiring from 2032 through 2036. Some options and restricted stock units are already vested and exercisable, while others vest in staged increments from 2027 to 2029, outlining his long-term equity-based compensation.
Insider Trade Summary
Holdings reported, no transactions
Holdings
Insider
Johnston Joseph Patrick
Role
EVP & President, AW
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Holding | Stock Options (Right to Buy) | -- | -- | -- |
| Holding | Stock Options (Right to Buy) | -- | -- | -- |
| Holding | Stock Options (Right to Buy) | -- | -- | -- |
| Holding | Stock Options (Right to Buy) | -- | -- | -- |
| Holding | Stock Options (Right to Buy) | -- | -- | -- |
| Holding | Common Stock | -- | -- | -- |
Holdings:
Stock Options (Right to Buy) — 5,891 options (Direct);
Common Stock — 1,640 shares (Direct)
Footnotes (6)
- F1. Reflects restricted stock units which are scheduled to vest as follows: 289 on March 1, 2027, 129 on March 5, 2027, 398 on June 1, 2027, 537 on March 1, 2028, 129 on March 5, 2028, 158 on March 1, 2029. Each restricted stock unit represents the right to receive one share of common stock upon vesting.
- F2. These options are scheduled to vest in one-third increments on March 1, 2027, March 1, 2028, and March 1, 2029.
- F3. 451 options are fully vested and exercisable, 451 are scheduled to vest on March 5, 2027, and 451 are scheduled to vest on March 5, 2028.
- F4. 881 options are fully vested and exercisable, 441 are scheduled to vest on March 1, 2027.
- F5. 1,004 options are fully vested and exercisable.
- F6. 524 options are fully vested and exercisable.
Key Figures
Common shares held: 1,640 shares
Options at $86.76: 524 underlying shares, $86.76 strike
Options at $101.09: 1,004 underlying shares, $101.09 strike
+3 more
6 metrics
Common shares held
1,640 shares
Direct ownership following reported holdings
Options at $86.76
524 underlying shares, $86.76 strike
Stock Options (Right to Buy), expire 2032-03-01
Options at $101.09
1,004 underlying shares, $101.09 strike
Stock Options (Right to Buy), expire 2033-03-01
Options at $127.94
1,322 underlying shares, $127.94 strike
Stock Options (Right to Buy), expire 2034-03-01
Options at $129.67
1,353 underlying shares, $129.67 strike
Stock Options (Right to Buy), expire 2035-03-05
Options at $128.98
1,688 underlying shares, $128.98 strike
Stock Options (Right to Buy), expire 2036-03-02
Key Terms
restricted stock units, Stock Options (Right to Buy, fully vested and exercisable, expiration date, +1 more
5 terms
restricted stock units financial
"Reflects restricted stock units which are scheduled to vest as follows"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Options (Right to Buy financial
"security_title": "Stock Options (Right to Buy)""
fully vested and exercisable financial
"524 options are fully vested and exercisable"
expiration date financial
""expiration_date": "2032-03-01T00:00:00.000Z""
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did Xylem (XYL) disclose about Joseph Patrick Johnston in this Form 3?
Xylem disclosed that executive Joseph Patrick Johnston, EVP & President, AW, filed a Form 3 showing his initial ownership. He holds common shares and multiple stock option awards, establishing his baseline equity position as a company insider for future SEC reporting.
What stock options does Joseph Patrick Johnston hold in Xylem (XYL)?
He holds several Xylem stock option awards labeled “Stock Options (Right to Buy)” with exercise prices of $86.76, $101.09, $127.94, $129.67, and $128.98, tied to underlying common shares and expiring between 2032 and 2036.
When do Joseph Patrick Johnston’s Xylem (XYL) options and RSUs vest?
Footnotes state restricted stock units vest on specific dates in 2027, 2028, and 2029. Certain option grants vest in one-third increments from March 1, 2027 through March 1, 2029, while others are already fully vested and exercisable.
Does this Xylem (XYL) Form 3 show any insider buying or selling?
No insider buying or selling is shown. The Form 3 lists Johnston’s existing holdings in common stock, restricted stock units, and stock options. It establishes his initial beneficial ownership, rather than reporting new market transactions in Xylem shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
