Anthony M. Eisen sells 135,750 shares (XYZ) for $10.43M

Rhea-AI Filing Summary

Anthony M. Eisen reported a sale of 135,750 shares of Common Stock on 06/01/2026. The filing lists proceeds of $10,426,411.00 tied to those sales. The record also shows 6,000 restricted shares dated 01/31/2022 in the securities section as a separate line item.

Insights

Corporate Governance Analyst

Insider sale disclosed; size and proceeds are explicit in the filing.

The filing documents a reported disposition of 135,750 shares on 06/01/2026 with proceeds of $10,426,411.00. This is a straightforward disclosure of an insider sale rather than a corporate action.

Watch for subsequent filings that may update post-transaction holdings; timing and any planned trading arrangements are not shown in the excerpt.

Securities Compliance Expert

Form 144-style disclosure recorded sale and lists restricted shares separately.

The record includes a separate line noting 6,000 restricted shares with an original date of 01/31/2022, which appears as a securities detail distinct from the sale row. The excerpt ties the sale to a broker/issuer entry.

Filing-level obligations (broker involvement, sale method) are listed but specific distribution mechanics are not present in the provided text.

Key Figures

Shares sold: 135,750 shares Proceeds reported: $10,426,411.00 Restricted shares noted: 6,000 shares +2 more

5 metrics

Shares sold 135,750 shares sale dated 06/01/2026

Proceeds reported $10,426,411.00 amount shown on sale line dated 06/01/2026

Restricted shares noted 6,000 shares restricted stock dated 01/31/2022

Broker/Issuer entry Morgan Stanley Smith Barney LLC listed as securities/issuer line in the excerpt

Sale date 06/01/2026 date tied to the 135,750-share sale

Key Terms

Restricted Stock, Form 144, Proceeds

3 terms

Restricted Stock financial

"Common | 01/31/2022 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"CONTENT METADATA shows form_type: 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Proceeds financial

"ANTHONY M EISEN ... Common | 06/01/2026 | 135750 | 10426411.00"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/02/2026 - 05:35 PM Accepted by SEC EDGAR 06/02/2026 - 05:35 PM Learn about SEC filing dates

FAQ

What did Anthony M. Eisen disclose in the Form 144 for XYZ?

He disclosed a sale of 135,750 shares executed on 06/01/2026. The filing shows proceeds of $10,426,411.00 and separately lists 6,000 restricted shares dated 01/31/2022.

How much cash was reported from the shares sold by Anthony M. Eisen?

The filing reports proceeds of $10,426,411.00 tied to the disclosed sale. This figure is presented on the sale line and reflects the amount shown in the provided excerpt.

Does the filing indicate who handled the transaction?

Yes; the excerpt lists a broker/issuer line referencing Morgan Stanley Smith Barney LLC Executive Financial Services. The filing ties the securities and sale rows to that broker entry in the excerpt.

Are the 6,000 shares part of the sale reported on 06/01/2026?

No; the 6,000 restricted shares are listed separately with a date of 01/31/2022. The excerpt presents them as a distinct securities line, not as the 06/01/2026 sale amount.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	458100.00	535195000	06/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2022	Restricted Stock	ISSUER			6000	01/31/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ANTHONY M EISEN 1955 Broadway, Suite 600 Oakland CA 94612	Common	06/01/2026	135750	10426411.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)