STOCK TITAN

Block (XYZ) director reports 207 RSUs and multiple indirect holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carter Shawn Corey reported acquisition or exercise transactions in this Form 4 filing.

Block, Inc. director Carter Shawn Corey received a grant of 207 restricted stock units (RSUs), each representing one share of Class A Common Stock. The RSUs were issued under the company’s Outside Director Compensation Policy and were 100% vested on the grant date.

Following this award, Corey holds 28,859 Class A shares directly and has additional indirect holdings, including shares held by an immediate family member and by SC Panther, LLC and SC Vessel 5, LLC, entities for which he is the sole member.

Positive

  • None.

Negative

  • None.
Insider Carter Shawn Corey
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock 207 $0.00 --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
holding Class A Common Stock -- -- --
Holdings After Transaction: Class A Common Stock — 28,859 shares (Direct); Class A Common Stock — 1,779 shares (Indirect, By immediate family member)
Footnotes (1)
  1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant. The shares are held of record by an immediate family member of the Reporting Person. The shares are held of record by SC Panther, LLC, for which the Reporting Person serves as the sole member. The shares are held of record by SC Vessel 5, LLC, for which the Reporting Person serves as the sole member.
RSU grant 207 shares Restricted stock units granted to director on Form 4 date
Direct holdings after grant 28,859 shares Class A Common Stock held directly by Carter Shawn Corey
Immediate family holdings 1,779 shares Indirect Class A holdings by immediate family member
SC Panther, LLC holdings 20,812 shares Indirect Class A holdings via SC Panther, LLC
SC Vessel 5, LLC holdings 296 shares Indirect Class A holdings via SC Vessel 5, LLC
RSU vesting 100% vested All 207 RSUs vested as of grant date
restricted stock unit (RSU) financial
"Each share is represented by a restricted stock unit (RSU)."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
Outside Director Compensation Policy financial
"The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy"
immediate family member financial
"The shares are held of record by an immediate family member of the Reporting Person."
sole member financial
"SC Panther, LLC, for which the Reporting Person serves as the sole member."
indirect ownership financial
"direct_or_indirect: "I", nature_of_ownership: "By immediate family member""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carter Shawn Corey

(Last)(First)(Middle)
1955 BROADWAY
SUITE 600

(Street)
OAKLAND CALIFORNIA 94612

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Block, Inc. [ XYZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026A207(1)A$028,859D
Class A Common Stock1,779IBy immediate family member(2)
Class A Common Stock20,812ISee Footnote(3)
Class A Common Stock296ISee Footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.
2. The shares are held of record by an immediate family member of the Reporting Person.
3. The shares are held of record by SC Panther, LLC, for which the Reporting Person serves as the sole member.
4. The shares are held of record by SC Vessel 5, LLC, for which the Reporting Person serves as the sole member.
Remarks:
/s/ Susan Szotek, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Block (XYZ) director Carter Shawn Corey report?

Director Carter Shawn Corey reported receiving 207 restricted stock units, each equal to one share of Block’s Class A Common Stock. The award was issued under Block’s Outside Director Compensation Policy and was fully vested as of the grant date.

How many Block (XYZ) shares does Carter Shawn Corey hold directly after the grant?

After the reported grant, Carter Shawn Corey directly holds 28,859 shares of Block Class A Common Stock. This figure reflects his direct ownership position following the 207-share RSU award reported in the Form 4 filing.

Were the 207 RSUs granted to Block (XYZ) director immediately vested?

Yes. The 207 restricted stock units granted to director Carter Shawn Corey were 100% vested as of the grant date. Each RSU represents a contingent right to receive one share of Block’s Class A Common Stock upon settlement.

What indirect Block (XYZ) holdings are associated with Carter Shawn Corey?

Indirect holdings include shares held by an immediate family member and by SC Panther, LLC and SC Vessel 5, LLC. Corey serves as sole member of both LLCs, and these positions are reported as indirect ownership in the Form 4.

Does the Block (XYZ) Form 4 indicate any insider share sales by Carter Shawn Corey?

The Form 4 shows a grant of 207 RSUs to director Carter Shawn Corey and several reported indirect holdings. It does not disclose any open-market sales or disposition transactions by him in this particular filing.