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Block awards Shawn Corey Carter a 169-unit stock grant

The award was issued under Block’s Outside Director Compensation Policy, with 100% of the RSUs vested as of the grant date.

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Form Type
4

Rhea-AI Filing Summary

Block, Inc. (XYZ) director Shawn Corey Carter received an award of 169 restricted stock units (RSUs) on October 1, 2026. Each RSU represents a contingent right to receive one Class A common share upon settlement, and 100% were vested as of the grant date. His reported direct Class A common stock position following the award was 32,874 shares. The filing also lists 1,779 shares held of record by an immediate family member, plus shares held of record by SC Panther, LLC and SC Vessel 5, LLC, for which Carter serves as sole member.

Insider Carter Shawn Corey
Role Director
Type Security Shares Price Value
Grant/Award Class A Common Stock F1 169 $0.00 $0.00
holding Class A Common Stock F2 -- -- --
holding Class A Common Stock F3 -- -- --
holding Class A Common Stock F4 -- -- --
Holdings After Transaction: Class A Common Stock — 32,874 shares (Direct); Class A Common Stock — 1,779 shares (Indirect, By immediate family member); Class A Common Stock — 21,108 shares (Indirect, See Footnote)
Footnotes (4)
  1. F1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.
  2. F2. The shares are held of record by an immediate family member of the Reporting Person.
  3. F3. The shares are held of record by SC Panther, LLC, for which the Reporting Person serves as the sole member.
  4. F4. The shares are held of record by SC Vessel 5, LLC, for which the Reporting Person serves as the sole member.
RSU award 169 restricted stock units (RSUs) Granted October 1, 2026
Direct holdings after award 32,874 Class A common shares Reported position following the October 1, 2026 award
Immediate family member holdings 1,779 Class A common shares Held of record by an immediate family member
RSUs vested 100% As of the grant date
restricted stock unit (RSU) financial
"Each share is represented by a restricted stock unit (RSU)."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
contingent right financial
"Each RSU represents a contingent right to receive one share"
Outside Director Compensation Policy financial
"issued pursuant to the Issuer's Outside Director Compensation Policy"
vested financial
"100% of the RSUs were vested as of the date of grant."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RSUs did Block (XYZ) director Shawn Corey Carter receive?

Carter received an award of 169 RSUs on October 1, 2026. Each RSU represents a contingent right to receive one Class A common share upon settlement.

What policy covered Shawn Corey Carter’s Block (XYZ) RSU award?

The award was issued under Block’s Outside Director Compensation Policy. The RSUs were 100% vested as of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carter Shawn Corey

(Last)(First)(Middle)
1955 BROADWAY
SUITE 600

(Street)
OAKLAND CALIFORNIA 94612

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Block, Inc. [ XYZ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/01/2026A169(1)A$032,874D
Class A Common Stock1,779IBy immediate family member(2)
Class A Common Stock20,812ISee Footnote(3)
Class A Common Stock296ISee Footnote(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each share is represented by a restricted stock unit (RSU). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The RSUs were issued pursuant to the Issuer's Outside Director Compensation Policy, and 100% of the RSUs were vested as of the date of grant.
2. The shares are held of record by an immediate family member of the Reporting Person.
3. The shares are held of record by SC Panther, LLC, for which the Reporting Person serves as the sole member.
4. The shares are held of record by SC Vessel 5, LLC, for which the Reporting Person serves as the sole member.
Remarks:
/s/ Susan Szotek, Attorney-in-Fact10/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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