STOCK TITAN

YD Bio (YDES) director receives $60,000 RSU grant and 2,081 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

YD Bio Ltd director Lu Shao-Ta reported equity compensation activity involving restricted share units (RSUs) that settled into ordinary shares. On March 31, 2026, he received 2,081 RSUs for no cash cost, each representing a right to one ordinary share. The same day, these RSUs were exercised and converted into 2,081 ordinary shares at a conversion price of $0.00 per share, leaving him with 2,081 ordinary shares from this grant and no remaining RSUs from this tranche. The award is part of a broader $60,000 RSU grant under YD Bio’s equity incentive plan, scheduled to vest in four equal quarterly installments based on the stock’s seven‑day volume‑weighted average price before each vesting date.

Positive

  • None.

Negative

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Insider Lu Shao-Ta
Role Director
Type Security Shares Price Value
Grant/Award Restricted Share Units 2,081 $0.00 --
Exercise Restricted Share Units 2,081 $0.00 --
Exercise Ordinary Shares 2,081 $0.00 --
Holdings After Transaction: Restricted Share Units — 2,081 shares (Direct); Ordinary Shares — 2,081 shares (Direct)
Footnotes (1)
  1. Each restricted share unit ("RSU") represents a contingent right to receive one ordinary share, par value $0.0001 per share ("Ordinary Share"), of YD Bio Limited. The RSUs were granted pursuant to the YD Bio Limited Equity Incentive Plan with an aggregate target grant date fair value of $60,000 on March 31, 2026 (the "Granted RSUs"). The Granted RSUs vest in four equal quarterly installments beginning on March 31, 2026, with the number of RSUs subject to vesting to be determined on the applicable vesting date by dividing $15,000 by the seven (7) trading-day volume-weighted average price of the Company's Ordinary Shares ending on the trading day immediately prior to such vesting. The Reporting Person became entitled to a fixed number of RSUs on March 31, 2026 (the "Vesting Date").
RSUs granted and vested 2,081 RSUs Vested and converted on March 31, 2026
Ordinary shares received 2,081 shares Shares issued upon RSU exercise at $0.00 per share
Total RSU grant value $60,000 Aggregate target grant date fair value of RSUs
Quarterly vesting value $15,000 per installment Four equal quarterly installments beginning March 31, 2026
Restricted Share Units financial
"Each restricted share unit ("RSU") represents a contingent right to receive one ordinary share"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
Equity Incentive Plan financial
"The RSUs were granted pursuant to the YD Bio Limited Equity Incentive Plan with an aggregate target grant date fair value of $60,000"
An equity incentive plan is a program that gives employees, executives or directors the right to receive company stock or options to buy stock as part of their pay. Think of it as offering slices of future company profit to motivate people to boost long‑term performance; for investors it matters because it can align employee goals with shareholder value but also increases the number of shares outstanding, which can dilute existing ownership.
volume-weighted average price financial
"by dividing $15,000 by the seven (7) trading-day volume-weighted average price of the Company's Ordinary Shares"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Shao-Ta

(Last)(First)(Middle)
C/O YD BIO LIMITED
12F., NO. 3, XINGNAN ST., NANGANG DIST.

(Street)
TAIPEI CITYHSINCHU COUNTY115001

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
YD Bio Ltd [ YDES ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares03/31/2026M2,081A(1)2,081D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(1)03/31/2026A2,081(2)(3) (2) (2)Ordinary Shares2,081$02,081D
Restricted Share Units(1)03/31/2026M2,081 (2) (2)Ordinary Shares2,081$00D
Explanation of Responses:
1. Each restricted share unit ("RSU") represents a contingent right to receive one ordinary share, par value $0.0001 per share ("Ordinary Share"), of YD Bio Limited.
2. The RSUs were granted pursuant to the YD Bio Limited Equity Incentive Plan with an aggregate target grant date fair value of $60,000 on March 31, 2026 (the "Granted RSUs"). The Granted RSUs vest in four equal quarterly installments beginning on March 31, 2026, with the number of RSUs subject to vesting to be determined on the applicable vesting date by dividing $15,000 by the seven (7) trading-day volume-weighted average price of the Company's Ordinary Shares ending on the trading day immediately prior to such vesting.
3. The Reporting Person became entitled to a fixed number of RSUs on March 31, 2026 (the "Vesting Date").
/s/ Shao-Ta Lu04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did YD Bio (YDES) director Lu Shao-Ta report in this Form 4?

He reported equity compensation activity, not a market trade. On March 31, 2026, 2,081 restricted share units vested and were exercised into 2,081 ordinary shares at $0.00 per share as part of YD Bio’s equity incentive plan.

How many YD Bio (YDES) shares are involved in Lu Shao-Ta’s RSU grant?

The filing shows 2,081 restricted share units that converted into 2,081 ordinary shares on March 31, 2026. These units come from a larger RSU grant with a total target grant date fair value of $60,000 under the company’s equity incentive plan.

What is the value of the RSU award reported for YD Bio (YDES) director Lu Shao-Ta?

The RSUs were granted with an aggregate target grant date fair value of $60,000. This value is split into four equal quarterly installments of $15,000 each, with the exact number of RSUs per vesting date determined using the company’s seven‑day volume‑weighted average share price.

How do Lu Shao-Ta’s YD Bio (YDES) RSUs vest and convert into shares?

The RSUs vest in four equal quarterly installments beginning March 31, 2026. On each vesting date, the number of RSUs is calculated by dividing $15,000 by the seven‑trading‑day volume‑weighted average price of YD Bio’s ordinary shares immediately before that date.

Did Lu Shao-Ta buy or sell YD Bio (YDES) shares on the market in this filing?

No market purchase or sale is reported. The transactions reflect a compensation grant of RSUs and their exercise into ordinary shares at $0.00 per share. There are no open‑market buy or sell codes, and net buy/sell shares in the summary are shown as neutral.