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YD Bio director Shao-Ta Lu acquires 3,135 shares

Each quarterly vesting amount was calculated using $15,000 divided by the preceding seven-trading-day volume-weighted average price.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

YD Bio Ltd (symbol: YDES) is the issuer of record for a Form 4 filing submitted to the SEC. YD Bio Ltd director Shao-Ta Lu became entitled to 3,135 restricted share units on September 30, 2026, and the units converted into 3,135 ordinary shares. Direct ordinary-share holdings after the conversion were 10,965. The filing also lists 51,151 ordinary shares held indirectly by the director’s spouse. The RSUs had an aggregate target grant-date fair value of $60,000 and vest in four equal quarterly installments beginning March 31, 2026.

Insider Lu Shao-Ta
Role Director
Type Security Shares Price Value
Grant/Award Restricted Share Units F1, F2, F3 3,135 $0.00 $0.00
Exercise Restricted Share Units F1, F2 3,135 $0.00 $0.00
Exercise Ordinary Shares F1 3,135 -- --
holding Ordinary Shares -- -- --
Holdings After Transaction: Restricted Share Units — 0 contracts (Direct); Ordinary Shares — 10,965 shares (Direct); Ordinary Shares — 51,151 shares (Indirect, By Spouse)
Footnotes (3)
  1. F1. Each restricted share unit ("RSU") represents a contingent right to receive one ordinary share, par value $0.0001 per share ("Ordinary Shares"), of YD Bio Limited.
  2. F2. The RSUs were granted pursuant to the YD Bio Limited Equity Incentive Plan with an aggregate target grant date fair value of $60,000 on March 31, 2026 (the "Granted RSUs"). The Granted RSUs vest in four equal quarterly installments beginning March 31, 2026, with the number of RSUs subject to vesting to be determined on the applicable vesting date by dividing $15,000 by the seven (7) trading-day volume-weighted average price of the Company's Ordinary Shares ending on the trading day immediately prior to such vesting.
  3. F3. The Reporting Person became entitled to a fixed number of RSUs on September 30, 2026 (the "Vesting Date").
Restricted share units to which the director became entitled 3,135 restricted share units September 30, 2026
Ordinary shares acquired upon conversion 3,135 ordinary shares September 30, 2026
Direct ordinary-share holdings following transaction 10,965 ordinary shares Following the September 30, 2026 transaction
Ordinary shares held indirectly by spouse 51,151 ordinary shares Reported September 30, 2026
Aggregate target grant-date fair value $60,000 Granted RSUs; March 31, 2026
Amount used to determine RSUs subject to vesting $15,000 Divided by the applicable seven-trading-day volume-weighted average price
Quarterly vesting installments Four equal quarterly installments Beginning March 31, 2026
restricted share unit financial
"Each restricted share unit ("RSU") represents a contingent right"
A restricted share unit (RSU) is a promise by a company to give an employee a set number of company shares at a future date, typically after meeting time or performance conditions. For investors, RSUs matter because when they convert into actual shares they increase the number of shares outstanding (like unlocking more tickets in a game), which can dilute existing holders, and they align employee incentives with company performance, influencing behavior and long-term value.
volume-weighted average price financial
"seven (7) trading-day volume-weighted average price"
Volume-weighted average price (VWAP) is the average price of a stock over a specific time period where each trade is weighted by the number of shares traded, so larger trades influence the average more than small ones. Investors and traders use VWAP as a reference point to judge whether trades are happening at relatively good or poor prices—like checking the average price paid for an item at a market where bulk purchases count more than single-item buys.
Granted RSUs financial
"the "Granted RSUs""
Vesting Date financial
"the "Vesting Date""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many YDES shares did director Shao-Ta Lu acquire?

Shao-Ta Lu became entitled to 3,135 restricted share units on September 30, 2026, and those units converted into 3,135 ordinary shares. Direct ordinary-share holdings after the conversion were 10,965.

How were YDES restricted share units calculated for vesting?

The number of RSUs subject to vesting on each applicable date was determined by dividing $15,000 by the seven-trading-day volume-weighted average price of YD Bio Ltd ordinary shares ending on the trading day immediately before that date. The RSUs vest in four equal quarterly installments beginning March 31, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lu Shao-Ta

(Last)(First)(Middle)
C/O YD BIO LIMITED
12F., NO. 3, XINGNAN ST., NANGANG DIST.

(Street)
TAIPEI CITYTAIWAN115001

(City)(State)(Zip)

TAIWAN

(Country)
2. Issuer Name and Ticker or Trading Symbol
YD Bio Ltd [ YDES ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/30/2026M3,135A(1)10,965D
Ordinary Shares51,151IBy Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Share Units(1)09/30/2026A3,135(2)(3) (2) (2)Ordinary Shares3,135$03,135D
Restricted Share Units(1)09/30/2026M3,135 (2) (2)Ordinary Shares3,135$00D
Explanation of Responses:
1. Each restricted share unit ("RSU") represents a contingent right to receive one ordinary share, par value $0.0001 per share ("Ordinary Shares"), of YD Bio Limited.
2. The RSUs were granted pursuant to the YD Bio Limited Equity Incentive Plan with an aggregate target grant date fair value of $60,000 on March 31, 2026 (the "Granted RSUs"). The Granted RSUs vest in four equal quarterly installments beginning March 31, 2026, with the number of RSUs subject to vesting to be determined on the applicable vesting date by dividing $15,000 by the seven (7) trading-day volume-weighted average price of the Company's Ordinary Shares ending on the trading day immediately prior to such vesting.
3. The Reporting Person became entitled to a fixed number of RSUs on September 30, 2026 (the "Vesting Date").
/s/ Shao-Ta Lu10/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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