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[Form 4] LQR House Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lijun Chen, a director of LQR House Inc., converted 179 restricted stock units into 179 shares of common stock on 09/30/2025 at a reported price of $0. After the transaction, Mr. Chen beneficially owned 537 shares directly according to the non‑derivative table and 892 shares following the derivative reporting line, figures presented "as adjusted" for a 1‑for‑35 reverse stock split the issuer effected on April 21, 2025. The Form 4 is signed and dated 10/02/2025. The filing records conversion of units granted on 12/19/2024 and contains no purchase price paid by the reporting person.

Positive

  • 179 restricted stock units were converted to common stock, increasing direct holdings
  • Conversion reported at $0, indicating award vesting rather than a purchased transaction

Negative

  • Filing does not disclose any sale or reduction of holdings; no liquidity event recorded

Insights

Director converted RSUs into 179 shares on 09/30/2025; holdings shown post‑split.

The Form 4 documents a routine equity award conversion: 179 restricted stock units granted on 12/19/2024 were converted into 179 common shares on 09/30/2025. The record explicitly notes adjustments for a 1‑for‑35 reverse split effected on 04/21/2025, which affects reported share counts.

The filing shows the reporting person holds 537 shares directly after the non‑derivative transaction and 892 shares when derivative/underlying amounts are combined as reported. No cash purchase is recorded ($0 price). This is a disclosure of insider ownership change rather than a market transaction.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Chen Lijun

(Last) (First) (Middle)
6538 COLLINS AVE. SUITE 344

(Street)
MIAMI BEACH FL 33141

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LQR House Inc. [ LQR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 09/30/2025 M 179 A $0 537(3) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units(1) $0 09/30/2025 M 179 09/30/2025 (2) Common Stock 179 $0 892(3) D
Explanation of Responses:
1. Represents conversion of 179 restricted stock units (as adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025) granted to Mr. Chen on December 19, 2024 into 179 shares of common stock of the Issuer on September 30, 2025.
2. N/A
3. As adjusted for 1-for-35 reverse stock split effected by the Issuer on April 21, 2025.
/s/ Lijun Chen 10/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Lijun Chen report on the Form 4 for LQR House (YHC)?

The Form 4 shows Mr. Chen converted 179 restricted stock units into 179 common shares on 09/30/2025 and beneficially owned 537 shares following the non‑derivative transaction.

Was any cash paid for the shares in the reported transaction (YHC)?

No. The Form 4 reports a transaction price of $0, indicating the shares resulted from conversion/vesting of awards.

Did the filing reflect any corporate action that changes share counts?

Yes. The filing states figures are adjusted for a 1‑for‑35 reverse stock split that was effected on April 21, 2025.

When were the restricted stock units originally granted?

The restricted stock units were granted to Mr. Chen on December 19, 2024, per the filing explanation.

When was the Form 4 signed and filed?

The signature on the Form 4 is dated 10/02/2025.
LQR House Inc.

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Beverages - Wineries & Distilleries
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United States
MIAMI BEACH