York Water CEO acquires 102.999 shares in plan

YORK WATER CO (YORW) reported an amended Form 4 for President & CEO Joseph Thomas Hand.

Rhea-AI Filing Summary

YORK WATER CO (YORW) reported an amended Form 4 for President & CEO Joseph Thomas Hand. The amendment clarifies that on April 16, 2026, he acquired 102.999 shares of common stock at $29.127 per share through the company’s Employees’ Stock Purchase Plan in a transaction exempt under Rule 16b-3(d) and Rule 16b-3(c). Following this amendment, his directly held position is reported as 35,307.5016 shares, which includes shares acquired under The York Water Company’s Dividend Reinvestment Program.

Insider Trade Summary

Grant/Award: 102.999 shares

Grant/Award 1 txn

Insider Hand Joseph Thomas

Role President & CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1, F2	102.999	$29.127	$3K

Holdings After Transaction: Common Stock — 35,307.5016 shares (Direct)

Footnotes (2)

1. F1. The original Form 4, filed on April 16, 2026, is being amended solely to correct the transaction code from "P" to "A" as the shares were acquired under the Issuer's Employees' Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
2. F2. Amount shown is as of the date of the filing of this amendment and includes shares acquired under The York Water Company's Dividend Reinvestment Program (DRIP).

Key Figures

Shares acquired: 102.999 shares of Common Stock Transaction price per share: $29.127 per share Shares owned after transaction: 35,307.5016 shares

3 metrics

Shares acquired 102.999 shares of Common Stock Acquired on April 16, 2026 under the Employees’ Stock Purchase Plan

Transaction price per share $29.127 per share Price for the 102.999 shares acquired on April 16, 2026

Shares owned after transaction 35,307.5016 shares Direct holdings after amendment, including shares from the Dividend Reinvestment Program

Key Terms

Employees' Stock Purchase Plan, Dividend Reinvestment Program (DRIP), Rule 16b-3(d), Rule 16b-3(c)

4 terms

Employees' Stock Purchase Plan financial

"shares were acquired under the Issuer's Employees' Stock Purchase Plan"

Dividend Reinvestment Program (DRIP) financial

"includes shares acquired under The York Water Company's Dividend Reinvestment Program (DRIP)"

Rule 16b-3(d) regulatory

"transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

Rule 16b-3(c) regulatory

"transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c)"

An SEC rule that lets corporate insiders avoid automatic "short‑swing" profit recovery when they buy or sell their company’s stock under a pre‑approved, written plan that meets specific conditions. For investors, it matters because it clarifies when insider trades are treated as routine, reducing legal uncertainty and helping distinguish trades made for ordinary compensation or pre‑planned reasons from those that might signal opportunistic or timely insider advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did YORW disclose in this amended Form 4?

The filing reports that President & CEO Joseph Thomas Hand acquired 102.999 shares of YORK WATER CO common stock on April 16, 2026, at $29.127 per share through the Employees’ Stock Purchase Plan in a transaction exempt under Rule 16b-3(d) and Rule 16b-3(c).

Why was the YORW Form 4 amended for Joseph Thomas Hand?

The amendment corrects the transaction code from “P” (purchase) to “A” (grant, award, or other acquisition), clarifying that the shares were acquired under YORK WATER CO’s Employees’ Stock Purchase Plan in an exempt transaction under Rule 16b-3(d) and Rule 16b-3(c).

How many YORW shares does Joseph Thomas Hand hold after this reported transaction?

After the reported acquisition, Joseph Thomas Hand is shown holding 35,307.5016 shares of YORK WATER CO common stock directly. This amount is as of the date of the amendment filing and includes shares acquired through the company’s Dividend Reinvestment Program (DRIP).

Was the YORW insider transaction under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, and the footnotes do not reference a Rule 10b5-1 trading plan. The acquisition is instead described as occurring under the Employees’ Stock Purchase Plan and exempt under Rule 16b-3(d) and Rule 16b-3(c).

What type of security did the YORW insider acquire in this Form 4/A?

Joseph Thomas Hand acquired common stock of YORK WATER CO, specifically 102.999 shares, at a price of $29.127 per share, through participation in the company’s Employees’ Stock Purchase Plan on April 16, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/27/2026 - 03:50 PM EDT Accepted by SEC EDGAR 08/27/2026 - 03:50 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hand Joseph Thomas

(Last) (First) (Middle)

130 EAST MARKET STREET

(Street)

YORK PENNSYLVANIA 17401-1219

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
YORK WATER CO [ YORW ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)
04/16/2026

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/16/2026		A(1)		102.999	A	$29.127	35,307.5016(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The original Form 4, filed on April 16, 2026, is being amended solely to correct the transaction code from "P" to "A" as the shares were acquired under the Issuer's Employees' Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

2. Amount shown is as of the date of the filing of this amendment and includes shares acquired under The York Water Company's Dividend Reinvestment Program (DRIP).

	Molly Elizabeth Houck, Assistant Secretary by Power of Attorney	08/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)