YUM Brands (YUM) Form 144: planned sale of 28,000 shares via NYSE

YUM Brands (YUM) filed a Form 144 notice to sell 28,000 shares of common stock.

Rhea-AI Filing Summary

YUM Brands (YUM) filed a Form 144 notice to sell 28,000 shares of common stock. The planned sale is through Merrill on the NYSE, with an aggregate market value of $4,031,160 and an approximate sale date of 10/15/2025.

The filing lists prior sales in the past three months: 7,106 shares on 08/15/2025 for gross proceeds of $1,043,445, and 7,176 shares on 09/15/2025 for $1,074,965. A total of 277,535,696 shares are shown as outstanding; this is a baseline figure, not the amount being offered.

The securities to be sold were acquired via “SAR exercise and sale” transactions dated 02/05/2016 (20,000 shares) and 05/20/2016 (8,000 shares), with the filing indicating a payment date of 10/15/2025.

Insights

Capital markets attorney

Routine Form 144 resale notice; administrative and neutral.

This Form 144 indicates an intent to sell 28,000 YUM common shares on or after 10/15/2025 via Merrill on the NYSE. The form also reports prior three‑month sales and acquisition history through SAR exercises. Form 144 is a notice requirement for certain holders and does not by itself execute a sale.

The filing lists an aggregate market value of $4,031,160 for the planned sale and shows 277,535,696 shares outstanding as a baseline. Actual sales depend on market conditions and execution. No use of proceeds is applicable here because this is a resale by a selling holder.

Subsequent trade confirmations or Form 4s, if required, would reflect completed transactions. The current notice permits sales consistent with Rule 144 limits and timing mechanics as disclosed.

FAQ

How many YUM (YUM) shares are planned for sale under this Form 144?

The notice covers 28,000 shares of YUM common stock.

What is the aggregate market value of the planned YUM sale?

The aggregate market value listed is $4,031,160.

When is the approximate sale date for the YUM shares?

The approximate date of sale is 10/15/2025.

Which broker and exchange are listed for the YUM sale?

Broker: Merrill; Exchange: NYSE.

How many YUM shares were sold in the past three months and for how much?

Reported sales: 7,106 shares on 08/15/2025 for $1,043,445, and 7,176 shares on 09/15/2025 for $1,074,965.

How were the YUM shares to be sold originally acquired?

They were acquired via SAR exercise and sale on 02/05/2016 (20,000 shares) and 05/20/2016 (8,000 shares).

How many YUM shares are shown as outstanding?

The filing lists 277,535,696 shares outstanding.

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Accepted by SEC EDGAR 10/15/2025 - 04:41 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001628590
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	YUM Brands Inc
SEC File Number	001-13163
Address of Issuer	1441 Gardiner Ln Louisville KENTUCKY 40213
Phone	5028748300
Name of Person for Whose Account the Securities are To Be Sold	David Gibbs
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	FormerOfficer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Flr Columbus OH 43240	28000	4031160	277535696	10/15/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/05/2016	Sar exercise and sale	YUM Brands Inc			20000	10/15/2025	Stock
Common	05/20/2016	Sar exercise and sale	YUM Brands Inc			8000	10/15/2025	Stock

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
David Gibbs 1441 Gardiner Lane Louisville KY 40213	Common	08/15/2025	7106	1043445
David Gibbs 1441 Gardiner Lane Louisville KY 40213	common	09/15/2025	7176	1074965

144: Remarks and Signature

Remarks
Date of Notice	10/15/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/04/2024
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	David Gibbs
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)