Yum China SEC Filings

Yum China Holdings, Inc. (YUMC)5,167 shares of common stock through Merrill on the NYSE, with an indicated aggregate market value of 248,016. The notice lists 361,419,215 shares outstanding of the same class of common stock. The shares to be sold were acquired on 02/05/2016 through a stock appreciation right (SAR) exercise, with the sale targeted for around 11/20/2025. The filer represents they are not aware of undisclosed material adverse information about Yum China’s current or prospective operations.

Yum China Holdings, Inc. filed a Form 8-K to report that it hosted its investor day on November 17, 2025 in Shenzhen, China. The company states that it issued a press release providing highlights from this investor event, and that this press release is being furnished as Exhibit 99.1. The filing is mainly a disclosure of this investor relations activity rather than a detailed financial or transactional update.

Yum China Holdings, Inc. (YUMC) reported an insider transaction by a director. On 11/06/2025, the reporting person acquired 174 shares of common stock at a price of $0.

Following this transaction, beneficial ownership is 3,036 shares, held indirectly through a controlled corporation. The filing indicates a single reporting person and the director relationship to the issuer.

Yum China Holdings (YUMC) reported Q3 2025 results showing steady growth. Total revenues were $3,206 million, up from $3,071 million a year ago. Operating profit was $400 million versus $371 million, while net income attributable to Yum China was $282 million compared with $297 million. Diluted EPS was $0.76, essentially flat year over year.

Year to date, revenues reached $8,974 million and operating cash flow was strong at $1,341 million. The company continued returning capital, repurchasing $682 million of shares and paying $268 million in dividends through September 30, 2025. Cash and cash equivalents were $648 million, with $1,495 million in short‑term investments.

Company sales remained the primary driver at $2,998 million in the quarter, with franchise and other revenue streams contributing the balance. Basic weighted‑average shares were 368 million in Q3; shares outstanding were 361,419,215 as of November 4, 2025.

Principal Global Investors filed a Schedule 13G reporting beneficial ownership of 20,169,911 shares of Yum China Holdings, Inc. (YUMC), representing 5.5% of the class as of the event date 09/30/2025.

The filer reports shared voting power: 20,169,911 and shared dispositive power: 20,169,911, with no sole voting or dispositive power. The reporting person is classified as an investment adviser and certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.

Yum China Holdings insider grant details: Adrian Ding, identified as Chief Financial Officer and a director, reported acquisitions of Restricted Stock Units (RSUs) on 09/23/2025. The Form 4 shows six separate RSU accruals totaling 170 RSUs received as dividend-equivalency payments tied to previously issued RSUs and issued at a $0 price. Each tranche vests on the same schedule as the underlying awards (various schedules: annual 1/4 vesting, 50%/50% on years two and three, or 1/3 per year), and the newly reported units convert one-for-one into common shares with no expiration. The report was signed under power of attorney on 09/25/2025.

Joey Wat, Chief Executive Officer and Director of Yum China Holdings, Inc. (YUMC) received restricted stock units (RSUs) as dividend-equivalency payments on 09/23/2025. The filing reports four RSU issuances totaling 1,279 units (38, 160, 489 and 592 units). Conversion is on a one-for-one basis into common stock and the reported price per share is $0. Each grant is tied to the vesting schedule of the underlying RSUs (one grant vests 1/4 per year; others vest 1/3 per year) and the grants have no expiration date. The form was signed by power of attorney on 09/25/2025.

Yum China Holdings insider filing: Chief Supply Chain Officer Duoduo (Howard) Huang acquired dividend-equivalent Restricted Stock Units on 09/23/2025 as reported on Form 4. The filing lists five separate credit events for Restricted Stock Units totaling 1, 14, 9, 34 and 50 units respectively; each converts one-for-one into common stock when vested. The filing shows the beneficiary share tallies following each grant as 310, 2,513, 1,709, 6,107 and 8,980 shares respectively. The units are dividend-equivalency payments tied to previously issued RSUs and vest on the same schedules as their underlying grants, with various vesting schedules described and no expiration date for the grants.