Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Yum China Holdings, Inc. (YUMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Yum China submits current reports on Form 8-K and related amendments, along with other required filings, to inform investors about material events, financial results and governance changes.
Recent Form 8-K filings referenced in the company’s disclosures include announcements of unaudited quarterly financial results, highlights from an investor day in Shenzhen, and details of share repurchase authorizations and repurchase agreements. These filings often attach press releases as exhibits, giving investors direct access to the company’s descriptions of system sales growth, same-store performance, store openings, margins, digital and delivery metrics, and capital return plans.
Other 8-K filings cover Regulation FD disclosures, such as interim reports issued to comply with Hong Kong Stock Exchange rules, and notices of additional share repurchase plans. Governance-related 8-K and 8-K/A filings report board changes, including the appointment of new directors, committee assignments and a director’s decision not to stand for re-election, along with statements that such decisions were not due to disagreements with the company.
Through these filings, investors can see how Yum China communicates its multi-year capital return targets, expansions of share repurchase authorization, and the timing of investor events. The filings also confirm the company’s dual listing, with its common stock registered under Section 12(b) of the Exchange Act and traded on the New York Stock Exchange under the symbol YUMC and on The Stock Exchange of Hong Kong Limited under stock code 9987.
On Stock Titan, users can review Yum China’s SEC filings as they are made available from EDGAR and use AI-powered summaries to interpret the key points in each document. This can help readers quickly understand the significance of earnings announcements, capital return disclosures, investor day materials, and board or governance updates contained in Yum China’s regulatory reports.
Yum China Holdings, Inc. Chief People Officer Jerry Ding reported several share transactions on February 10, 2026. He acquired 1,751 shares of common stock and another 359 shares through one-for-one conversion of restricted stock units at an exercise price of $0.
To cover tax withholding, 903 shares of common stock were disposed of at $57.12 per share. After these transactions, he directly owned 3,577 shares of common stock and 3,557 restricted stock units, which vest in annual installments under previously granted awards.
Yum China Holdings Chief Legal Officer Pingping Liu reported routine equity compensation activity. On February 10, 2026, Liu exercised restricted stock units that convert on a one-for-one basis into a total of 2,020 shares of common stock (269 shares from one RSU grant and 1,751 shares from another).
To satisfy tax withholding obligations, 823 common shares were disposed of at $57.12 per share. After these transactions, Liu directly held 16,183 shares of Yum China common stock and 3,557 restricted stock units that continue to vest over time under previously disclosed schedules.
Yum China Holdings executive Wang Warton, General Manager of KFC, reported equity award activity involving company stock. On February 10, 2026, he exercised restricted stock units that convert to common stock on a one-for-one basis, receiving 6,606 shares of common stock at an exercise price of $0 per share.
To cover tax obligations related to this vesting, 2,974 common shares were disposed of at $57.12 per share under a tax-withholding transaction coded “F,” rather than an open-market trade. After these transactions, he directly owned 54,523 shares of Yum China common stock and 12,450 restricted stock units remained outstanding.
Yum China Holdings Chief Technology Officer Leila Zhang reported equity award activity and related share withholding. On 02/10/2026, she exercised restricted stock units into 686 and 2,453 shares of common stock at an exercise price of $0 per share, reflecting the one-for-one RSU-to-share conversion.
To cover tax obligations from these awards, 1,413 shares of common stock were disposed of at $57.12 per share through share withholding. After these transactions, Zhang directly owned 60,438 shares of Yum China common stock and 4,979 restricted stock units that continue to vest over time.
Yum China Holdings Chief Supply Chain Officer Duoduo (Howard) Huang reported equity award activity involving company stock. On February 10, 2026, he exercised restricted stock units, converting 317 and 2,977 units into an equal number of common shares at an exercise price of $0 per share. On the same date, 1,483 common shares were disposed of at $57.12 per share to satisfy tax liabilities associated with these awards. Following these transactions, Huang directly owned 27,102 shares of Yum China common stock.
Yum China officer Lu Xueling, Controller and PAO, reported equity award transactions in company stock. On February 10, 2026, she exercised restricted stock units into 317 and 1,226 shares of common stock at $0 per share under one-for-one conversion terms. To satisfy tax obligations, 695 shares of common stock were withheld at $57.12 per share. After these transactions, she directly beneficially owned 30,589 shares of Yum China common stock.
A shareholder of YUMC has filed a notice under Rule 144 to sell 4,613 common shares through Merrill in New York. The planned sale has an aggregate market value of 262,997.31 and is targeted for around 02/11/2026 on the NYSE.
The filing notes that 361,419,215 common shares were outstanding and that the seller’s shares came from a restricted stock vesting on 02/08/2025 from China Holdings for the same 4,613 shares.
Yum China Holdings Chief Technology Officer Leila Zhang reported routine equity award activity. On February 9, 2026, she converted 2,009 and 1,687 restricted stock units into the same number of Yum China common shares on a one-for-one basis at a price of $0 per unit.
To cover tax obligations, 1,664 common shares were withheld or sold at $57.5 per share, leaving Zhang with 58,712 Yum China common shares held directly. The underlying restricted stock units vest over time starting from February 9, 2023, with some vesting in thirds annually and others 50% on the second and 50% on the third anniversary.
Yum China Holdings, Inc. officer Howard Duoduo Huang, Chief Supply Chain Officer, reported equity award activity on February 9, 2026. He exercised restricted stock units into 1,722 shares of common stock and another 2,530 shares at an exercise price of $0 per share, reflecting one-for-one conversion into common stock. To cover taxes associated with these vestings, 1,914 common shares were withheld or disposed of at $57.5 per share under transaction code F. Following these transactions, Huang directly owned 25,291 shares of Yum China common stock.
Yum China Holdings Chief People Officer Jerry Ding reported equity transactions involving restricted stock units and common shares. On February 9, 2026, 401 restricted stock units converted into 401 shares of common stock at $0 per share, reflecting a one-for-one conversion.
On the same date, 135 common shares were disposed of at $57.50 per share in a transaction coded “F,” typically used for share withholding related to taxes. Following these transactions, Ding directly beneficially owned 2,370 shares of common stock and 397 restricted stock units.