Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Yum China Holdings, Inc. filings document the regulatory record for a dual-listed China restaurant operator whose common stock trades on the NYSE as YUMC and on the Hong Kong Stock Exchange as 9987. Form 8-K reports furnish quarterly and annual operating results, annual results announcements issued under Hong Kong listing rules, investor day materials, share repurchase authorizations and repurchase agreements.
The company’s proxy materials cover board elections, governance practices and stockholder voting matters. Other current reports disclose board composition matters, Regulation FD disclosures, financial exhibits and capital-return actions tied to the company’s restaurant portfolio, including KFC, Pizza Hut, Little Sheep, Huang Ji Huang, Taco Bell and Lavazza.
Yum China Holdings, Inc. Controller and PAO Lu Xueling reported several equity transactions in company stock. Lu exercised a stock appreciation right covering 3,726 shares of common stock at a price of $26.56 per share, increasing direct common stock holdings before subsequent transactions. On the same date, Lu disposed of 1,769 shares of common stock back to the issuer at $55.97 per share and sold a total of 23,504 common shares in open‑market transactions at prices reported as $55.92 and $55.83 per share, each executed in multiple trades within disclosed price ranges. Following these transactions, Lu directly owned 9,042 shares of Yum China common stock.
Yum China Holdings submitted a Form 144 notice reporting proposed sales of Common stock tied to a SAR exercise and sale and multiple restricted stock vest events. The filing lists dated entries including 02/10/2017, 02/09/2021, 02/07/2022, 01/17/2023, 02/10/2023, 01/24/2024, and 02/05/2024, with sample share counts of 1,957 and 1,762.
Yum China Holdings, Inc. reported an open-market sale of common stock by its Chief Executive Officer and director Joey Wat. On February 13, 2026, Wat sold 104,000 shares of Yum China common stock in an open-market transaction at a weighted average price of $55.18 per share, executed in multiple trades between $55.01 and $55.29. Following this sale, Wat directly beneficially owned 433,306 shares of common stock and indirectly beneficially owned an additional 272,944 shares through a controlled corporation and trust.
Joey Wat, an insider of Yum China Holdings (symbol YUMC), has filed a notice of proposed sale under Rule 144 covering 104,000 shares of the company’s common stock. The filing lists an aggregate market value of $5,738,955.46 and notes that the shares are expected to be sold through Merrill on the NYSE around February 13, 2026. The notice states that Yum China had 361,419,215 shares outstanding at the time referenced. The shares to be sold were acquired via multiple restricted stock vesting transactions from China Holdings between February 2025 and January 2026, and the filing also reports a prior sale of 4,613 shares on February 11, 2026 for gross proceeds of $262,997.31.
Yum China Holdings Chief Financial Officer Adrian Ding reported equity award activity involving company stock. On February 10, 2026, he exercised restricted stock units into 580 shares of common stock and another 3,153 shares, both at an exercise price of $0 per share under his award terms.
In connection with these awards, 1,681 common shares were disposed of at $57.12 per share to satisfy tax obligations through share delivery rather than cash. After these transactions, Ding directly owned 52,398 shares of Yum China common stock and held 6,403 restricted stock units, which convert to common stock on a one-for-one basis subject to vesting schedules beginning from February 10, 2022 and February 10, 2025.
Yum China Holdings officer Jeff Kuai, General Manager of Pizza Hut, reported equity award activity on February 10, 2026. He exercised restricted stock units that convert to common stock on a one-for-one basis, acquiring 792 and 4,204 shares of common stock at an exercise price of $0 per share.
To cover tax obligations from these awards, 2,249 common shares were disposed of at $57.12 per share through a tax-withholding transaction, not an open-market sale. After these transactions, Kuai directly owned 67,853 shares of Yum China common stock.
Yum China Holdings CEO and director Joey Wat reported multiple stock transactions around February 10–11, 2026. She acquired 6,861 and 35,040 shares of common stock at $0 per share through the conversion of restricted stock units, reflecting equity awards becoming shares.
To cover tax obligations tied to these awards, she disposed of 1,180 and 3,189 shares at $57.12 per share. On February 11, 2026, she executed an open-market sale of 4,613 shares at an average price of $57.01. After these transactions, she held 537,306 shares directly and 272,944 shares indirectly through a controlled corporation and trust.
Yum China Holdings, Inc. Chief People Officer Jerry Ding reported several share transactions on February 10, 2026. He acquired 1,751 shares of common stock and another 359 shares through one-for-one conversion of restricted stock units at an exercise price of $0.
To cover tax withholding, 903 shares of common stock were disposed of at $57.12 per share. After these transactions, he directly owned 3,577 shares of common stock and 3,557 restricted stock units, which vest in annual installments under previously granted awards.
Yum China Holdings Chief Legal Officer Pingping Liu reported routine equity compensation activity. On February 10, 2026, Liu exercised restricted stock units that convert on a one-for-one basis into a total of 2,020 shares of common stock (269 shares from one RSU grant and 1,751 shares from another).
To satisfy tax withholding obligations, 823 common shares were disposed of at $57.12 per share. After these transactions, Liu directly held 16,183 shares of Yum China common stock and 3,557 restricted stock units that continue to vest over time under previously disclosed schedules.
Yum China Holdings executive Wang Warton, General Manager of KFC, reported equity award activity involving company stock. On February 10, 2026, he exercised restricted stock units that convert to common stock on a one-for-one basis, receiving 6,606 shares of common stock at an exercise price of $0 per share.
To cover tax obligations related to this vesting, 2,974 common shares were disposed of at $57.12 per share under a tax-withholding transaction coded “F,” rather than an open-market trade. After these transactions, he directly owned 54,523 shares of Yum China common stock and 12,450 restricted stock units remained outstanding.