Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Yum China Holdings, Inc. (YUMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Yum China submits current reports on Form 8-K and related amendments, along with other required filings, to inform investors about material events, financial results and governance changes.
Recent Form 8-K filings referenced in the company’s disclosures include announcements of unaudited quarterly financial results, highlights from an investor day in Shenzhen, and details of share repurchase authorizations and repurchase agreements. These filings often attach press releases as exhibits, giving investors direct access to the company’s descriptions of system sales growth, same-store performance, store openings, margins, digital and delivery metrics, and capital return plans.
Other 8-K filings cover Regulation FD disclosures, such as interim reports issued to comply with Hong Kong Stock Exchange rules, and notices of additional share repurchase plans. Governance-related 8-K and 8-K/A filings report board changes, including the appointment of new directors, committee assignments and a director’s decision not to stand for re-election, along with statements that such decisions were not due to disagreements with the company.
Through these filings, investors can see how Yum China communicates its multi-year capital return targets, expansions of share repurchase authorization, and the timing of investor events. The filings also confirm the company’s dual listing, with its common stock registered under Section 12(b) of the Exchange Act and traded on the New York Stock Exchange under the symbol YUMC and on The Stock Exchange of Hong Kong Limited under stock code 9987.
On Stock Titan, users can review Yum China’s SEC filings as they are made available from EDGAR and use AI-powered summaries to interpret the key points in each document. This can help readers quickly understand the significance of earnings announcements, capital return disclosures, investor day materials, and board or governance updates contained in Yum China’s regulatory reports.
Yum China Holdings, Inc. Chief Financial Officer Adrian Ding reported equity award activity involving company stock. On February 9, 2026, he converted 2,009 and 3,373 restricted stock units into the same number of common shares on a one-for-one basis at a stated price of $0 per share.
On the same date, 2,423 common shares were disposed of at $57.5 per share in a transaction coded "F," typically used for shares withheld or sold to cover taxes. Following these transactions, Ding directly held 50,346 common shares. Footnotes indicate the RSU grants vest over time beginning from February 9, 2023 and have no expiration date.
Yum China Holdings, Inc. Chief Legal Officer Pingping Liu reported routine equity transactions involving company stock. On February 9, 2026, 267 restricted stock units converted on a one-for-one basis into 267 shares of common stock at $0 per share, increasing Liu’s direct holdings to 15,067 shares.
On the same date, 81 common shares were disposed of at $57.50 per share in a transaction coded "F", leaving Liu with 14,986 directly owned common shares. The underlying restricted stock unit grant vests 25% per year beginning one year from February 9, 2023 and does not have an expiration date.
Yum China Holdings, Inc. Chief Executive Officer and director Joey Wat reported equity award activity on February 9, 2026. She exercised 28,678 restricted stock units into common stock on a one-for-one basis at $0 per share.
On the same date, 2,727 shares of common stock were disposed of at $57.5 per share. Following these transactions, Wat directly beneficially owned 504,387 shares of common stock and indirectly held 272,944 shares through a controlled corporation and trust. The underlying restricted stock unit grant vests in thirds annually beginning one year from February 9, 2023 and does not have an expiration date.
Yum China Holdings, Inc. insider Lu Xueling, the company’s Controller and PAO, reported equity award activity on 02/09/2026. Two restricted stock unit awards converted on a one-for-one basis into 933 and 1,264 shares of common stock at an exercise price of $0. In connection with these awards, 990 shares of common stock were disposed of at $57.5 per share. After these transactions, Lu Xueling directly beneficially owned 28,477 shares of Yum China common stock.
Yum China Holdings officer Kuai Jeff reported routine equity transactions. On February 9, 2026, he converted 2,868 and 844 restricted stock units into common stock at $0 per share, reflecting vested awards.
On the same date, he disposed of 1,671 common shares at $57.5 per share. After these transactions, Kuai directly beneficially owned 65,106 shares of Yum China common stock. He serves as General Manager, Pizza Hut at the company.
Yum China Holdings executive Wang Warton, General Manager of KFC, reported equity transactions dated 02/09/2026. A derivative transaction coded M shows the conversion of 3,729 restricted stock units into an equal number of common shares at a stated price of $0 per share.
On the same date, a non-derivative transaction coded F involved 1,679 shares of common stock at $57.5 per share. After these transactions, Wang Warton directly owns 50,891 shares of Yum China common stock.
Yum China Holdings director Wei Zhe David reported an indirect acquisition of company stock through a controlled corporation. On February 6, 2026, an affiliated controlled corporation acquired 86 shares of Yum China common stock at a price of $0 per share, increasing its indirect holdings to 3,122 shares. The transaction was reported as an indirect ownership position, classified as “Controlled Corporation,” and was filed on a Form 4 as a single reporting person filing.
Yum China Holdings’ Chief Legal Officer, Pingping Liu, reported routine equity compensation and related share transactions. On 02/06/2026, Liu received a grant of 6,903 restricted stock units, which vest in thirds each year starting one year from that date.
On 02/08/2026, 1,296 restricted stock units converted into 1,296 shares of common stock on a one-for-one basis at a conversion price of $0. To cover taxes on this equity event, 258 common shares were withheld or disposed of at $57.95 per share. After these transactions, Liu directly owned 14,800 shares of common stock and held 1,333 previously outstanding restricted stock units in addition to the new 6,903-unit grant.
Yum China Holdings executive Wang Warton, General Manager of KFC, reported equity compensation and related share activity. On February 6, 2026, he received 20,708 restricted stock units (RSUs), which vest in thirds each year starting one year from that date and have no expiration. On February 8, 2026, 6,047 RSUs were converted on a one-for-one basis into common stock, increasing his directly held common shares. That same day, 2,722 common shares were withheld at $57.95 per share, typically for taxes, leaving him with 48,841 shares of common stock held directly. Additional RSUs remain outstanding after these transactions.
Yum China Holdings Chief People Officer Jerry Ding reported several equity transactions. On 02/06/2026, he received a grant of 6,903 restricted stock units at no cost, which vest in thirds each year beginning one year from that date and have no expiration.
On 02/08/2026, 1,512 restricted stock units converted into 1,512 shares of common stock on a one-for-one basis at a stated price of $0. That same day, 323 common shares were disposed of at $57.95, leaving him with 2,104 directly held common shares after the transactions.