Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Yum China Holdings, Inc. filings document the regulatory record for a dual-listed China restaurant operator whose common stock trades on the NYSE as YUMC and on the Hong Kong Stock Exchange as 9987. Form 8-K reports furnish quarterly and annual operating results, annual results announcements issued under Hong Kong listing rules, investor day materials, share repurchase authorizations and repurchase agreements.
The company’s proxy materials cover board elections, governance practices and stockholder voting matters. Other current reports disclose board composition matters, Regulation FD disclosures, financial exhibits and capital-return actions tied to the company’s restaurant portfolio, including KFC, Pizza Hut, Little Sheep, Huang Ji Huang, Taco Bell and Lavazza.
Yum China Holdings, Inc. insider Lu Xueling, the company’s Controller and PAO, reported equity award activity on 02/09/2026. Two restricted stock unit awards converted on a one-for-one basis into 933 and 1,264 shares of common stock at an exercise price of $0. In connection with these awards, 990 shares of common stock were disposed of at $57.5 per share. After these transactions, Lu Xueling directly beneficially owned 28,477 shares of Yum China common stock.
Yum China Holdings officer Kuai Jeff reported routine equity transactions. On February 9, 2026, he converted 2,868 and 844 restricted stock units into common stock at $0 per share, reflecting vested awards.
On the same date, he disposed of 1,671 common shares at $57.5 per share. After these transactions, Kuai directly beneficially owned 65,106 shares of Yum China common stock. He serves as General Manager, Pizza Hut at the company.
Yum China Holdings executive Wang Warton, General Manager of KFC, reported equity transactions dated 02/09/2026. A derivative transaction coded M shows the conversion of 3,729 restricted stock units into an equal number of common shares at a stated price of $0 per share.
On the same date, a non-derivative transaction coded F involved 1,679 shares of common stock at $57.5 per share. After these transactions, Wang Warton directly owns 50,891 shares of Yum China common stock.
Yum China Holdings director Wei Zhe David reported an indirect acquisition of company stock through a controlled corporation. On February 6, 2026, an affiliated controlled corporation acquired 86 shares of Yum China common stock at a price of $0 per share, increasing its indirect holdings to 3,122 shares. The transaction was reported as an indirect ownership position, classified as “Controlled Corporation,” and was filed on a Form 4 as a single reporting person filing.
Yum China Holdings’ Chief Legal Officer, Pingping Liu, reported routine equity compensation and related share transactions. On 02/06/2026, Liu received a grant of 6,903 restricted stock units, which vest in thirds each year starting one year from that date.
On 02/08/2026, 1,296 restricted stock units converted into 1,296 shares of common stock on a one-for-one basis at a conversion price of $0. To cover taxes on this equity event, 258 common shares were withheld or disposed of at $57.95 per share. After these transactions, Liu directly owned 14,800 shares of common stock and held 1,333 previously outstanding restricted stock units in addition to the new 6,903-unit grant.
Yum China Holdings executive Wang Warton, General Manager of KFC, reported equity compensation and related share activity. On February 6, 2026, he received 20,708 restricted stock units (RSUs), which vest in thirds each year starting one year from that date and have no expiration. On February 8, 2026, 6,047 RSUs were converted on a one-for-one basis into common stock, increasing his directly held common shares. That same day, 2,722 common shares were withheld at $57.95 per share, typically for taxes, leaving him with 48,841 shares of common stock held directly. Additional RSUs remain outstanding after these transactions.
Yum China Holdings Chief People Officer Jerry Ding reported several equity transactions. On 02/06/2026, he received a grant of 6,903 restricted stock units at no cost, which vest in thirds each year beginning one year from that date and have no expiration.
On 02/08/2026, 1,512 restricted stock units converted into 1,512 shares of common stock on a one-for-one basis at a stated price of $0. That same day, 323 common shares were disposed of at $57.95, leaving him with 2,104 directly held common shares after the transactions.
Yum China Holdings officer Jeff Kuai, General Manager of Pizza Hut, reported several equity transactions. On 02/08/2026, 4,536 restricted stock units converted into the same number of common shares at $0 per share, and 2,042 common shares were disposed of at $57.95 per share. After these moves, he directly held 63,065 common shares.
Separately, on 02/06/2026, Kuai received a new award of 11,648 restricted stock units that vest in thirds each year beginning one year from 02/06/2026. Following these derivative transactions, he directly held 4,671 restricted stock units.
Yum China Holdings (YUMC) CEO Joey Wat reported several equity compensation moves. On February 6, 2026, she received 86,282 restricted stock units (RSUs) at $0 per unit, each convertible into one share of common stock. These RSUs vest in thirds annually starting one year from February 6, 2026 and have no expiration date.
On February 8, 2026, 43,198 RSUs were converted into 43,198 shares of common stock at $0 per share, and 3,971 shares of common stock were disposed of at $57.95 per share. After these transactions, Wat directly held 478,436 shares of common stock and 44,505 RSUs, with an additional 272,944 shares held indirectly through a controlled corporation and trust.
Yum China Holdings Chief Supply Chain Officer Howard Duoduo Huang reported multiple equity compensation transactions in company stock. On February 6, 2026, he received a grant of 10,786 restricted stock units (RSUs), which vest in thirds each year beginning one year from that date and have no expiration date.
On February 8, 2026, 3,023 RSUs were converted on a one-for-one basis into 3,023 shares of common stock at a conversion price of $0, increasing his directly held common stock to 24,314 shares. Also on February 8, the company withheld 1,361 shares at $57.95 per share in a transaction coded "F" to cover taxes, leaving him with 22,953 shares of common stock held directly. Following the RSU conversion, 3,114 RSUs from that award remained outstanding.