Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Yum China Holdings, Inc. filings document the regulatory record for a dual-listed China restaurant operator whose common stock trades on the NYSE as YUMC and on the Hong Kong Stock Exchange as 9987. Form 8-K reports furnish quarterly and annual operating results, annual results announcements issued under Hong Kong listing rules, investor day materials, share repurchase authorizations and repurchase agreements.
The company’s proxy materials cover board elections, governance practices and stockholder voting matters. Other current reports disclose board composition matters, Regulation FD disclosures, financial exhibits and capital-return actions tied to the company’s restaurant portfolio, including KFC, Pizza Hut, Little Sheep, Huang Ji Huang, Taco Bell and Lavazza.
Yum China Holdings, Inc. officer Lu Xueling, Controller and PAO, reported equity transactions involving company stock and restricted stock units. On 02/06/2026, Lu received 3,883 restricted stock units at a conversion price of $0, which convert into common stock on a one-for-one basis and vest in three equal annual installments beginning one year from that date.
On 02/08/2026, 1,404 restricted stock units were converted into 1,404 shares of common stock at $0. On the same date, 560 shares of common stock were disposed of at $57.95 per share. After these transactions, Lu directly owned 28,534 shares of common stock and 1,443 restricted stock units.
Yum China Holdings Chief Financial Officer Adrian Ding reported equity compensation transactions. On February 6, 2026, he was granted 18,982 restricted stock units (RSUs), which convert into common stock on a one-for-one basis, vesting in one-third installments annually beginning one year after that date, with no expiration date for this grant.
On February 8, 2026, 3,023 RSUs were exercised and converted into an equal number of Yum China common shares at a stated price of $0. On the same date, he disposed of 1,361 common shares at $57.95 per share. Following these transactions, he directly beneficially owned 47,387 common shares and 3,116 RSUs as reflected in the respective table lines.
Yum China Holdings, Inc. Chief Technology Officer Leila Zhang reported multiple equity-related transactions. On 02/06/2026, she received an award of 6,903 restricted stock units (RSUs), which convert to common stock on a one-for-one basis and vest in thirds beginning one year from that date.
On 02/08/2026, 3,023 RSUs were converted into an equal number of common shares at a stated price of $0, and 1,361 common shares were disposed of at $57.95 per share. After these transactions, she beneficially owned 56,680 shares of common stock and 3,114 RSUs, all held directly.
Yum China Holdings Chief Technology Officer Leila Zhang reported multiple equity transactions in company stock. On February 5, 2026, she exercised a stock appreciation right covering 10,000 shares of common stock at a conversion price of $26.56 per share, which the filing notes had vested in full.
On the same date, she acquired 10,000 shares of common stock through this exercise, then disposed of 5,193 shares at a price of $55.25 per share in an open market sale and a further 4,807 shares at $55.25 per share in a separate disposition. After these transactions, Zhang directly beneficially owned 55,018 shares of Yum China common stock and 10,492 stock appreciation rights.
Yum China Holdings’ Chief People Officer Jerry Ding sold company stock in a reported insider transaction. On February 5, 2026, he sold 3,000 shares of common stock at a price of $55.14 per share. After this sale, he beneficially owns 915 common shares, held directly.
A holder of Yum China (symbol YUMC) common stock has filed notice to sell 5,193 shares through Merrill on the NYSE, with an approximate sale date of February 5, 2026. The filing notes 361,419,215 common shares outstanding at the issuer. The shares to be sold were acquired on February 10, 2017 via a stock appreciation right (SAR) exercise from an entity listed as China Holdings. Over the past three months, Leila Zhang sold 7,689 common shares for gross proceeds of $363,108.47, and the new notice confirms the seller represents having no undisclosed material adverse information about the issuer.
Yum China Holdings is the issuer for a planned sale of 3,000 shares of its common stock under Rule 144. The filing lists an aggregate market value of 165,405 for these shares, to be sold through Merrill on the NYSE.
The notice shows that the seller acquired the shares through multiple restricted stock vesting transactions from February 2024 through February 2025. The document also notes 361,419,215 common shares outstanding as a baseline figure and indicates an approximate sale date of February 5, 2026.
Yum China Holdings, Inc. filed a current report to note that it has released its unaudited financial results for the full year and fourth quarter ended December 31, 2025. The company furnished a press release with these results as Exhibit 99.1 to the report.
Yum China Holdings, Inc. executive Lu Xueling, the company’s Controller and PAO, reported routine equity transactions in company stock. On January 14, 2026, Lu acquired 2,021 shares of common stock at $0.00 per share, representing the settlement of performance share units with a performance period from January 1, 2023 to December 31, 2025. On the same date, a second transaction coded “F” involved the disposition of 449 shares at $47.22 per share. After these transactions, Lu directly beneficially owned 27,690 shares of Yum China common stock.
Yum China Holdings Chief Supply Chain Officer Duoduo (Howard) Huang reported routine equity transactions on January 14, 2026. He acquired 3,731 shares of common stock at $0 upon settlement of performance share units with a performance period from January 1, 2023 to December 31, 2025, and disposed of 1,130 shares at $47.22 per share in a transaction coded “F.” After these transactions, he directly owned 21,291 shares of Yum China common stock.