Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Yum China Holdings, Inc. filings document the regulatory record for a dual-listed China restaurant operator whose common stock trades on the NYSE as YUMC and on the Hong Kong Stock Exchange as 9987. Form 8-K reports furnish quarterly and annual operating results, annual results announcements issued under Hong Kong listing rules, investor day materials, share repurchase authorizations and repurchase agreements.
The company’s proxy materials cover board elections, governance practices and stockholder voting matters. Other current reports disclose board composition matters, Regulation FD disclosures, financial exhibits and capital-return actions tied to the company’s restaurant portfolio, including KFC, Pizza Hut, Little Sheep, Huang Ji Huang, Taco Bell and Lavazza.
Yum China Holdings Chief Technology Officer Leila Zhang reported equity award activity and related share withholding. On 02/10/2026, she exercised restricted stock units into 686 and 2,453 shares of common stock at an exercise price of $0 per share, reflecting the one-for-one RSU-to-share conversion.
To cover tax obligations from these awards, 1,413 shares of common stock were disposed of at $57.12 per share through share withholding. After these transactions, Zhang directly owned 60,438 shares of Yum China common stock and 4,979 restricted stock units that continue to vest over time.
Yum China Holdings Chief Supply Chain Officer Duoduo (Howard) Huang reported equity award activity involving company stock. On February 10, 2026, he exercised restricted stock units, converting 317 and 2,977 units into an equal number of common shares at an exercise price of $0 per share. On the same date, 1,483 common shares were disposed of at $57.12 per share to satisfy tax liabilities associated with these awards. Following these transactions, Huang directly owned 27,102 shares of Yum China common stock.
Yum China officer Lu Xueling, Controller and PAO, reported equity award transactions in company stock. On February 10, 2026, she exercised restricted stock units into 317 and 1,226 shares of common stock at $0 per share under one-for-one conversion terms. To satisfy tax obligations, 695 shares of common stock were withheld at $57.12 per share. After these transactions, she directly beneficially owned 30,589 shares of Yum China common stock.
A shareholder of YUMC has filed a notice under Rule 144 to sell 4,613 common shares through Merrill in New York. The planned sale has an aggregate market value of 262,997.31 and is targeted for around 02/11/2026 on the NYSE.
The filing notes that 361,419,215 common shares were outstanding and that the seller’s shares came from a restricted stock vesting on 02/08/2025 from China Holdings for the same 4,613 shares.
Yum China Holdings Chief Technology Officer Leila Zhang reported routine equity award activity. On February 9, 2026, she converted 2,009 and 1,687 restricted stock units into the same number of Yum China common shares on a one-for-one basis at a price of $0 per unit.
To cover tax obligations, 1,664 common shares were withheld or sold at $57.5 per share, leaving Zhang with 58,712 Yum China common shares held directly. The underlying restricted stock units vest over time starting from February 9, 2023, with some vesting in thirds annually and others 50% on the second and 50% on the third anniversary.
Yum China Holdings, Inc. officer Howard Duoduo Huang, Chief Supply Chain Officer, reported equity award activity on February 9, 2026. He exercised restricted stock units into 1,722 shares of common stock and another 2,530 shares at an exercise price of $0 per share, reflecting one-for-one conversion into common stock. To cover taxes associated with these vestings, 1,914 common shares were withheld or disposed of at $57.5 per share under transaction code F. Following these transactions, Huang directly owned 25,291 shares of Yum China common stock.
Yum China Holdings Chief People Officer Jerry Ding reported equity transactions involving restricted stock units and common shares. On February 9, 2026, 401 restricted stock units converted into 401 shares of common stock at $0 per share, reflecting a one-for-one conversion.
On the same date, 135 common shares were disposed of at $57.50 per share in a transaction coded “F,” typically used for share withholding related to taxes. Following these transactions, Ding directly beneficially owned 2,370 shares of common stock and 397 restricted stock units.
Yum China Holdings, Inc. Chief Financial Officer Adrian Ding reported equity award activity involving company stock. On February 9, 2026, he converted 2,009 and 3,373 restricted stock units into the same number of common shares on a one-for-one basis at a stated price of $0 per share.
On the same date, 2,423 common shares were disposed of at $57.5 per share in a transaction coded "F," typically used for shares withheld or sold to cover taxes. Following these transactions, Ding directly held 50,346 common shares. Footnotes indicate the RSU grants vest over time beginning from February 9, 2023 and have no expiration date.
Yum China Holdings, Inc. Chief Legal Officer Pingping Liu reported routine equity transactions involving company stock. On February 9, 2026, 267 restricted stock units converted on a one-for-one basis into 267 shares of common stock at $0 per share, increasing Liu’s direct holdings to 15,067 shares.
On the same date, 81 common shares were disposed of at $57.50 per share in a transaction coded "F", leaving Liu with 14,986 directly owned common shares. The underlying restricted stock unit grant vests 25% per year beginning one year from February 9, 2023 and does not have an expiration date.
Yum China Holdings, Inc. Chief Executive Officer and director Joey Wat reported equity award activity on February 9, 2026. She exercised 28,678 restricted stock units into common stock on a one-for-one basis at $0 per share.
On the same date, 2,727 shares of common stock were disposed of at $57.5 per share. Following these transactions, Wat directly beneficially owned 504,387 shares of common stock and indirectly held 272,944 shares through a controlled corporation and trust. The underlying restricted stock unit grant vests in thirds annually beginning one year from February 9, 2023 and does not have an expiration date.