Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Yum China Holdings, Inc. (YUMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures filed with the U.S. Securities and Exchange Commission. As a New York Stock Exchange registrant, Yum China submits current reports on Form 8-K and related amendments, along with other required filings, to inform investors about material events, financial results and governance changes.
Recent Form 8-K filings referenced in the company’s disclosures include announcements of unaudited quarterly financial results, highlights from an investor day in Shenzhen, and details of share repurchase authorizations and repurchase agreements. These filings often attach press releases as exhibits, giving investors direct access to the company’s descriptions of system sales growth, same-store performance, store openings, margins, digital and delivery metrics, and capital return plans.
Other 8-K filings cover Regulation FD disclosures, such as interim reports issued to comply with Hong Kong Stock Exchange rules, and notices of additional share repurchase plans. Governance-related 8-K and 8-K/A filings report board changes, including the appointment of new directors, committee assignments and a director’s decision not to stand for re-election, along with statements that such decisions were not due to disagreements with the company.
Through these filings, investors can see how Yum China communicates its multi-year capital return targets, expansions of share repurchase authorization, and the timing of investor events. The filings also confirm the company’s dual listing, with its common stock registered under Section 12(b) of the Exchange Act and traded on the New York Stock Exchange under the symbol YUMC and on The Stock Exchange of Hong Kong Limited under stock code 9987.
On Stock Titan, users can review Yum China’s SEC filings as they are made available from EDGAR and use AI-powered summaries to interpret the key points in each document. This can help readers quickly understand the significance of earnings announcements, capital return disclosures, investor day materials, and board or governance updates contained in Yum China’s regulatory reports.
Yum China Holdings officer Jeff Kuai, General Manager of Pizza Hut, reported several equity transactions. On 02/08/2026, 4,536 restricted stock units converted into the same number of common shares at $0 per share, and 2,042 common shares were disposed of at $57.95 per share. After these moves, he directly held 63,065 common shares.
Separately, on 02/06/2026, Kuai received a new award of 11,648 restricted stock units that vest in thirds each year beginning one year from 02/06/2026. Following these derivative transactions, he directly held 4,671 restricted stock units.
Yum China Holdings (YUMC) CEO Joey Wat reported several equity compensation moves. On February 6, 2026, she received 86,282 restricted stock units (RSUs) at $0 per unit, each convertible into one share of common stock. These RSUs vest in thirds annually starting one year from February 6, 2026 and have no expiration date.
On February 8, 2026, 43,198 RSUs were converted into 43,198 shares of common stock at $0 per share, and 3,971 shares of common stock were disposed of at $57.95 per share. After these transactions, Wat directly held 478,436 shares of common stock and 44,505 RSUs, with an additional 272,944 shares held indirectly through a controlled corporation and trust.
Yum China Holdings Chief Supply Chain Officer Howard Duoduo Huang reported multiple equity compensation transactions in company stock. On February 6, 2026, he received a grant of 10,786 restricted stock units (RSUs), which vest in thirds each year beginning one year from that date and have no expiration date.
On February 8, 2026, 3,023 RSUs were converted on a one-for-one basis into 3,023 shares of common stock at a conversion price of $0, increasing his directly held common stock to 24,314 shares. Also on February 8, the company withheld 1,361 shares at $57.95 per share in a transaction coded "F" to cover taxes, leaving him with 22,953 shares of common stock held directly. Following the RSU conversion, 3,114 RSUs from that award remained outstanding.
Yum China Holdings, Inc. officer Lu Xueling, Controller and PAO, reported equity transactions involving company stock and restricted stock units. On 02/06/2026, Lu received 3,883 restricted stock units at a conversion price of $0, which convert into common stock on a one-for-one basis and vest in three equal annual installments beginning one year from that date.
On 02/08/2026, 1,404 restricted stock units were converted into 1,404 shares of common stock at $0. On the same date, 560 shares of common stock were disposed of at $57.95 per share. After these transactions, Lu directly owned 28,534 shares of common stock and 1,443 restricted stock units.
Yum China Holdings Chief Financial Officer Adrian Ding reported equity compensation transactions. On February 6, 2026, he was granted 18,982 restricted stock units (RSUs), which convert into common stock on a one-for-one basis, vesting in one-third installments annually beginning one year after that date, with no expiration date for this grant.
On February 8, 2026, 3,023 RSUs were exercised and converted into an equal number of Yum China common shares at a stated price of $0. On the same date, he disposed of 1,361 common shares at $57.95 per share. Following these transactions, he directly beneficially owned 47,387 common shares and 3,116 RSUs as reflected in the respective table lines.
Yum China Holdings, Inc. Chief Technology Officer Leila Zhang reported multiple equity-related transactions. On 02/06/2026, she received an award of 6,903 restricted stock units (RSUs), which convert to common stock on a one-for-one basis and vest in thirds beginning one year from that date.
On 02/08/2026, 3,023 RSUs were converted into an equal number of common shares at a stated price of $0, and 1,361 common shares were disposed of at $57.95 per share. After these transactions, she beneficially owned 56,680 shares of common stock and 3,114 RSUs, all held directly.
Yum China Holdings Chief Technology Officer Leila Zhang reported multiple equity transactions in company stock. On February 5, 2026, she exercised a stock appreciation right covering 10,000 shares of common stock at a conversion price of $26.56 per share, which the filing notes had vested in full.
On the same date, she acquired 10,000 shares of common stock through this exercise, then disposed of 5,193 shares at a price of $55.25 per share in an open market sale and a further 4,807 shares at $55.25 per share in a separate disposition. After these transactions, Zhang directly beneficially owned 55,018 shares of Yum China common stock and 10,492 stock appreciation rights.
Yum China Holdings’ Chief People Officer Jerry Ding sold company stock in a reported insider transaction. On February 5, 2026, he sold 3,000 shares of common stock at a price of $55.14 per share. After this sale, he beneficially owns 915 common shares, held directly.
A holder of Yum China (symbol YUMC) common stock has filed notice to sell 5,193 shares through Merrill on the NYSE, with an approximate sale date of February 5, 2026. The filing notes 361,419,215 common shares outstanding at the issuer. The shares to be sold were acquired on February 10, 2017 via a stock appreciation right (SAR) exercise from an entity listed as China Holdings. Over the past three months, Leila Zhang sold 7,689 common shares for gross proceeds of $363,108.47, and the new notice confirms the seller represents having no undisclosed material adverse information about the issuer.
Yum China Holdings is the issuer for a planned sale of 3,000 shares of its common stock under Rule 144. The filing lists an aggregate market value of 165,405 for these shares, to be sold through Merrill on the NYSE.
The notice shows that the seller acquired the shares through multiple restricted stock vesting transactions from February 2024 through February 2025. The document also notes 361,419,215 common shares outstanding as a baseline figure and indicates an approximate sale date of February 5, 2026.