[144] Yum China Holdings, Inc. SEC Filing

Rhea-AI Filing Summary

YUM China Holdings (YUMC) filed a Form 144 notice for a proposed sale of 4,888 shares of its common stock. The shares are expected to be sold on the NYSE through Merrill Lynch at 8890 Lyra Drive, Columbus, Ohio, with an indicated aggregate market value of 235,112.8.

The securities to be sold were acquired on 02/05/2016 through a stock appreciation right (SAR) exercise from YUM China Holdings, with payment in stock. The filing notes that there were 361,419,215 shares outstanding of the same class at the time referenced, providing context for the planned sale size.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 8890 Lyra Drive 5th Floor Columbus OH 43240	4888	235112.8	361419215	11/24/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/05/2016	SAR Exercise	YUM China Holdings			4888	11/24/2025	Stock

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the YUMC Form 144 filing disclose?

The Form 144 discloses a planned sale of 4,888 shares of YUM China Holdings common stock on the NYSE through Merrill Lynch.

How many YUM China (YUMC) shares are planned to be sold under this Form 144?

The notice covers a proposed sale of 4,888 common shares of YUM China Holdings.

What is the aggregate market value of the YUMC shares in this Form 144?

The planned sale has an indicated aggregate market value of 235,112.8 for the 4,888 common shares.

When were the YUMC shares to be sold originally acquired?

The shares were acquired on 02/05/2016 through a SAR (stock appreciation right) exercise from YUM China Holdings.

How were the YUM China (YUMC) shares acquired according to the Form 144?

The shares were obtained via a stock appreciation right (SAR) exercise, with the nature of payment listed as stock.

Which broker and exchange are involved in the YUMC Form 144 sale?

The filing lists Merrill Lynch as broker, with the shares to be sold on the NYSE.

How many YUM China (YUMC) shares were outstanding for this class?

For the class of common stock referenced, there were 361,419,215 shares outstanding at the time noted in the Form 144.