Yum China officer plans $1.13M stock sale

Yum China Holdings, Inc. (symbol YUMC) received a Rule 144 notice from officer Duoduo Huang covering proposed sales of company common stock.

Rhea-AI Filing Summary

Yum China Holdings, Inc. (symbol YUMC) received a Rule 144 notice from officer Duoduo Huang covering proposed sales of company common stock. The filing lists 24,096 shares of common stock, with an aggregate market value of $1,134,459.59, against 342,458,136 shares outstanding, and a proposed sale date of 08/18/2026 on the NYSE. The shares derive from prior equity awards, including stock appreciation right exercises and restricted stock vesting on various dates from 2017 through 2026.

Key Figures

Shares to be sold: 24,096 shares Aggregate market value: $1,134,459.59 Shares outstanding: 342,458,136 shares +1 more

4 metrics

Shares to be sold 24,096 shares Common stock covered by the Rule 144 notice

Aggregate market value $1,134,459.59 Aggregate market value of 24,096 shares of common stock

Shares outstanding 342,458,136 shares Yum China common shares outstanding used as baseline in the notice

Proposed sale date 08/18/2026 Proposed date for sale of the covered shares on NYSE

Key Terms

Rule 144, SAR Exercise, Restricted Stock Vesting

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

SAR Exercise financial

"Common | 02/10/2017 | SAR Exercise | YUM China Holdings"

Restricted Stock Vesting financial

"Common | 02/10/2023 | Restricted Stock Vesting | YUM China Holdings"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing mean for Yum China Holdings, Inc. (YUMC)?

The Form 144 reports that officer Duoduo Huang may sell up to 24,096 shares of Yum China common stock. It is a notice of potential sales under Rule 144, not a confirmation that the shares have been sold.

How many Yum China (YUMC) shares are covered by Duoduo Huang’s proposed Rule 144 sale?

The notice covers 24,096 shares of Yum China common stock. These shares have an aggregate market value of $1,134,459.59 based on the figures in the filing and are proposed to be sold on 08/18/2026.

What is the market value of the Yum China (YUMC) shares in this Form 144?

The filing states an aggregate market value of $1,134,459.59 for the 24,096 shares of Yum China common stock covered. This value reflects the reference market price at the time of the notice, not necessarily the eventual sale proceeds.

How does the proposed sale compare to Yum China (YUMC) shares outstanding?

Yum China reports 342,458,136 shares outstanding. The 24,096 shares covered by the notice represent a small fraction of this total; the outstanding figure is a baseline, not the amount being sold.

What is the source of the Yum China (YUMC) shares being sold under this Form 144?

The shares come from prior equity awards to Duoduo Huang, including SAR Exercise transactions dated 02/10/2017 and 02/07/2019, and multiple Restricted Stock Vesting events between 2023 and 2026.

On which market are the Yum China (YUMC) shares in this Rule 144 notice listed?

The shares covered by the notice are Yum China common stock listed on the NYSE. The Form 144 specifies that the proposed sale of 24,096 shares is to take place on 08/18/2026 on that exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 08/18/2026 - 03:12 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001968156
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Yum China Holdings, Inc.
SEC File Number	001-37762
Address of Issuer	101 East Park Blvd Ste 805 Plano TEXAS 75074
Phone	4699802898
Name of Person for Whose Account the Securities are To Be Sold	Duoduo Huang
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Floor Columbus OH 43240	24096	1134459.59	342458136	08/18/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/10/2017	SAR Exercise	YUM China Holdings			7638	08/18/2026	Stock
Common	02/07/2019	SAR Exercise	YUM China Holdings			10479	08/18/2026	Stock
Common	02/10/2023	Restricted Stock Vesting	YUM China Holdings			277	02/10/2023	NA
Common	11/15/2023	Restricted Stock Vesting	YUM China Holdings			3788	11/15/2023	NA
Common	02/05/2024	Restricted Stock Vesting	YUM China Holdings			4301	02/05/2024	NA
Common	02/09/2024	Restricted Stock Vesting	YUM China Holdings			884	02/09/2024	NA
Common	02/10/2024	Restricted Stock Vesting	YUM China Holdings			1843	02/10/2024	NA
Common	01/20/2025	Restricted Stock Vesting	YUM China Holdings			1771	01/20/2025	NA
Common	02/08/2025	Restricted Stock Vesting	YUM China Holdings			1690	02/08/2025	NA
Common	02/09/2025	Restricted Stock Vesting	YUM China Holdings			2261	02/09/2025	NA
Common	02/10/2025	Restricted Stock Vesting	YUM China Holdings			1875	02/10/2025	NA
Common	01/14/2026	Restricted Stock Vesting	YUM China Holdings			823	01/14/2026	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/18/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Duoduo Huang
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)