YUM China insider plans Form 144 stock sale

A shareholder associated with Merrill at 8890 Lyra Dr, Columbus, Ohio has filed to sell YUM China Holdings common stock under Form 144.

Rhea-AI Filing Summary

A shareholder associated with Merrill at 8890 Lyra Dr, Columbus, Ohio has filed to sell YUM China Holdings common stock under Form 144. The planned transactions involve shares obtained through equity compensation events, including 5,313 shares from a stock appreciation right exercise dated November 11, 2016 and 4,961 shares from a stock appreciation right exercise dated February 10, 2017, with a proposed sale date of August 12, 2026 on the NYSE. Additional shares come from restricted stock vesting on January 4, 2017, January 4, 2018, and November 11, 2018, including 1,373 shares and 1,353 shares tied to those vesting dates.

Key Figures

Shares from 11/11/2016 SAR exercise: 5,313 shares Shares from 02/10/2017 SAR exercise: 4,961 shares Shares from 01/04/2017 RS vesting: 1,373 shares +3 more

6 metrics

Shares from 11/11/2016 SAR exercise 5,313 shares Common stock from stock appreciation right exercise dated 11/11/2016

Shares from 02/10/2017 SAR exercise 4,961 shares Common stock from stock appreciation right exercise dated 02/10/2017

Shares from 01/04/2017 RS vesting 1,373 shares Common stock from restricted stock vesting on 01/04/2017

Shares from 01/04/2018 RS vesting 1,353 shares Common stock from restricted stock vesting on 01/04/2018

Shares from 11/11/2018 RS vesting 1,586 shares Common stock from restricted stock vesting on 11/11/2018

Proposed sale date 08/12/2026 Proposed sale date for common stock on NYSE

Key Terms

Form 144, Stock Appreciation Right, Restricted Stock Vesting

3 terms

Form 144 regulatory

"A shareholder has filed to sell YUM China Holdings common stock under Form 144"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Stock Appreciation Right financial

"shares obtained through equity compensation events, including 5,313 shares from a stock appreciation right exercise"

A stock appreciation right (SAR) is a form of employee pay that gives the holder the right to receive the increase in a company's share price over a set reference price, paid in cash or shares, without having to buy stock first. It matters to investors because SARs can create future cash outflows or dilute existing shareholders if settled in stock, and they align employee incentives with share-price performance like a bonus tied to a home's price rise.

Restricted Stock Vesting financial

"Additional shares come from restricted stock vesting on January 4, 2017, January 4, 2018, and November 11, 2018"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does YUMC's Form 144 filing disclose?

The Form 144 discloses a planned sale of YUM China Holdings common stock by a shareholder using Merrill as broker, with shares sourced from prior stock appreciation right exercises and restricted stock vesting events and a proposed sale date of August 12, 2026.

How many YUMC shares from SAR exercises are referenced in the Form 144?

The filing references 5,313 shares from a stock appreciation right exercise dated November 11, 2016 and 4,961 shares from a stock appreciation right exercise dated February 10, 2017, both relating to YUM China Holdings common stock.

What restricted stock vesting events for YUMC are listed in the Form 144?

The filing lists YUM China restricted stock vesting on January 4, 2017, January 4, 2018, and November 11, 2018, including 1,373 shares tied to the January 4, 2017 vesting and 1,353 shares tied to the January 4, 2018 vesting.

On which exchange are the YUMC shares proposed to be sold?

The YUM China Holdings common shares referenced in the Form 144 are proposed to be sold on the NYSE on or around the referenced proposed sale date of August 12, 2026.

What is the role of Merrill in the YUMC Form 144 filing?

Merrill, listed at 8890 Lyra Dr, 5th Floor, Columbus, OH 43240, appears as the brokerage firm associated with the proposed sale of YUM China Holdings common stock described in the Form 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/12/2026 - 04:10 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001685835
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Yum China Holdings, Inc.
SEC File Number	001-37762
Address of Issuer	101 East Park Blvd Ste 805 Plano TEXAS 75074
Phone	4699802898
Name of Person for Whose Account the Securities are To Be Sold	Jun Kuai
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill 8890 Lyra Dr 5th Floor Columbus OH 43240	14586	696001.88	342458136	08/12/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/11/2016	SAR Exercise	YUM China Holdings			5313	08/12/2026	Stock
Common	02/10/2017	SAR Exercise	YUM China Holdings			4961	08/12/2026	Stock
Common	01/04/2017	Restricted Stock Vesting	YUM China Holdings			1373	01/04/2017	NA
Common	01/04/2018	Restricted Stock Vesting	YUM China Holdings			1353	01/04/2018	NA
Common	11/11/2018	Restricted Stock Vesting	YUM China Holdings			1586	11/11/2018	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	08/12/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Jun Kuai
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)