Yum China (YUMC) officer Lu Xueling sells 23,504 shares after SAR exercise
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Yum China Holdings, Inc. Controller and PAO Lu Xueling reported several equity transactions in company stock. Lu exercised a stock appreciation right covering 3,726 shares of common stock at a price of $26.56 per share, increasing direct common stock holdings before subsequent transactions. On the same date, Lu disposed of 1,769 shares of common stock back to the issuer at $55.97 per share and sold a total of 23,504 common shares in open‑market transactions at prices reported as $55.92 and $55.83 per share, each executed in multiple trades within disclosed price ranges. Following these transactions, Lu directly owned 9,042 shares of Yum China common stock.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 23,504 shares ($1,312,404)
Net Sell
5 txns
Insider
Lu Xueling
Role
Controller and PAO
Sold
23,504 shs ($1.31M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Appreciation Right | 3,726 | $0.00 | -- |
| Exercise | Common Stock | 3,726 | $26.56 | $99K |
| Disposition | Common Stock | 1,769 | $55.97 | $99K |
| Sale | Common Stock | 1,957 | $55.92 | $109K |
| Sale | Common Stock | 21,547 | $55.83 | $1.20M |
Holdings After Transaction:
Stock Appreciation Right — 0 shares (Direct);
Common Stock — 34,315 shares (Direct)
Footnotes (1)
- This transaction was executed in multiple trades at prices ranging from $55.92 to $55.93. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $55.45 to $56.09. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Vested in full.
FAQ
What insider transactions did Lu Xueling report in Yum China (YUMC) stock?
Lu Xueling reported exercising a stock appreciation right for 3,726 shares and multiple same‑day transactions in Yum China common stock, including a disposition to the issuer and open‑market sales, all on February 24, 2026, with updated direct ownership disclosed.
What derivative security did Lu Xueling exercise in Yum China (YUMC)?
Lu Xueling exercised a stock appreciation right covering 3,726 shares of Yum China common stock. The exercise is reported with a price of $26.56 per share and is classified as an exercise or conversion of a derivative security, increasing common share holdings before subsequent dispositions and sales.
Were Lu Xueling’s Yum China (YUMC) stock sales executed at a single price?
No. The filing states the reported sales prices of $55.92 and $55.83 per share are weighted averages. Each transaction was executed in multiple trades within ranges of $55.92–$55.93 and $55.45–$56.09, with full trade‑level details available upon request.