STOCK TITAN

Yum China (YUMC) director Shao Zili receives grant of 4,544 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Shao Zili reported acquisition or exercise transactions in this Form 4 filing.

Yum China Holdings director Shao Zili received a grant of 4,544 shares of Common Stock. The award carried a price of $0.00 per share, indicating it was compensation rather than an open-market purchase. Following this grant, Shao directly holds 56,551 shares of Yum China common stock.

Positive

  • None.

Negative

  • None.
Insider Shao Zili
Role null
Type Security Shares Price Value
Grant/Award Common Stock 4,544 $0.00 --
Holdings After Transaction: Common Stock — 56,551 shares (Direct, null)
Footnotes (1)
Shares granted 4,544 shares Common Stock grant to director Shao Zili on 2026-06-01
Grant price $0.00 per share Compensation-related stock award, not open-market purchase
Shares held after grant 56,551 shares Total direct holdings of Shao Zili following transaction
Common Stock financial
"security_title: "Common Stock" for the reported transaction"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description: "Grant, award, or other acquisition""
Form 4 regulatory
"INSIDER FILING DATA (Form 4): structured insider transaction report"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shao Zili

(Last)(First)(Middle)
27/F NORTH TOWER BEIJING KERRY CENTRE
1 GUANGHUA ROAD CHAOYANG DISTRICT

(Street)
BEJINGF4100020

(City)(State)(Zip)

CHINA

(Country)
2. Issuer Name and Ticker or Trading Symbol
Yum China Holdings, Inc. [ YUMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/01/2026A4,544A$056,551D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Pingping Liu, Power of Attorney06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Yum China (YUMC) report for Shao Zili?

Yum China reported that director Shao Zili received a grant of 4,544 shares of Common Stock. The shares were awarded at $0.00 per share as compensation, increasing his direct holdings to 56,551 shares after the transaction.

Was the Yum China (YUMC) insider transaction a purchase or a grant?

The transaction was a grant of shares, not an open-market purchase. Director Shao Zili received 4,544 Yum China Common Stock shares at $0.00 per share as a compensation-related award rather than buying them on the market.

How many Yum China (YUMC) shares does director Shao Zili hold after this Form 4?

After the reported grant, director Shao Zili directly holds 56,551 shares of Yum China Common Stock. This total reflects his position immediately following the 4,544-share award disclosed in the Form 4 insider filing.

What does transaction code "A" mean in the Yum China (YUMC) Form 4?

Transaction code "A" in this Form 4 indicates a grant, award, or other acquisition of shares. For Yum China, it shows director Shao Zili received 4,544 Common Stock shares as a compensation-related award, rather than through market buying.

Does the Yum China (YUMC) Form 4 show any share sales by Shao Zili?

The Form 4 shows only an acquisition via grant and no sales. Director Shao Zili received 4,544 Common Stock shares at $0.00 per share, raising his direct holdings to 56,551 shares with no dispositions reported in this filing.