Welcome to our dedicated page for Yum China SEC filings (Ticker: YUMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Yum China Holdings, Inc. filings document the regulatory record for a dual-listed China restaurant operator whose common stock trades on the NYSE as YUMC and on the Hong Kong Stock Exchange as 9987. Form 8-K reports furnish quarterly and annual operating results, annual results announcements issued under Hong Kong listing rules, investor day materials, share repurchase authorizations and repurchase agreements.
The company’s proxy materials cover board elections, governance practices and stockholder voting matters. Other current reports disclose board composition matters, Regulation FD disclosures, financial exhibits and capital-return actions tied to the company’s restaurant portfolio, including KFC, Pizza Hut, Little Sheep, Huang Ji Huang, Taco Bell and Lavazza.
YUM China Holdings (YUMC) filed a Form 144 notice for a proposed sale of 4,888 shares of its common stock. The shares are expected to be sold on the NYSE through Merrill Lynch at 8890 Lyra Drive, Columbus, Ohio, with an indicated aggregate market value of 235,112.8.
The securities to be sold were acquired on 02/05/2016 through a stock appreciation right (SAR) exercise from YUM China Holdings, with payment in stock. The filing notes that there were 361,419,215 shares outstanding of the same class at the time referenced, providing context for the planned sale size.
Yum China Holdings (YUMC) received a notice of proposed sale of restricted or control securities on Form 144. The filing covers the planned sale of 8,187 shares of common stock through Merrill Lynch on the NYSE, with an aggregate market value of $395,268.36. The issuer had 361,419,215 shares of common stock outstanding.
The seller acquired these 8,187 common shares on 02/05/2016 via a stock appreciation right (SAR) exercise from Yum China Holdings, with stock noted as the form of payment dated 11/24/2025. By signing the notice, the seller represents that they are not aware of any material adverse, non-public information about Yum China’s current or prospective operations and acknowledges the Rule 10b5-1 and federal criminal liability language included in the form.
Yum China Holdings, Inc. (YUMC) reported an insider equity transaction by its General Manager, Pizza Hut, on 11/20/2025.
The officer exercised a stock appreciation right covering 9,251 shares of common stock at an exercise price of $21.06 per share, which had vested in full. On the same date, the insider reported dispositions of common stock totaling 9,251 shares, including 4,084 shares at $47.71 per share and 5,167 shares at $48 per share.
Following these transactions, the reporting person held 56,602 shares of Yum China common stock with direct ownership.
Yum China Holdings, Inc. (YUMC) reported a planned sale of restricted securities under Rule 144. A holder filed to sell 5,167 shares of common stock through Merrill on the NYSE, with an indicated aggregate market value of 248,016. The notice lists 361,419,215 shares outstanding of the same class of common stock. The shares to be sold were acquired on 02/05/2016 through a stock appreciation right (SAR) exercise, with the sale targeted for around 11/20/2025. The filer represents they are not aware of undisclosed material adverse information about Yum China’s current or prospective operations.
Yum China Holdings, Inc. filed a Form 8-K to report that it hosted its investor day on November 17, 2025 in Shenzhen, China. The company states that it issued a press release providing highlights from this investor event, and that this press release is being furnished as Exhibit 99.1. The filing is mainly a disclosure of this investor relations activity rather than a detailed financial or transactional update.
Yum China Holdings, Inc. (YUMC) reported an insider transaction by a director. On 11/06/2025, the reporting person acquired 174 shares of common stock at a price of $0.
Following this transaction, beneficial ownership is 3,036 shares, held indirectly through a controlled corporation. The filing indicates a single reporting person and the director relationship to the issuer.
Yum China Holdings (YUMC) reported Q3 2025 results showing steady growth. Total revenues were $3,206 million, up from $3,071 million a year ago. Operating profit was $400 million versus $371 million, while net income attributable to Yum China was $282 million compared with $297 million. Diluted EPS was $0.76, essentially flat year over year.
Year to date, revenues reached $8,974 million and operating cash flow was strong at $1,341 million. The company continued returning capital, repurchasing $682 million of shares and paying $268 million in dividends through September 30, 2025. Cash and cash equivalents were $648 million, with $1,495 million in short‑term investments.
Company sales remained the primary driver at $2,998 million in the quarter, with franchise and other revenue streams contributing the balance. Basic weighted‑average shares were 368 million in Q3; shares outstanding were 361,419,215 as of November 4, 2025.
Principal Global Investors filed a Schedule 13G reporting beneficial ownership of 20,169,911 shares of Yum China Holdings, Inc. (YUMC), representing 5.5% of the class as of the event date 09/30/2025.
The filer reports shared voting power: 20,169,911 and shared dispositive power: 20,169,911, with no sole voting or dispositive power. The reporting person is classified as an investment adviser and certifies the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
Yum China Holdings, Inc. filed a current report to note that it has issued a press release announcing its unaudited results for the third quarter ended September 30, 2025.
The company states that this press release is furnished as Exhibit 99.1 to the report, rather than being included in full, and that it covers the third‑quarter 2025 period. The filing is primarily procedural, formally placing the earnings press release into the public record.
Yum China Holdings insider grant details: Adrian Ding, identified as Chief Financial Officer and a director, reported acquisitions of Restricted Stock Units (RSUs) on 09/23/2025. The Form 4 shows six separate RSU accruals totaling 170 RSUs received as dividend-equivalency payments tied to previously issued RSUs and issued at a $0 price. Each tranche vests on the same schedule as the underlying awards (various schedules: annual 1/4 vesting, 50%/50% on years two and three, or 1/3 per year), and the newly reported units convert one-for-one into common shares with no expiration. The report was signed under power of attorney on 09/25/2025.