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[Form 4] Zimmer Biomet Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

On 2 July 2025, Enstar Group Limited (symbol: ESGR) and its financing subsidiary filed Post-Effective Amendment No. 1 to six previously effective Form S-3 shelf registration statements. The amendment follows the completion of a series of mergers, effective the same day, in which Enstar became a wholly owned subsidiary of Elk Bidco Limited. Because public offerings under these shelves have been terminated, the registrants are deregistering all securities that remained unsold under the following registration numbers: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 and 333-143064. No new securities are being offered, and no financial results are provided. Signatures were executed by Audrey B. Taranto (General Counsel) for Enstar Group Limited and Jennifer Miu (Chief Financial Officer) for Enstar Finance LLC.

Il 2 luglio 2025, Enstar Group Limited (simbolo: ESGR) e la sua controllata finanziaria hanno presentato la Modifica Post-Efficace n. 1 a sei precedenti dichiarazioni di registrazione a tendina Form S-3 già efficaci. La modifica segue il completamento di una serie di fusioni, efficaci lo stesso giorno, con le quali Enstar è diventata una controllata interamente posseduta da Elk Bidco Limited. Poiché le offerte pubbliche sotto queste registrazioni sono state terminate, i soggetti registranti stanno cancellando la registrazione di tutti i titoli rimasti invenduti sotto i seguenti numeri di registrazione: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 e 333-143064. Non vengono offerti nuovi titoli e non sono forniti risultati finanziari. Le firme sono state apposte da Audrey B. Taranto (Consigliere Generale) per Enstar Group Limited e da Jennifer Miu (Direttore Finanziario) per Enstar Finance LLC.

El 2 de julio de 2025, Enstar Group Limited (símbolo: ESGR) y su filial financiera presentaron la Enmienda Post-Efectiva No. 1 a seis declaraciones de registro Form S-3 previamente efectivas. La enmienda sigue a la finalización de una serie de fusiones, efectivas el mismo día, mediante las cuales Enstar se convirtió en una subsidiaria de propiedad total de Elk Bidco Limited. Debido a que las ofertas públicas bajo estos registros han sido terminadas, los registrantes están cancelando el registro de todos los valores que quedaron sin vender bajo los siguientes números de registro: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 y 333-143064. No se están ofreciendo nuevos valores y no se proporcionan resultados financieros. Las firmas fueron ejecutadas por Audrey B. Taranto (Asesor General) para Enstar Group Limited y Jennifer Miu (Directora Financiera) para Enstar Finance LLC.

2025년 7월 2일, Enstar Group Limited(심볼: ESGR)와 그 금융 자회사는 이전에 효력이 있었던 여섯 건의 Form S-3 선반 등록 명세서에 대한 사후 효력 수정안 1호를 제출했습니다. 이 수정안은 같은 날 발효된 일련의 합병 완료에 따른 것으로, Enstar가 Elk Bidco Limited의 완전 자회사로 편입되었습니다. 이 선반 등록을 통한 공개 모집이 종료됨에 따라, 등록자는 다음 등록 번호에 해당하는 판매되지 않은 모든 증권의 등록을 말소하고 있습니다: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461, 333-143064. 신규 증권은 제공되지 않으며, 재무 결과도 제공되지 않습니다. 서명은 Enstar Group Limited의 Audrey B. Taranto(법률 고문)와 Enstar Finance LLC의 Jennifer Miu(최고재무책임자)에 의해 이루어졌습니다.

Le 2 juillet 2025, Enstar Group Limited (symbole : ESGR) et sa filiale financière ont déposé un amendement post-efficace n° 1 à six déclarations d'enregistrement en étagère Form S-3 précédemment effectives. Cet amendement fait suite à la finalisation d'une série de fusions, effectives le même jour, par lesquelles Enstar est devenue une filiale à part entière de Elk Bidco Limited. Étant donné que les offres publiques sous ces étagères ont été arrêtées, les déclarants procèdent à la déréférence de tous les titres restants invendus sous les numéros d'enregistrement suivants : 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 et 333-143064. Aucun nouveau titre n'est offert et aucun résultat financier n'est communiqué. Les signatures ont été apposées par Audrey B. Taranto (conseiller juridique) pour Enstar Group Limited et Jennifer Miu (directrice financière) pour Enstar Finance LLC.

Am 2. Juli 2025 reichten Enstar Group Limited (Ticker: ESGR) und ihre Finanzierungstochtergesellschaft eine Post-Effective Amendment Nr. 1 zu sechs zuvor wirksamen Form S-3 Shelf-Registrierungserklärungen ein. Die Änderung erfolgte nach dem Abschluss einer Reihe von Fusionen, die am selben Tag wirksam wurden, bei denen Enstar zu einer hundertprozentigen Tochtergesellschaft von Elk Bidco Limited wurde. Da öffentliche Angebote unter diesen Shelf-Registrierungen eingestellt wurden, melden die Registranten die Abmeldung aller unter den folgenden Registrierungsnummern unverkauften Wertpapiere: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 und 333-143064. Es werden keine neuen Wertpapiere angeboten und keine Finanzergebnisse veröffentlicht. Die Unterschriften wurden von Audrey B. Taranto (General Counsel) für Enstar Group Limited und Jennifer Miu (Chief Financial Officer) für Enstar Finance LLC geleistet.

Positive
  • Eliminates potential future dilution by withdrawing all unsold securities from six shelf registrations, reducing ongoing compliance costs.
Negative
  • Confirms Enstar will no longer access U.S. public capital markets, ending opportunities for public investors to participate in future offerings.

Insights

TL;DR: Administrative POSASR withdraws six shelf registrations after Enstar’s go-private merger; capital-markets impact is neutral.

The filing is a routine housekeeping step that confirms Enstar’s transition from a public issuer to a wholly owned private subsidiary. By removing unsold securities, management eliminates any residual registration expenses and potential future dilution. Because the merger closed concurrently, public investors have already been cashed out or converted, so today’s amendment does not alter economic positions. No new capital is raised, and no operational metrics are disclosed; therefore the filing carries no immediate valuation impact but formally ends Enstar’s access to U.S. public markets.

Il 2 luglio 2025, Enstar Group Limited (simbolo: ESGR) e la sua controllata finanziaria hanno presentato la Modifica Post-Efficace n. 1 a sei precedenti dichiarazioni di registrazione a tendina Form S-3 già efficaci. La modifica segue il completamento di una serie di fusioni, efficaci lo stesso giorno, con le quali Enstar è diventata una controllata interamente posseduta da Elk Bidco Limited. Poiché le offerte pubbliche sotto queste registrazioni sono state terminate, i soggetti registranti stanno cancellando la registrazione di tutti i titoli rimasti invenduti sotto i seguenti numeri di registrazione: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 e 333-143064. Non vengono offerti nuovi titoli e non sono forniti risultati finanziari. Le firme sono state apposte da Audrey B. Taranto (Consigliere Generale) per Enstar Group Limited e da Jennifer Miu (Direttore Finanziario) per Enstar Finance LLC.

El 2 de julio de 2025, Enstar Group Limited (símbolo: ESGR) y su filial financiera presentaron la Enmienda Post-Efectiva No. 1 a seis declaraciones de registro Form S-3 previamente efectivas. La enmienda sigue a la finalización de una serie de fusiones, efectivas el mismo día, mediante las cuales Enstar se convirtió en una subsidiaria de propiedad total de Elk Bidco Limited. Debido a que las ofertas públicas bajo estos registros han sido terminadas, los registrantes están cancelando el registro de todos los valores que quedaron sin vender bajo los siguientes números de registro: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 y 333-143064. No se están ofreciendo nuevos valores y no se proporcionan resultados financieros. Las firmas fueron ejecutadas por Audrey B. Taranto (Asesor General) para Enstar Group Limited y Jennifer Miu (Directora Financiera) para Enstar Finance LLC.

2025년 7월 2일, Enstar Group Limited(심볼: ESGR)와 그 금융 자회사는 이전에 효력이 있었던 여섯 건의 Form S-3 선반 등록 명세서에 대한 사후 효력 수정안 1호를 제출했습니다. 이 수정안은 같은 날 발효된 일련의 합병 완료에 따른 것으로, Enstar가 Elk Bidco Limited의 완전 자회사로 편입되었습니다. 이 선반 등록을 통한 공개 모집이 종료됨에 따라, 등록자는 다음 등록 번호에 해당하는 판매되지 않은 모든 증권의 등록을 말소하고 있습니다: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461, 333-143064. 신규 증권은 제공되지 않으며, 재무 결과도 제공되지 않습니다. 서명은 Enstar Group Limited의 Audrey B. Taranto(법률 고문)와 Enstar Finance LLC의 Jennifer Miu(최고재무책임자)에 의해 이루어졌습니다.

Le 2 juillet 2025, Enstar Group Limited (symbole : ESGR) et sa filiale financière ont déposé un amendement post-efficace n° 1 à six déclarations d'enregistrement en étagère Form S-3 précédemment effectives. Cet amendement fait suite à la finalisation d'une série de fusions, effectives le même jour, par lesquelles Enstar est devenue une filiale à part entière de Elk Bidco Limited. Étant donné que les offres publiques sous ces étagères ont été arrêtées, les déclarants procèdent à la déréférence de tous les titres restants invendus sous les numéros d'enregistrement suivants : 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 et 333-143064. Aucun nouveau titre n'est offert et aucun résultat financier n'est communiqué. Les signatures ont été apposées par Audrey B. Taranto (conseiller juridique) pour Enstar Group Limited et Jennifer Miu (directrice financière) pour Enstar Finance LLC.

Am 2. Juli 2025 reichten Enstar Group Limited (Ticker: ESGR) und ihre Finanzierungstochtergesellschaft eine Post-Effective Amendment Nr. 1 zu sechs zuvor wirksamen Form S-3 Shelf-Registrierungserklärungen ein. Die Änderung erfolgte nach dem Abschluss einer Reihe von Fusionen, die am selben Tag wirksam wurden, bei denen Enstar zu einer hundertprozentigen Tochtergesellschaft von Elk Bidco Limited wurde. Da öffentliche Angebote unter diesen Shelf-Registrierungen eingestellt wurden, melden die Registranten die Abmeldung aller unter den folgenden Registrierungsnummern unverkauften Wertpapiere: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 und 333-143064. Es werden keine neuen Wertpapiere angeboten und keine Finanzergebnisse veröffentlicht. Die Unterschriften wurden von Audrey B. Taranto (General Counsel) für Enstar Group Limited und Jennifer Miu (Chief Financial Officer) für Enstar Finance LLC geleistet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HIGGINS ARTHUR J

(Last) (First) (Middle)
345 E. MAIN STREET

(Street)
WARSAW IN 46580

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ZIMMER BIOMET HOLDINGS, INC. [ ZBH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units(1) $91.11(2) 06/30/2025 A 301.833 (3) (3) Common Stock 301.833 $0 35,206.217 D
Explanation of Responses:
1. The phantom stock units were accrued under the Zimmer Biomet Holdings, Inc. Deferred Compensation Plan for Non-Employee Directors.
2. The Conversion or Exercise Price of Derivative Security is 1-for-1.
3. Units are to be settled in cash in ten annual installments commencing within sixty days after the end of the calendar year in which the cessation of the reporting person's service as a Director occurs.
/s/ Matthew R. St. Louis, Attorney-in-Fact for Arthur J. Higgins (power of attorney previously filed) 07/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Why did Enstar (ESGR) file a POSASR on 2 July 2025?

To deregister all unsold securities after Enstar became a wholly owned subsidiary through a merger, terminating its public offerings.

Which registration statements are being withdrawn by Enstar?

Six Form S-3 shelves: 333-270204, 333-220889, 333-215144, 333-195562, 333-151461 and 333-143064.

Does the POSASR introduce any new securities for sale?

No. The amendment only removes unsold securities; no new securities are being registered or offered.

What was the outcome of the July 29 2024 merger agreement?

Enstar Group Limited survived the mergers as a wholly owned subsidiary of Elk Bidco Limited.

Who signed the filing on behalf of the registrants?

Audrey B. Taranto (General Counsel) signed for Enstar Group Limited; Jennifer Miu (CFO) signed for Enstar Finance LLC.

How does deregistration affect existing shareholders?

Public shareholders were addressed at merger closing; deregistration has no financial effect on former public holders.
Zimmer Biomet

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