ZETA (NYSE: ZETA) trustee lists resale of Class A stock in Rule 144 filing

Rhea-AI Filing Summary

ZETA filed a Rule 144 notice proposing the resale of Class A Common Stock. The excerpt shows a reported holding of 397,645 shares acquired 02/17/2020 and an indicated sale of 732 shares on 04/06/2026 for $11,446.44. The sale is described as an Estate Planning Transfer and lists a trust as the seller.

Insights

Securities Compliance Attorney

Rule 144 notice for trustee/estate transfer; routine resale disclosure.

Form 144 records a proposed resale of restricted or control shares under Rule 144. The filing cites an estate planning transfer and lists a trust as the selling holder, which is a common transfer method for privately held restricted shares.

Timing and fuller proceeds treatment depend on resale execution and any broker/dealer methods; subsequent SEC or broker filings would show trade settlement details.

Key Figures

Reported holding: 397,645 shares Sale reported: 732 shares Proceeds reported: $11,446.44 +1 more

4 metrics

Reported holding 397,645 shares acquired 02/17/2020

Sale reported 732 shares sale date 04/06/2026

Proceeds reported $11,446.44 proceeds for 732 shares on 04/06/2026

Filing form Form 144 notice of proposed sale under Rule 144

Key Terms

Rule 144, Estate Planning Transfers, Class A Common Stock

3 terms

Rule 144 regulatory

"filed a notice under Rule 144 proposing resale"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Estate Planning Transfers other

"Estate Planning Transfers | Acquired from the settlor of the trust"

Class A Common Stock financial

"Class A Common Stock | Merrill Lynch 200 Park Ave New York"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A Common Stock	Merrill Lynch 200 Park Ave New York NY 10166	397645	7185445.15	244123600	04/17/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A Common Stock	02/17/2020	Estate Planning Transfers	Acquired from the settlor of the trust for whose accounts the securites are being sold		01/01/2015	397645	02/17/2020	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Family Trust No C5 42 Beacon Hill Lane New Canaan CT 06840	Class A Common Stock	04/06/2026	732	11446.44

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ZETA's Form 144 filing mean for shareholders?

It notifies the SEC of a proposed resale of restricted Class A shares. The filing lists a trust selling shares and the sale method as an estate planning transfer, informing the market of potential available shares for resale.

How many ZETA shares are reported in this excerpt?

The excerpt lists 397,645 shares acquired on 02/17/2020 and a reported sale of 732 shares on 04/06/2026 for $11,446.44, as shown in the provided lines.

Who is the reported seller in the ZETA Form 144 excerpt?

The seller is shown as a trust related to an estate planning transfer, identified by an address and named as a family trust in the excerpt, indicating the shares are being sold by a trust holder.

Does this Form 144 confirm the shares have been sold?

No; Form 144 is a notice of a proposed resale under Rule 144. The excerpt records a proposed sale date and prior sale activity, but it does not confirm trade settlement or execution details.